Review of innovative methods for retrofitting purposes Deliverable D.3.3 Component 3- Analysis- Desk research Phase 3.3 - Analysis of innovative retrofitting methods applied in the technoeconomical study stage Contract No.: 1C-MED12-73 Axe2: Protection of the environment and promotion of a sustainable territorial development Objective 2.2: Promotion and renewable energy and improvement of energy efficiency Authors: George M. Stavrakakis, Christoforos Perakis and Konstantinos Anagnostopoulos Centre for Renewable Energy Sources and Saving (CRES) with the support of: Municipality of Piraeus, AViTeM, NCA, IVE, AER, DEMOCENTER, ERR, EIHP and ZADRA. Submission date: 31st March 2014 Status: Final March 2014 Table of contents Table of contents............................................................................................................................. 0 Abstract .......................................................................................................................................... 7 1. Introduction ................................................................................................................................ 8 2. Physical models ......................................................................................................................... 10 2.1 Building thermal behaviour modelling ..................................................................................... 10 2.1.1 Field models for indoor airflow assessments ......................................................................... 11 2.1.2 The multi-zonal (nodal) approach ......................................................................................... 12 2.1.3 Comparative analysis of physical modelling methods ............................................................ 14 2.1.4 Building energy simulation tools ........................................................................................... 16 2.1.4.1 Autodesk Green Building Studio ......................................................................................... 17 2.1.4.2 BEAVER .............................................................................................................................. 17 2.1.4.3 BSim .................................................................................................................................. 18 2.1.4.4 DeST .................................................................................................................................. 19 2.1.4.5 DOE-2 ................................................................................................................................ 20 2.1.4.6 ECOTECT ............................................................................................................................ 20 2.1.4.7 ENER-WIN .......................................................................................................................... 21 2.1.4.8 EnergyPlus ......................................................................................................................... 22 2.1.4.9 eQUEST.............................................................................................................................. 23 2.1.4.10 ESP-r ................................................................................................................................ 23 2.1.4.11 IDA Indoor Climate and Energy (IDA-ICE) .......................................................................... 24 2.1.4.12 IES Virtual Environment (IESVE)........................................................................................ 25 2.1.4.13 SUNREL ............................................................................................................................ 26 2.1.4.14 TAS .................................................................................................................................. 27 2.1.4.15 TRNSYS ............................................................................................................................ 27 1 2.2 Urban Heat Island modelling.................................................................................................... 44 2.2.1 Energy balance models ......................................................................................................... 45 2.2.2 Computational fluid dynamics............................................................................................... 46 2.2.2.1 Meso-scale modelling ........................................................................................................ 47 2.2.2.2 Micro-scale modelling ........................................................................................................ 48 2.2.3 The role of urban physics in urban energy and environmental studies .................................. 49 2.2.3.1 Urban wind comfort........................................................................................................... 49 2.2.3.2 Urban thermal comfort ...................................................................................................... 51 2.2.3.3 Urban energy demand ....................................................................................................... 53 2.2.3.4 Urban pollutant dispersion................................................................................................. 55 2.2.4 Comparative analysis of UHI modelling methods .................................................................. 57 2.2.5 UHI simulation tools ............................................................................................................. 58 2.2.5.1 Energy balance modelling tools.......................................................................................... 59 2.2.5.1.1 Urban heat storage model (UHSM) ................................................................................. 59 2.2.5.1.2 Town energy budget (TEB) .............................................................................................. 60 2.2.5.1.3 SOLWEIG......................................................................................................................... 61 2.2.5.1.4 Rayman........................................................................................................................... 61 2.2.5.2 CFD tools ........................................................................................................................... 62 2.2.5.2.1 ENVI-met ........................................................................................................................ 62 2.2.5.2.2 ANSYS-Fluent .................................................................................................................. 63 2.2.5.2.3 ANSYS-CFX ...................................................................................................................... 65 2.2.5.2.4 Phoenics ......................................................................................................................... 66 2.2.6 CFD and multi-zonal coupling for building energy assessments ............................................. 76 3. Decision making through optimization algorithms ..................................................................... 79 4. Level of use of assessment tools ................................................................................................ 84 2 4.1 Level of use of BES tools for building energy performance assessment .................................... 85 4.2 Level of use of field modelling tools for urban microclimate assessment.................................. 87 4.3 Level of use of CFD/BES coupled simulations for building energy assessment .......................... 89 5. Discussing the reasons of limited use of urban and building physics tools .................................. 89 6. Conclusions ............................................................................................................................... 94 Annex: Application of innovative methods in the partner Countries .............................................. 96 Annex 1: Review of innovative methods for retrofitting purposes - Greece .................................... 97 Executive Summary ....................................................................................................................... 98 1. Introduction .......................................................................................................................... 99 Scope of the Review .................................................................................................................. 99 Objectives ................................................................................................................................. 99 2. Identification and presentation of innovative tools .............................................................. 100 Building Energy Simulation Tools ................................................................................................. 101 ECOTECT .................................................................................................................................. 101 ENER-WIN ............................................................................................................................... 102 EnergyPlus............................................................................................................................... 102 ESP-r........................................................................................................................................ 103 TRNSYS .................................................................................................................................... 103 Open Space – Urban Heat Island Simulation Tools ....................................................................... 104 ENVI-MET ................................................................................................................................ 104 3. Applicability in Greek cases - Review & classification ........................................................... 105 4. Conclusions ......................................................................................................................... 120 5. References........................................................................................................................... 121 Annex 2: Review of innovative methods for retrofitting purposes - France .................................. 122 Buildings: Definition of technical innovative methods .................................................................. 123 3 Guidelines for the review process ................................................................................................ 123 Keywords and key-phrases ...................................................................................................... 123 Clarification of methods reviewing and classification ............................................................... 123 Content expected ........................................................................................................................ 124 Review of innovative methods for retrofitting purposes .................................................................. 124 Simulation tools: range of application.......................................................................................... 124 Presentation of some BES tools analyzed ..................................................................................... 125 ArchiWIZARD ........................................................................................................................... 125 DesignBuilder v3.4 ................................................................................................................... 126 DOE-2 ...................................................................................................................................... 126 Ecotect .................................................................................................................................... 127 EnergyPlus............................................................................................................................... 127 ESP-r........................................................................................................................................ 128 IES Virtual Environment (IES VE) .............................................................................................. 128 PHPP ....................................................................................................................................... 129 PLEIADES+COMFIE ................................................................................................................... 130 TRaNsient SYstem Simulation Program (TRNSYS 17) ................................................................ 131 Comparative synthesis of BES tools ............................................................................................. 131 Limitations of BES tools ............................................................................................................... 132 References .................................................................................................................................. 133 Open spaces: Definition of technical innovative methods ............................................................ 134 Guidelines for the review process ................................................................................................ 134 Keywords and key-phrases ...................................................................................................... 134 Clarification of methods .......................................................................................................... 134 Content expected ........................................................................................................................ 135 4 Assessment criteria ......................................................................................................................... 135 Thermal indices ........................................................................................................................... 135 Others indices ............................................................................................................................. 135 Review of innovative methods for retrofitting purposes .................................................................. 135 Presentation of some microclimate simulations tools analyzed ................................................... 136 BioKlima .................................................................................................................................. 136 CONFORT -EX........................................................................................................................... 137 ENVI-met ® .............................................................................................................................. 138 OTC Model ®............................................................................................................................ 139 OUTCOMES ............................................................................................................................. 139 RayMan ................................................................................................................................... 140 SOLWEIG-model ...................................................................................................................... 140 TownScope .............................................................................................................................. 141 Urbawind ................................................................................................................................ 141 Comparative synthesis of Microclimate Simulation tools ............................................................. 142 Limitations of Microclimate Simulation tools ............................................................................... 142 References .................................................................................................................................. 142 Annex 3: Review of innovative methods for retrofitting purposes – Spain ................................... 144 Buildings...................................................................................................................................... 144 Open spaces ................................................................................................................................ 158 Annex 4: Review of innovative methods for retrofitting purposes – Italy ..................................... 170 Review of innovative methods for public buildings retroffitting purpose ..................................... 171 Short description of tools and methods ....................................................................................... 172 Representative Case Studies ........................................................................................................ 173 Review of innovative methods for open spaces ........................................................................... 174 5 Innovative methods in the General Plans..................................................................................... 175 Innovative method from research point of view .......................................................................... 177 Conclusions ................................................................................................................................. 178 SIMULATION TOOLS (source: UHI CE project) .............................................................................. 179 6 Abstract This report stands for a review of models and decision making methods, with applications found mainly in the international scientific literature, which could be used for conducting technoeconomical studies in order to determine the optimal blends of retrofit measures for building energy upgrading and Urban Heat Island mitigation in open spaces. The capabilities of innovative computational tools targeted to the assessment of building energy performance and of microclimate in open spaces are discussed in detail. Additionally, coupled simulation approaches between energy and microclimate simulation models in order to evaluate the impact of the Urban Heat Island effect on building energy performance, are presented as well. In parallel, decision making methods based on the combination of the impact assessment models and optimization algorithms are described. Finally, conclusions on the usefulness of the approaches found will be drawn in relation to the level of use of these approaches in the partner Countries, while reasons that such methods are not widely applied in practice will be identified. 7 1. Introduction The building sector in the Europen Union is considered as the largest consumer of energy using up to 40% of the final energy consumption1. To evaluate the energy performance of both residential and tertiary buildings, many parameters are required, such as the thermo-physical properties of the envelope, ventilation, passive solar systems, indoor-outdoor physical interactions, energy end-uses, building systems’ operating schedules, etc. Considering all these influencing factors, building energy upgrading is not an easy task. Especially now with more strict regulations 1, building energy renovation plans should be based on precise estimations of energy indicators as specific thresholds of these indicators should be satisfied, and at the same time least-cost renovation measures should be suggested. On the other hand it is observed that over the last decade, heat waves have occurred across Europe, particularly in Southern Europe. High densely built-up areas trap the heat, especially at night, causing the so-called Urban Heat Island (UHI) effect in which city centers can be up to 10°C warmer than surrounding rural areas2. A significant consequence of UHI is that energy consumption rises with the increased use of air conditioners and refrigeration appliances. This means that a holistic confrontation over the elevation of building energy efficiency should not disregard the impact of UHI on energy consumption. Apart from benefiting building energy performance, UHI-mitigation projects ensure comfortable and healthy open spaces for pedestrians. The last decade, EU has presented efforts in terms of energy savings especially in the building sector. For instance, the European Union established specific actions by introducing the EPBD (Energy Performance of Building Directive)1, which suggests each EU state to target own energy efficiency objectives. In addition, regarding the renovation of public buildings, the new directive 2012/27/EU 3 forces Member States to renovate each year 3% of the total floor area of public buildings in order to achieve the energy efficiency objectives. As a consequence, different projects of passive building emerged in Germany with PassivHaus, in Switzerland with Minergie and in France with Effinergie4,5. To deal with the requirements of the latest EU directives, Member States have developed their own methodologies and computational tools aiming to assess building energy performance in the prerenovation (or pre-construction) and the post-renovation (or post-construction) situation in order to determine renovation measures. On the contrary, no such approach is adopted in case of UHI mitigation in open spaces. Apart from traditional guidelines for spatial urban planning, no computational tools and/or concrete methodologies are recommended to estimate microclimate and environmental indicators in the study phase. 1 EPBD.On the energy performance of buildings. Official Journal of the European Union, Directive 2010/31/EU of the European Parliament and of the Council; 2010. 2 http://www.urbanheatisland.info/ 3 DIRECTIVE 2012/27/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 25 October 2012 on energy efficiency. 4 Proposal-EPBD. Low energy building in Europe: current state of play, definitions and best practice; 2009. 5 Jean-Loup Bertez, The PASSIVE stake. Strategic overview on a global, structured and sustainable way for ‘‘efficient building’’. Zenergie; 2009. 8 Considering the issues raised above it becomes obvious that in order to comply with the latest energy efficiency policies as well as to obtain sustainable built and urban environments, accurate methods and computational tools to estimate the impact of retrofit options based on the aspects of building and urban physics are required. The use of such methods is considered crucial even in the early study phase, especially for major renovation projects, for the following reasons: They assess the pre-renovation situation revealing the energy consumption level of buildings and microclimate conditions of open spaces. This capability contributes to the recognition of vulnerable areas, energy savings potential and, generally, actual needs of the renovation cases under consideration. The provision of such estimations contributes in determining and prioritizing the interventions. They can be used to assess the impact of various interventions in a desk-study (fast and with no cost) manner, i.e. computational tools may be executed for various design configurations and calculate the corresponding values of performance indicators (energy indicators for buildings and microclimate indicators for open spaces). In a more advanced level aiming at improving estimations’ accuracy, many computational tools offer the possibility to conduct coupled simulations in order to account for the impact of the UHI effect, i.e. of the local microclimate rather than relying on the wider climate zone, on building energy consumption. In combination with optimization schemes and algorithms they support decision making towards the determination of cost-effective renovation measures that ensure minimum requirements of performance indicators, either energy or microclimate ones. The present report provides an overview of commercial or commercially available computational tools that can be used to assess building energy performance and UHI effect in open spaces. Initially, the major categories of physical models are presented, i.e. multi-zonal or nodal models for building energy performance assessments and field models for UHI assessments. The capabilities of the most popular computational tools of each category will be presented together with case studies found in scientific literature. Furthermore, nodal/field models coupling possibilities to assess UHI effect on building energy consumption are discussed. In addition, integrated methodologies for decision making based on optimization schemes and algorithms are presented. Finally, the research-oriented level of use of computational tools, especially in partner Countries of the REPUBLIC-MED project, is estimated based on scientific databases, and the major reasons of their limited applications for building design purposes are identified. In summary, the main goals of this review are the following: Revealing of innovative computational tools that can be used to assess building energy performance and Urban Heat Island in open spaces 9 Unfolding and contrasting the capabilities of computational tools Coupled simulation possibilities to account for the impact of UHI on indoor energy consumption Decision making utilizing impact assessment computational tools and optimization algorithms Research-based level of use of innovative computational methods Reasons of limited use of computational tools by building designers 2. Physical models 2.1 Building thermal behaviour modelling Physical models are used to simulate the thermal behaviour in various buildings with their own specific needs and uses, e.g. dwellings, offices, schools, etc. Some of them include models of space heating6, natural ventilation7, air conditioning systems8, passive solar systems9, Photovoltaic panels10, occupants’ behaviour11, etc. The physical modelling techniques are based on the solving of heat transfer equations. To solve such physical problems, a large number of numerical software are available. Many authors proposed benchmarks to compare these software tools. Theoretically, each building software is able to include thermal physical phenomena encounterred in buildings. Most computational tools provide the choice to users to select the physical mechanisms and the associate equations required. However, Crawley et al. (2008)12 showed that some tools omit moisture influences and, generally, the effects of latent heat are neglected. There are two major thermal building models categories currently used13: Field models, such as Computational Fluid Dynamics (CFD) models Multi-zonal or nodal models 6 Z. Liao & A.L. Dexter, A simplified physical model for estimating the average air temperature in multi-zone heating systems, Building and Environment 39 (2004) 1013–22. 7 S. Louis et al., Optimizing opening dimensions for naturally ventilated buildings, Applied Energy 88 (2011) 2791-801. 8 W. Shengwei, Dynamic simulation evaluation of building VAV air-conditioning system and of EMCS on-line control strategies, Building Simulation 34 (1999) 681-705. 9 I. Pyonchan et al., Estimation of lighting energy savings from daylighting, Building and Environment 44 (2009) 509-514. 10 J.A. Clarke et al., The simulation of photovoltaic-integrated building facades, Building Simulation 1997 (2) 189-195. 11 E. Azar & C.C. Menassa, A comprehensive analysis of the impact of occupancy parameters in energy simulation of office buildings, Energy and Buildings 55 (2012) 841-853. 12 D.B. Crawley et al., Contrasting the capabilities of building energy performance simulation programs, Building and Environment 43 (2008) 661-673. 13 A. Foucquier et al., State of the art in building modelling and energy performances prediction: A review, Renewable and Susta inable Energy Reviews 23 (2013) 272-288. 10 Since the REPUBLIC-MED project is focused on the application of the multi-zonal method in case of building energy simulation, an extensive presentation of the principles of this method and available computational tools to assess building energy performance is provided. As far as field models are concerned, the project is focused on their uses for simulating the UHI effect in open spaces. Therefore, an extensive overview of field modelling principles and computational tools targeted to open spaces only is presented in section 2.2 below, while only a short presentation of their uses for indoor airflows and building thermal simulation is provided. 2.1.1 Field models for indoor airflow assessments The most complete field modelling approach in the thermal building simulation is the CFD method. This is a microscopic approach of the thermal transfer modelling providing a detailed resolution of the airflow pattern. It is based on the discretization of a building zone into a large number of control volumes in the form of structured or unstructured mesh14. The CFD approach is essentially based on the solution of the so-called Navier-Stokes equations14. A large number of CFD software exists such as Fluent, COMSOL Multi-physics, MIT-CFD, Phoenics, etc, most of them possessing additional capabilities to simulating indoor airflows and building thermal behaviour. In general, they can be applied to every system involving fluid flow phenomena. Advantages and application field of the CFD method The CFD method is mainly employed for its ability to solve for mass, momentum, heat, chemical species and turbulence parameters conservation equations. As a result, a CFD analysis produces a detailed description of the airflow field within indoor environments including velocity vector distribution (magnitude and direction), temperature distribution, chemical species dispersion, etc. The prediction of the aforementioned properties of the flow field is very useful even in the early design stages as it reveals areas with unpleasant draft and thermal discomfort, areas of pollutants’ confinement, for different design alternatives; hence, it helps the building designer to decide among the design alternatives. 14 G.M. Stavrakakis et al., “Evaluation of thermal comfort in indoor environments using Computational Fluid Dynamics (CFD)”, In: Harris R.G., Moore D.P. (editors), Indoor Work and Living Environments: Health, Safety and Performance. Nova Science Publishers Inc., 2009, pp. 97166, ISBN: 978-1-61728-521-9. 11 Limitations of the CFD method The main disadvantage of the CFD method is computational time due to the fact that a complete detailed 3 dimensional description of a building with a very fine mesh is most often required. However, given that the airflow in at least the 75% of the building volume is almost stagnant (velocity magnitude below 0.5m/s)13, it is not always necessary to apply the CFD approach for the entire building but only to specific parts, e.g. within spaces affected by installed Heating Ventilating and AirConditioning (HVAC) systems. This allows to reduce computational time significantly. For this reason, the CFD is frequently coupled with less time-consuming thermal building simulation coupling techniques, such as multi-zonal techniques or other statistical ones. For example, Tan and Glicksman (2005)15 compared the full CFD simulation results with those obtained by the coupling between CFD and a multi-zonal tool for modelling natural ventilation across large openings or atrium. They demonstrated that the full CFD simulation would take more than 10 hours to converge, whereas the coupled method needed less than one hour exhibiting similar accuracy. 2.1.2 The multi-zonal (nodal) approach The multi-zonal approach assumes that each building zone is a homogeneous volume characterized by uniform state variables. Thus, each zone is approximated as a node with a unique temperature, pressure, pollutant concentration, etc. Generally, a node represents a room, a wall or the exterior of the building, but it can also include more specific loads, such as internal occupancy, equipment gains, heating/cooling systems, etc. The heat transfer equations are solved for each node and it can be considered as one dimensional approach. A schematic representation of the multi-zonal approach is illustrated in Figure 1. Figure 1: Schematic representation of the multi-zonal method13. 15 G. Tan, L.R. Glicksman, Application of integrating multi-zone model with CFD simulation to natural ventilation prediction, Energy and Buildings 37 (2005) 1049–57. 12 In international literature, one can find two main methods used for the multi-zonal approach13: Solution of the state variables transfer equations Finite difference method Most software are designed based on the first technique. The finite difference method is notably applied for nodal approaches using a description of heat transfer from electrical analogy, which has been introduced by Rumaniovski et al. (1989) 16. The usefulness of this method lies on the fact that it drastically simplifies the mathematical representation of the physical problem through a linearization of the equations and thus reduced computational time. Advantages and application field of the multi-zonal method The major advantage of this method resides in its ability to describe the behaviour of a multiple-zone building on a large time scale within reasonable computational resources and time. It is a particularly well adopted technique for the estimation of energy consumption and the time evolution of the space-averaged temperature into a room. Moreover, it can be used to predict air change rates and the airflow-properties distribution between different rooms of a building. Some other applications, such as the ventilation efficiency or the pollutant transport for entire buildings can also be studied by this method17. Limitations of the multi-zonal method Due to the major simplification of disregarding the effects of non-uniform airflows within buildings, the multi-zonal method presents the following limitations: The study of thermal comfort and air quality in thermal zones is difficult, as the variety of physical (air velocity, relative humidity, temperature, etc.) and of personal parameters (metabolic rates, clothing insulationa and occupancy density) within building zones are considered negligible. The impact of heating and cooling loads on their close environment is not adequetely addressed (for example, a radiator causing bouyant plumes, or an air blower causing air drafts). 16 P. Rumaniovski et al, An adapted model for simulation of the interaction between a wall and the building heating system, In: Poceedings of the thermal performance of the exterior envelopes of buildings IV conference Orlando, USA; 1989. p. 224–33. 17 Q. Chen. Ventilation performance prediction for buildings: a method overview and recent applications, Building and Environment 44 (2009) 848–858. 13 Despite the fact that it is a well-adopted method to study multiple zone building, it is risky to apply it in large spaces where significant non-uniformities of indoor airflow are expected. Although it is a good option to visualize the distribution of pollutant concentration between building zones, it prevents the assessment of local effects by a heat or pollutant source. 2.1.3 Comparative analysis of physical modelling methods The previous paragraphs described two major methods to deal with building physics modelling. It may be completed that the most complete method is the CFD. It provides a detailed view of the physical mechanisms occurred in building systems. It is particularly adopted to solve for the convective phenomenon that takes place in large building spaces. In such spaces, the convective phenomenon, which causes airflow-parameters non uniformity, is well analyzed providing an accurate prediction of the Convective Heat Transfer Coefficient (CHTC) and, thus, of heat trasnfer. On the contrary, the multi-zonal approach underestimates CHTC and other variables heterogeneity in these specific cases. However, it should be pointed out that it is difficult to conduct entire building simulations using CFD due to the associated huge computational time. This is the major reason why it is usually coupled with multi-zonal computational tools15. On the other hand the multi-zonal method is really well adopted to treat global building physics resolution assuming uniform airflow field in each thermal zone. The main objective of this method is to simplify as far as possible the resolution system by linearizing the major part of the governing conservation equations (when it is physicalle possible). As a result the technical complexity is substantially reduced and so is the required time of computations. The multi-zonal method is more appropriate when more “macroscopic” variables are of interest, such as building energy consumption, rather than when assessing the airflow pattern is the main goal. It should be mentioned however, that the airflow properties variations significantly affect indoor-outdoor interactions, and in this way the envelope thermal behaviour, causing variations in systems’ operation schedules, which in turn influences building energy consumption. In this sense the computational tool or method used to conduct a building energy study requires experience to understand which tool is more appropriate or to know when coupled multizonal/field modelling approaches are required for more accurate and reliable studies. A summary of the capabilities of the methods discussed above is reported in Table 1. Table 1: Summary of building-physics simulation methods. Method Technical approach Application field Advantages Drawbacks CFD A building zone is further discretized into control Contaminant distribution; Indoor air quality; Detailed description of the airflow field High computational time; 14 Multizonal volumes. HVAC systems. within large spaces in buildings. requirements for high computational resources; modelling complexity. A building is discretized into thermal zones, often being rooms. The state variables are considered uniform in each zone. Determination of total energy consumption; indoor average temperature; cooling/ heating loads; Time evolution of energy consumption. Whole building energy simulation over long time periods; reasonable computatio-nal time within modest computatio-nal resources. Difficulty to study large volume systems; Unable to study local effects as heat or pollutant source. It should be clarified that the techniques described above need input parameters, such as the meteorological data, thermo-physical properties of the building envelope, occupancy parameters, systems’ operating schedules, etc. Obviously, all these parameters are interpreted with a degree of uncertainty. In addition to these uncertainties, there are certain assumptions adopted in order to reduce the complexity of building physical mechanisms. The combination of uncertainties in interpreting collected data (physical, materials and occupancy-related) with the adoption of assumptions often leads to discrepancies between the simulated results and reality. The major challenge scientists and engineers currently face is to reduce uncertainties without compromizing simulations’ time, practicability and accuracy. Several solutions consisting in decreasing the system size exist and some of them have been described in scientific literature18,19. Another idea is to reduce the detail of building geometry by merging rooms or merging walls. Such simpli- fications should speed up significantly the computational time. Generally, an important drawback of the physical formulation is the fact that it suggests a detailed description of the physical behaviour. Therefore, it implies expensive knowledge on the physical system, especially on the mechanisms occurring inside and outside the building geometry. Within the scope of the REPUBLIC-MED project is to understand the available methods to 18 S. Goyal, P. Barooah, A method for model-reduction of non- linear thermal dynamics of multi-zone buildings, Energy and Buildings 47 (2012) 332–40. 19 I. Hazyuk etal., Optimal temperature control of intermittently heated buildings using model predictive control: Part I—building modelling, Building and Environment 52 (2012) 379–87. 15 assess building energy performance and to acknowledge the most appropriate computational tools and their combinations in order to balance accuracy and practicability in terms of easiness to use and of calculation time. In the next subsection the most popular and widely used building energy (mainly multi-zonal) simulation tools are described highlighting their strengths and weaknesses. 2.1.4 Building energy simulation tools There is indeed a vast amount of available computational tools for building energy simulation purposes. The US Department of Energy has developed a directory of building energy software tools20 which reports 402 building software tools for evaluating energy efficiency, renewable energy and sustainability in buildings. The energy tools listed in the directory include databases, spreadsheets, component and systems’ analysis and whole building energy simulation programs. The current report is focused on the most popular tools used mainly for whole building energy or/and thermal performance assessments purposes. A short description of the capabilities of each tool is provided and a summary of their characteristics (Strengths, Weaknesses and special features) is reported in Table 2. The tools of interest are: Autodesk Green Building Studio BEAVER BSim DeST DOE-2 ECOTECT ENER-WIN Energy plus eQUEST ESP-r IDA Indoor Climate and Energy (IDA-ICE) IES Virtual Environment (IESVE) SUNREL 20 http://apps1.eere.energy.gov/buildings/tools_directory/ 16 TAS TRNSYS 2.1.4.1 Autodesk Green Building Studio The Autodesk Green Building Studio web-based service21 allows users to perform fast, whole building energy, water, and carbon emission analyses of a building design. This analysis can be performed by architects directly over the Internet from within their own design environment. This streamlines the entire analysis process and allows architects to get immediate feedback on their design alternatives— making green design more efficient and cost effective. Based on the building’s size, type, and location (which drives electricity and water usage costs), the web-based service determines the appropriate material, construction, system and equipment defaults by using regional building standards and codes to make intelligent assumptions. Using simple drop-down menus, architects can quickly change any of these settings to define specific aspects of their design; a different building orientation, a lower U-value window glazing, or a 4-pipe fan coil HVAC system for example. The service uses precise hourly weather data, as well as historical rain data as inputs. It also uses emission data for electric power plants across the United States and includes the broad range of variables needed to assess carbon neutrality. Usually within minutes, the service calculates a building’s carbon emissions and the user is able to view the output in a web browser, including the estimated energy and cost summaries as well as the building’s carbon neutral potential. Users can then explore design alternatives by updating the settings used by the service and rerunning the analysis, and/or by revising the building model itself. The output also summarizes the water usage and costs and electricity and fuel costs, calculates an ENERGY STAR score, estimates photovoltaic and wind energy potential, calculates points towards LEED daylighting credit, and estimates natural ventilation potential. Unlike most analysis output, the Autodesk Green Building Studio report is very easy to understand—giving architects and other users the information they need to make greener design decisions. 2.1.4.2 BEAVER BEAVER22 is a WINDOWS environment for the APEC ESPII Building Energy Estimation Program. It provides user friendly input of data, processing and viewing of the results. The program estimates the energy consumption of a building over a given period of time taking into account the site location, the building structure and the type of building services installed to maintain the desired environmental 21 22 http://usa.autodesk.com/green-building-studio/ http://members.ozemail.com.au/~acadsbsg/ 17 conditions. It enables a designer to investigate alternatives and make energy comparisons quickly and effectively for a very wide range of building configurations and air conditioning systems using actual measured climatic data. Data input is interactive (mouse driven) via WINDOWS dialogue boxes, selection lists drop down lists and entry fields on a series of screens running through general Project information to individual space data and for all the building services plant, capacities, operating schedules, etc. A comprehensive range of air handling systems, primary plant and control strategies enable modelling of a wide range of building services. The Air Handling system type is selected from a series of graphics which display the details included with the unit. To this basic system various extra components or operating strategies can be added including Heat Recovery, Preheat Coils, Exhaust Fan, Temperature reset on heating and cooling coils, etc. An extensive application study of BEAVER for assessing building energy performance was presented by ACADS-BSG Pty Ltd in conjuction with Elms Consulting Engineers23. The software was used to review and provide comments on suitability of the climate zones proposed in terms of the theoretical energy use as well as to propose a principal location within each zone that can be used to represent the thermal response of the predefined buildings within that zone and identify the minimum number of other locations needed to define the upper and lower extremes of thermal response within each zone. The substrates used for the review of zones were various types of office buildings with and without infiltration conditions. The software was successfully used for the revision of climate zones used as inputs to assess building energy performance. 2.1.4.3 BSim BSim24 provides user-friendly simulation of detailed, combined hygrothermal simulations of buildings and constructions. The package comprise the modules: SimView (user interface and graphic model editor), tsbi5 (simultaneous thermal and moisture building simulation tool), XSun (dynamic solar and shadow simulation and visualisation), SimLight (daylight calculation tool), SimDXF (CAD import facility) and SimPV (building integrated PV-system calculation). Furthermore there are export facilities to external tools: Be06 (Danish compliance checker), Radiance (advanced light simulations), boundary conditions for CFD simulations and visualisation in tools using DirectX input files. BSim has been used extensively over the past twenty years and it is the most commonly used tool in Denmark, and with increasing interest abroad, for energy design of buildings and for moisture analysis12. BSim applies the quasi-steady approach in building modelling, and it is often used for phase change materials modelling using the heat capacity method 25. The simulation time-step has to 23 ACADS-BSG Pty Ltd, ABCB Energy modelling of office buildings for climate zoning, Australian Building Codes Board, May 2002. www.bsim.dk J. Rose et al., Numerical method for calculating latent heat storage in constru ctions containing phase change material building simulation 2009, In: 11th international IBPSA conference. Glasgow, Scotland; 2009. 24 25 18 be small for accurate predictions. The BSim software has been successfully applied for the determination of the effect of the basic heat gains on building energy consumption by Sikula et al. (2012)26 and it was demonstrated that the highest heat gain comes from solar radiation. Model validation procedures showed a deviation of only 8% between the simulated annual energy consumption and the measured one. Finally, applications of the BSim, among other tools used, may be also found in a report under the International Energy Agency (IEA) Programme for energy conservation in buildings and Community systems27. The software was used mainly to simulate energy performance of typical residences located in different locations (climatic zones) in the prerenovation situation in order to assess the impact of different climatic conditions on building energy consumption. 2.1.4.4 DeST Designer’s Simulation Toolkits (DeST)28 allows detailed analysis of building thermal processes and HVAC system performance. DeST comprises a number of different modules for handling different functions: Medpha (weather data), VentPlus (natural ventilation), Bshadow (external shading), Lighting and CABD (CAD interface). The BAS (Building Analysis and Simulation) performs hourly calculations for indoor air temperatures and cooling/heating loads for buildings, including complicated building geometries with high number of rooms. It is an annual building energy consumption tool and it has five main simulation stages: building thermal process, system scheme analysis, Air Handling Units (AHU) analysis, duct/pipe networks and plant analysis. These simulation stages provide accurate results to fulfill the needs for different stages of building system design. An advanced multi-zone heat and mass balance methodology based on state space method is applied in building thermal environment simulations with high accuracy. In addition, a three-dimensional dynamic heat trasnfer methodology for annual simulation which is easy to compute the heat transfer of a ground-coupled envelope. A significant strength of DeST is that it provides coupling with CFD with hourly building simulation. The main objective, structure and core programs of DeST are described by Yan et al. (2008a) 29. The analytical verifications, interprogram comparisons and validation of the software are also presented. Examples from a pilot building are presented to demonstrate the entire process of aiding design with DeST are presented by Yan et al. (200b)30. 26 O. Sikula et al., Numerical simulation of the effect of heat gains in the heating season, Energy Procedia 14 (2012) 906-912. G. Zweifel, Retrofit simulation report- IEA ECBCS Annex 50 “Prefabricated systems for low energy renovation of residential buildings, Energy Conservation in Buildings and Community Systems Programme, March 2011. 28 www.dest.com.cn 29 D. Yan et al., DeST-An integrated building simulation toolkit, Part I: Fundamentals, Building Simulation 1 (2008a) 95-110. 30 D. Yan et al., DeST-An integrated building simulation toolkit, Part II: Applications, Building Simulation 1 (2008b) 193-209. 27 19 2.1.4.5 DOE-2 DOE-231 predicts the hourly energy use and energy cost of a building given hourly weather information, a building geometric and HVAC description, and utility rate structure. It has one subprogram for translation of input (BDL processor) and four simulation subprograms (LOADS, SYSTEMS, PLANT and ECON). LOADS, SYSTEMS and PLANTS modules are executed in sequence, with the output of LOADS becoming the input of systems, etc. The output then becomes the input to the ECONOMICS module. Each of the simulation subprograms also produces printed reports of the results of its calculations. DOE-2 has been used extensively for more than 25 years for both building design studies, analysis of retrofit opportunities, and for developing and testing building energy standards in the US and around the world. Lam et al. (2008)32 used DOE-2 for the energy analysis of office buildings in the five major climatic zones in China. Zhou and Park (2012)33 used DOE-2 to demonstrate how much energy use is reduced when a building energy management and control system is applied in a representative large office building. Using DOE-2 the optimal temperature schedule that saves the most energy was identified. In terms of accuracy, it was shown that a difference of only 6% was observed between the simulated and actual annual average hourly electric demand profile. 2.1.4.6 ECOTECT ECOTECT34 is a highly visual architectural design and analysis tool that links a comprehensive threedimensional modeler with a wide range of performance analysis functions covering thermal, energy, lighting, shading, acoustics and cost aspects. Whilst its modelling and analysis capabilities can handle geometry of any size and complexity, its main advantage is a focus on feedback at the earliest stages of the building design process. In addition to standard graph and table-based reports, analysis results can be mapped over building surfaces or displayed directly within the spaces. This includes visualization of volumetric and spatial analysis results, including imported 3D CFD data. Real-time animation features are provided along with interactive acoustic and solar ray tracing that updates in real time with changes to building geometry and material properties. ECOTECT is driven by the concept that environmental design principles are most effectively addressed during the conceptual stages of design. The software responds to this by providing essential visual and analytical feedback from even the simplest sketch model, progressively guiding the design process as more detailed information becomes available. The model is completely scalable, handling 31 doe2.com J.C. Lam et al., Building energy efficiency in different climates, Energy Conversion and Management 49 (2008) 2354-2366. 33 D. Zhou & S.H. Park, Simulation-assisted management and control over building energy efficiency-A case study, Energy Procedia 14 (2012) 592-600. 34 www.ecotect.com 32 20 simple shading models to full-scale cityscapes. Its extensive export facilities also make final design validation much simpler by interfacing with many focused analysis tools, such as EnergyPlus. Carlos and Nepomuceno (2012)35 used ECOTECT for producing simulated hourly values of energy demand in order to validate several simplified methodologies for building energy performance assessments. Knight et al. (2007)36 applied ECOTECT for the energy analysis of an educational building and compared simulated data with actual energy consumption measurements. They highlighted the following reasons of the observed discrepancies: Rough estimation of the internal gains or activities in each space Imprecise interpretation of the schedules of occupancy and equipment use Uncertainties in estimating ventilation rates Imprecise estimation of equipment loads in use Weather data were taken from the wider climate zone 2.1.4.7 ENER-WIN The ENER-WIN37 software originally developed at Texas A&M University. It simulates hourly energy consumption in buildings, including annual and monthly energy consumption, peak demand charges, peak heating and cooling loads, solar heating fraction through glazing, daylighting contribution and a life-cycle cost analysis. Design data are tabulated by zones, also providing duct sizes and electric power requirements. The software is composed of several modules-an interface module, a weather data retrieval module, a sketching and an energy simulation module. The interface module includes a rudimentary buildingsketching interface. ENER-WIN requires the following inputs: the building type, location and geometrical data, external ground condition, internal use patterns and load densities (e.g. for occupancy, lighting, small equipment and domestic hot water), and heating and cooling inputs (ventilation rate and schedules, thermostat settings and heating/cooling equipment types, systems’ efficiency and set points). ENER-WIN was applied by Soebarto & Williamson (2001) 38 for the development of a multi-criteria decision-making approach based on the “Reference Building” concept. Using the databases of 35 J.S. Carlos & M.C.S. Nepomuceno, A simple methodology to predict heating load at an early design state of dwellings, Energy a nd Buildings 55 (2012) 198-207. 36 I. Knight et al., Assessing the operational energy profiles of UK educational buildings: findings from detailed surveys and modelling compared to measured consumption, 2 nd PALENC Conference and 28 th AIVC Conference on Building Low Energy Cooling and Advanced Ventilation Technologies in the 21st Century, September 2007, Crete, Greece. 37 http://pages.suddenlink.net/enerwin/ 38 V.I. Soebarto & T.J. Williamson, Multi-criteria assessment of building performance: theory and implementation, Building and Environment 36 (2001) 681-690. 21 building materials, climate conditions and systems, incorporated in the ENER-WIN tool, they integrated an approach of creating a reference building which satisfies ASHRAE Standard 90.139 requirements. The energy performance of the actual building was evaluated based on the deviations between the actual and reference building and it was concluded that the approach was useful for testing different design strategies. 2.1.4.8 EnergyPlus EnergyPlus40 is a modular, structured code based on the most popular features and capabilities of BLAST41 and DOE-2. It is a simulation engine with input and output of text files. Loads are calculated by a heat balance engine at a user-specified time-step and they are passed to the building systems simulation module at the same time-step. The EnergyPlus building systems simulation module, with a variable time-step, calculates heating and cooling system and electrical system response. This integrated solution provides more accurate space temperature prediction, which is crucial for system and plant sizing, occupant comfort and occupant health calculations. Integrated simulation also allows users to evaluate realistic system controls, moisture adsorption and desorption in building elements, radiant heating and cooling systems and interzone airflow. Tsikaloudaki et al. (2012)42 used EnergyPlus to evaluate the cooling performance of a wide variety of geometrical, thermo-physical and optical properties of windows. The analysis showed that the contribution of the windows in determining cooling loads is maximized when their solar transmittance is high and their thermal transmittance is low. It was demonstrated that in the Mediterranean regions the increased thermal efficiency of transparent elements in buildings with controlled ventilation, such as in offices, prohibits the dissipation of heat towards the ambient environment and ultimately result in higher cooling energy loads. Goia et al. (2013)43 used EnergyPlus within the context of developing a methodology to determine the optimal transparent percentage in a façade module for low energy office buildings. The investigation was carried out in temperate oceanic climate for three different design versions of the office building and with different HVAC system’s efficiency. It was shown that, regardless of the orientation and of the façade area of the building, the optimal configuration is achieved when the transparent percentage is between 35% and 45% of the total façade module area. 39 ASHRAE Standard 90.1. Energy efficient design of new buildings except low-rise residential buildings. American Society of Heating Refrigerating and Air-conditioning Engineers, Inc. Atlanta, GA, 1989. 40 www.energyplus.gov 41 www.bso.uiuc.edu/BLAST 42 K. Tsikaloudaki et al., Assessing cooling energy performance of windows for office buildings in the Mediterranean zone, Energy and Buildings 49 (2012) 192-199. 43 F. Goia et al., Optimizing the configuration of a façade module for office buildings by means of integrated thermal and lighting simulations in a total energy perspective, Applied Energy 108 (2013) 515-527. 22 2.1.4.9 eQUEST eQUEST44 is an easy to use building energy analysis tool which provides high quality results by combining a building creation wizard, an energy efficiency measure wizard and a graphical results display module with an enhanced DOE-2 derived building energy simulation program. The building creation wizard directs a user through the process of creating a building model. Within eQUEST, DOE2 performs an hourly simulation of the building based on walls, windows, glass, people, plug loads and ventilation. The incorporated DOE-2 simulation module also simulates the performance of fans, chillers, boilers and other energy consuming devices. eQUEST allows users to create multiple simulations of alternative designs and view the corresponding results in side-by-side graphs (parametric analysis). It offers energy-cost estimating, daylighting and lighting system control as well as automatic implementation of energy efficiency measures (by selecting preferred measures from a list). Azar & Menasa (2012)45 used eQUEST to conduct a sensitivity analysis on the occupancy behavioural parameters of typical office buildings of different size and in different climate zones. Significant sensitivity levels were observed, varying according to both building size and weather conditions. The highest sensitivity was obtained when varying the “heating temperature set point” parameter in small-size buildings located in dry climatic conditions. 2.1.4.10 ESP-r ESP-r46 is a general purpose, multi-domain- building thermal, interzone airflow, intra-zone air movement, HVAC systems and electrical power flow- simulation environment which has been under development for more than 25 years. ESP-r has the objective of simulation building performance in a manner that: (a) is realistic and adheres closely to actual physical systems, (b) supports early-throughdetailed design stage appraisals, and (c) enables integrated performance assessments. By addressing all design and systems’ aspects simultaneously, ESP-r allows the designer to explore the complex relationships between a building’s form, fabric, airflow, plant and control. ESP-r is based on a finite volume conservation approach in which a problem is transformed into a set of conservation equations (for energy, mass, momentum, etc.) which are then integrated at successive time-steps in response to climate, occupant and control system influences. It comprises a central Project Manager around which are arranged support databases, a simulator, various performance assessment tools and a variety of third party applications for CAD, visualization and report generation. 44 http://www.doe2.com E. Azar & C.C. Menassa, A comprehensive analysis of the impact of occupancy parameters in energy simulation of office buildings, Energy and Buildings 55 (2012) 841-853. 46 http://www.esru.strath.ac.uk/ 45 23 Hoseggen et al. (2008)47 applied ESP-r to conclude whether a double-skin façade should be applied to the east façade of an office building in Trodheim, Norway, towards the reduction of heating demand. The paper also demonstrates how a double-skin façade with controllable windows and hatches for natural ventilation can be implemented in the simulation program. It was concluded that in case of a standard window, the energy demand for heating was 20% higher for the single-skin façade in comparison to the double-skin one. However, in case of windows with improved U-value, the difference in energy demand was almost evened out between singe- and double- skin façade configurations. Bourgeois et al. (2006)48 studied the occupancy behavioural patterns on building energy consumption using ESP-r as a building energy simulation tool. They demonstrated the implementation and integration of a sub-hourly occupancy-based control model which enabled advanced behavioural models. It was shown that building occupants that actively seek daylighting rather than systematically relying on artificial lighting can reduce overall primary energy expenditure by more than 40% in comparison with occupants relying on constant artificial lighting. As far as the impact of window-related behaviour is concerned, Rijal et al. (2007)49 presented a research study focusing on the interpretation of window-related behaviour, its modelling and the exploration of its effects on comfort and energy consumption. Initially, a field survey provided the behavioural patterns, and based on this information a logistic regression analysis was followed to formulate an adaptive algorithm to predict the likelihood that windows are open. This algorithm when embedded in simulation software provided insights not emerged by common simulation methods, and it allowed the quantification of the effect of building design on window opening behaviour on energy consumption. 2.1.4.11 IDA Indoor Climate and Energy (IDA-ICE) IDA ICE50 software is based on a general simulation platform for modular systems, the IDA simulation environment. It is a whole year detailed and dynamic multi-zone simulation application for the study of indoor climate as well as energy. The physical models of IDA ICE reflect the latest research and best models available, and results compare well with measured data. While serving a global market, IDA ICE is adapted to local languages and requirements (climate data, standards, special systems, special reports, and product and material data). The IDA ICE user interface is designed to make it easy to build and simulate both simple and advanced cases, and the real-time 3D environment, in combination with comprehensive tables, provides optimal feedback. A simple procedure for calculating and reporting cooling, heating, air demand, and energy, together with a built-in version handling system, makes it easy and efficient to compare different systems and results. R. Hoseggen et al., Building simulation as an assisting tool in decision making. Case study: With or without a double-skin façade?, Energy and Buildings 40 (2008) 821-827. 48 D. Bourgeois et al., Adding advanced behavioural models in whole building energy simulation: A study on the total energy impact of manual and automated lighting control, Energy and Buildings 38 (2006) 814-823. 49 H.B. Rijal et al., Using results from field surveys to predict the effect of open windows on thermal comfort and energy use in buildings, Energy and Buildings 39 (2007) 823-836. 50 www.equa.se/ice 47 24 Physical systems from several domains are in IDA described using symbolic equations, stated in either or both of the simulation languages Neutral Model Format (NMF) or Modelica. IDE ICE offers separated but integrated user interfaces to different user categories: Wizard interfaces lead the user through the steps of building a model for a specific type of study. The internet browser based IDA Room wizard calculates cooling and heating load. Standard interface for users to formulate a simulation model using domain specific concepts and objects, such as zones, radiators and windows. Advanced level interface- where the user is able to browse and edit the mathematical model of the system. NMF and/or Modelica programming for developers. Salvalai (2012)51 used IDA ICE as a building energy simulation platform within which a water-to-water heat pump model was implemented. Results obtained were in good agreement with experimental data. Hesaraki and Holmberg (2013) also used IDA ICE to investigate the impact of low-energy heating systems in newly built semi-detached dwellings in Stockholm, in relation to the Swedish building regulations. They demonstrated that the installation of heating systems in combination with underfloor and ventilation radiators not only met energy requirements of regulations but also provided thermal comfort. Numerical results were validated with measured data. 2.1.4.12 IES Virtual Environment (IESVE) IESVE52 is a powerful, in-depth suite of building performance analysis tool. It allows the design and operation of comfortable buildings that consume significantly less energy. Whether working on a new building or existing building renovation project, IESVE offers the ability to test different options, identify best passive solutions, compare low-carbon and renewable technologies and draw conclusions on building energy indicators. There are various tools in the suite, each designed to provide sustainable analysis at levels suitable for different design team members and design stages. The main modules included in this software are the following: Model-IT- geometry creation and editing ApacheCalc- loads analysis ApacheSim- thermal 51 G. Salvalai, Implementation and validation of simplified heat pump model in IDA-ICE energy simulation environment, Energy and Buildings 49 (2012) 132-141. 52 http://www.iesve.com/ 25 MacroFlo- natural ventilation Apache HVAC- component-based HVAC SunCast- shading visualization and analysis MicroFlo- 3D CFD FlucsPro/Radiance- Lighting design DEFT- model optimization LifeCycle- life cycle energy and cost analysis Simulex- building evacuation Murray et al. (2012)53 applied IESVE to plan a retrofitting project of a case study building located at Cork University College, for which both modelling and actual interventions were applied. This approach allowed the comparison between simulated and measured data and a good agreement between them was concluded. Ouedraogo et al. (2012)54 used IESVE to investigate the impact of climate change on future trends of electricity demand for air-conditioning in public buildings within the period 2010-2080. Their study highlights the fact that the predicted mean temperature using a specific climate change data scenario will increase by about 2 0C by 2050 and a significant increase in air-conditioning energy consumption was demonstrated for case-study buildings in the Burkina Faso built environment. For this specific region, they concluded that shading devices could reduce the cooling load by 40%, thus they could play an important role in climate change adaptation. 2.1.4.13 SUNREL SUNREL55 developed by the National Renewable Energy Laboratory (NREL)56 is a hourly building energy simulation program that aids in the design of small energy efficient buildings where the loads are dominated by the dynamic interactions between the building envelope, environment and occupants. It has a simplified multi-zonal airflow algorithm that can be used to calculate infiltration and natural ventilation. Users can enter exact optical interactions of windows with identical layers of clear or tinted glass and no coatings on the layers. Thermal properties are modelled with a fixed Uvalue and fixed interface coefficients. SUNREL is especially well suited for passive solar buildings and includes algorithms for Trombe walls, advanced glazings, schedulable window shading, active-charge/passive-discharge thermal storage 53 S.N. Murray et al., Static simulation: Asufficient modelling technique for retrofit analysis, Energy and Buildings 47 (2012) 113-121. B.I. Ouedraogo et al., Future energy demand for public buildings in the context of climate change for Burkina Faso, Building and Environment 49 (2012) 270-282. 55 http://www.nrel.gov/buildings/sunrel/ 56 http://www.nrel.gov/ 54 26 and natural ventilation. The model representation of the building is a thermal network solved with forward finite differencing among other techniques. In addition, a simple graphical interface aids in creating input and viewing output. Elzafraney et al. (2005)57 used SUNREL to demonstrate the benefit of enhanced concretes containing coarse aggregates of recycled plastics. The tool was used to simulate the thermal and building energy performance of two building configurations with and without polymer aggregates and it was founf that the former one led to a substantial reduction of of heating and cooling loads while ensured thermal comfort. 2.1.4.14 TAS TAS58 is a suite of software products, which simulate the dynamic thermal performance of buildings and their systems. The main module is the TAS Building Designer, which performs dynamic building simulation with integrated natural and forced airflow. It has a 3D graphics-based geometry input that includes a CAD link. TAS systems is a HVAC systems/controls simulator, which may be directly coupled with the building simulator. It performs automatic airflow and plant sizing and total energy demand. The third module, TAS Ambiens, is a robust and simple to use 2D CFD package which produces a cross section of microclimate variation in space. TAS combines dynamic thermal simulation of the building structure with natural ventilation calculations, which include advanced control functions on aperture opening and the ability to simulate complex mixed mode systems. The software has heating and cooling plant sizing procedures, which include optimum start. Wong at al. (2009)59 used Tas to investigate the impact of vertical greenery systems on the temperature and energy consumption of buildings. The results revealed a linear correlation between shading coefficient and leaf area where a lower shading coefficient leads to a greater thermal insulation. As far as the use of TAS for understanding the influence of different architectural strategies in energy demand is concerned, Pino et al. (2012) 60 demonstrated its efficient use for such purposes especially for office buildings. 2.1.4.15 TRNSYS TRNSYS (Transient system simulation program)61 is a program with modular structure that implements a component-based approach. Its components may be as simple as a pump or pipe, or as 57 Elzafraney et al., Development of energy-efficient concrete buildings using recycled plastic aggregates, Journal of Architectural Engineering DOI: 10.1061/(ASCE)1076-0431(2005)11:4(122) 58 http://www.edsl.net/ 59 N.H. Wong et al., Energy simulation of vertical greenery systems, Energy and Buildings 41 (2009) 1401-1408. 60 A. Pino, Thermal and lighting behaviour of office buildings in Santiago of Chile, Energy and Buildings 47 (2012) 441-449. 61 http://sel.me.wisc.edu/trnsys 27 complex as a multi-zone building model. The components are configured and assembled using a fully integrated visual interface known as the TRNSYS Simulation Studio, while building input data is entered through a dedicated visual interface (TRNBuild). The simulation engine then solves the system of algebraic and differential equations that represent the whole energy system. In building simulations, all HVAC system components are solved simultaneously with the building envelope thermal balance and the air network at each time-step. In addition to a detailed multi-zone building model, the TRNSYS library includes components for solar thermal and photovoltaic systems, low energy buildings and HVAC systems, renewable energy systems, cogeneration, fuel cells, etc. The modular nature of TRNSYS facilitates the addition of new mathematical models to the program. New components can be developed in any programming language and modules implemented using other software (e.g. Matlab/Simulink, Excel/VBA) can also be directly embedded in a simulation. TRNSYS can generate redistributable applications that allow non-expert users to run simulations and parametric studies. Ibanez et al. (2005)62 used TRNSYS to simulate the impact of Phase Change Materials (PCM) integrated in walls, ceiling and floor of an experimental room built with concrete panels with PCM, on the whole building energy balance. An acceptable agreement between the simulated and experimental results was obtained. Beausoleil-Morrison et al. (2012)63 demonstrated an ESPr/TRNSYS co-simulator which was applied for evaluating the performance of a solar-thermal system in a low-energy building. It was shown that this co-simulation environment is an effective tool for studying and designing solar buildings, particularly when architectural and energy conversion and storage systems are integrated. 62 M. Ibanez et al., An approach to the simulation of PCMs in building applications using TRNSYS, Applied Thermal Engineering 25 (2005) 1796-1807. 63 I. Beausoleil-Morrison et al., Demonstration of the new ESP-r and TRNSYS co-simulator for modelling solar buildings, Energy Procedia 30 (2012) 505-514. 28 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool Strengths Weaknesses Autodesk Green Building Studio > Provision of hourly whole building energy, carbon and water analysis > Reduces design and analysis costs, allowing more design options to be explored > Accelerates analysis for LEED compliance > Resulting DOE2 and EnergyPlus models can be very detailed Handling of climate conditions > Input available data of specific climate zones > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined schedules Building systems > Common building systems for heating, cooling, Domestic Hot Water (DHW), etc. > Determination of renewable energy potential (Photovoltaic and wind) Most common applications Whole building thermal performance Availability Subscription web-based service 29 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool BEAVER Strengths Weaknesses > Hourly whole building energy consumption > Estimation of building structure and systems' types to maintain specific environmental conditions > Modelling of a wide range of building services > inputting of data can be very rapid compared to most other similar programs > Some system types are not included and it does not model chilled and condenser water loops > limited range of windows available for selection > It cannot model natural ventilation or daylighting Handling of climate conditions > Input available data of specific climate zones > User-defined climate-data time series (measured or simulated) Handling of building systems operating schedules and occupancy > User-defined schedules Building systems > Detailed representation of heating and cooling systems > Various extra components or operating strategies can be added including Heat Recovery, Preheating Coils, Exhaust Fan, Temperature reset on heating and cooling coils, etc. Most common applications Whole building energy performance Availability Commercial 30 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool Bsim Strengths > Easy-to-use and flexible programs for evaluating the indoor climate and energy conditions as well as the designing of the heating, cooling and ventilation plants > Simultaneous simulation of energy and moisture transfer in building constructions > Multi zone air flow simulations. Intuitive graphic user interface > Accurate representation of building systems Weaknesses > No standardized result reports > No support of geometrical input from CAD tools Handling of climate conditions > It has a built-in function for converting text formatted hourly data to the binary format > User-defined climate-data time series > Pre-defined climate zone data Handling of building systems operating schedules and occupancy > Default library of systems' schedules > User-defined schedules Building systems > Automatic control strategies for each ventilation plant > heating and cooling radiators > Ventilators Most common applications > Phase Change Materials > Whole building energy performance Availability Commercial 31 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool DeST Strengths Weaknesses > Annual building energy consumption > An advanced multi-zone heat and mass balance methodology based on state space method is applied > Adoptation of a three-dimensional dynamic heat transfer methodology for annual simulation > overall simulation capabilities through scientific calculation method > Coupled indoor CFD simulations > Relatively slow in exporting resulting reports Handling of climate conditions Handling of building systems operating schedules and occupancy > Predefined climatic zone data > User-specified climate-data time series > Default library of operating schedules > User-defined schedules Building systems > Default library of HVAC equipment and control > Common systems for heating, cooling and DHW Most common applications Availability > Mainly for Free HVAC systems design > Systems scheme analysis > Air Handling Units (AHU) analysis > Whole building energy perforamance 32 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool DOE-2 Strengths > Detailed hourly whole building energy analysis > multiple zones in buildings of complex design > Widely recognized as the industry standard Weaknesses > Requires high level of user knowledge Handling of climate conditions > Predefined hourly weather files of the climate zone > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined operating and utility rate schedules Building systems > HVAC equipment and controls Most common applications > Whole building energy simulation > Widely used for office buildings Availability Commercial 33 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool ECOTECT Strengths Weaknesses > Couples an intuitive 3D modelling interface with extensive solar, thermal, lighting, acoustic and cost analysis functions > Whole building energy and environmental analysis > Handling of simple shading models to fullscale city-scapes > Provision of essential analysis feedback from even the simplest sketch model > It progressively guides the user as more detailed design information becomes available > It includes visualization of volumetric and spatial analysis results, including imported 3D CFD data > Relatively high complexity level > It requires expertise in CAD design and simulation Handling of climate conditions > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined operating schedules Building systems > It interprets building equipment mainly as thermal loads > It is focused mainly on building thermal performance Most common applications > It is mainly used to determine energy demand Availability Commercial 34 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool Strengths Weaknesses ENER-WIN > Hourly whole building energy analysis > HVAC loads calculations > Energy consumption and demand > Life cycle cost analysis > Graphic sketch input interface > Libraries for windows, wall materials, profiles, costs, lights, etc. > It uses simplified algorithms > Only nine HVAC systems available > Not recommended for HVAC design analysis Handling of climate conditions > Hourly weather data generator based on data for 1500 cities worldwide Handling of building systems operating schedules and occupancy > Limited interpretation of building systems schedules impact on electrical energy use Building systems > Equipment mainly handled as thermal loads Most common applications > Large commercial buildings Availability Commercial 35 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool Strengths EnergyPlus > It includes innovative simulation capabilities including time steps of less than an hour > Simulation modules that are integrated with a heat balancebased zone simulation > It facilitates third party interface development > Inclusion of multizone airflow, electric power simulation including fuel cells and other distributed energy systems Weaknesses Handling of climate conditions > Relatively high level of complexity > Energy simulation expertise is required > Library of predefined weather of specific locations > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined systems' schedules Building systems > The majority of systems (HVAC, Air handling units and control, DHW, etc.) of various building types can be employed Most common applications > Whole building energy analysis for various building types Availability Free 36 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool eQUEST Strengths > User friendly building energy analysis tool > It provides interactive graphics, parametric analysis, and rapid execution > Simulation analysis throughout the entire design process, from the earliest conceptual stages to the final stages of design > It offers detailed analysis throughout the construction documents, commissioning, and postoccupancy Weaknesses > IP units > Groundcoupling and infiltration/ natural ventilation models are simplified and limited Handling of climate conditions > Library of predefined weather data in US areas > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined systems' schedules Building systems > It contains a relatively large database of HVAC systems Most common applications > Whole building energy analysis for various building types > It is particularly useful to assess occupants' behaviour in tertiary buildings Availability Free 37 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool ESP-r Strengths Weaknesses > Provision of indepth appraisal of the factors which influence the energy and environmental performance of buildings > It supports earlythrough-detailed design stage appraisals > ESP-r is flexible and powerful enough to simulate many innovative or leading edge technologies including daylight utilisation, natural ventilation, combined heat and electrical power generation and photovoltaic facades, CFD, multigridding, and control system > It is a general purpose tool and the extent of the options and level of detail slows the learning process. Specialist features require knowledge of the particular subject. > It is focused mainly on thermal performance Handling of climate conditions > User-defined climate-data time series Handling of building systems operating schedules and occupancy > Limited interference with thermalrelated building systems Building systems > Handled as thermal loads mainly Most common applications > Used to estimate energy demand > Often used to study behaviour relevant to daylighting Availability Free 38 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool IDA-ICE Strengths Weaknesses > whole year detailed and dynamic multi-zone simulation application for the study of indoor climate as well as energy >- Early Stage Building Optimization > Complete energy and design studies > Accessibility to incorporate userdefined models > Time consuming calculations due to airflow network modelling which requires a large number of zones Handling of climate conditions > Library of climate data > User-defined climate-data time series Handling of building systems operating schedules and occupancy > User-defined systems' schedules > Adjustable windows modelling is also included Building systems > HVAC systems may be analyzed > DHW > Renewable energy systems Most common applications > It is widely used to assess the efficiency of heating systems Availability Commercial 39 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool IESVE Strengths Weaknesses > Provision of indepth suite of building performance analysis tools > Useful to identify best passive options and renewable energy measures > HVAC system modelling > Natural ventilation modelling > Daylight and shading analysis > CFD analysis > Energy and building physics expertise is required > Linux environment is not supported Handling of climate conditions > Library of climate data > User-defined climate-data time series Handling of building systems operating schedules and occupancy > Default HVAC schedules > User-defined schedules Building systems > pre-defined HVAC component libraries and Manufacturer tools Most common applications > Whole building energy simulation > Often used for renovation projects Availability Commercial 40 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool SUNREL Strengths > Well suited for passive solar buildings and includes algorithms for Trombe walls, advanced glazings, schedulable window shading, active-charge/ passivedischarge thermal storage, and natural ventilation Weaknesses > Lack of HVAC modelling Handling of climate conditions Handling of building systems operating schedules and occupancy > Default hourly weather data > User-defined hourly weather data > User-defined schedules only for envelope parameters, such as windows Building systems > No HVAC is incorporated Most common applications > Building thermal performance > Shading analysis > Insulation performance analysis Availability Commercial 41 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool TAS Strengths > Prediction of energy consumption, CO2 emissions, operating costs and occupant comfort > Building thermal simulation > Plant and systems operation modelling > Offers comprehensive capabilities for all types of energy modeling > User-defined special building physics models, such as evaporation and evapotranspiration Weaknesses > Energy and building physics expertise is required Handling of climate conditions > User-specified detailed weather data > Default weather files Handling of building systems operating schedules and occupancy Building systems > User defined systems and occupancy schedules > Default schedules based on building type > HVAC systems with HVAC manufacturers databases > DHW systems > Daylighting > Renewable energy systems Most common applications > Whole building energy analysis > Uses to test planted roofs and walls Availability Commercial 42 Table 2: Important strengths, weaknesses and special features of computational building energy simulation tools. Special features Tool TRNSYS Strengths Weaknesses > Whole building energy analysis > HVAC analysis and sizing, multizone airflow analyses, electric power simulation, solar design, building thermal performance, analysis of control schemes > It interfaces with various other simulation packages such as FLUENT for airflow impact on energy consumption, GenOpt and MATLAB for optimum building control > Energy and building physics expertise is required > Detailed information for building thermophysical properties and systems is required Handling of climate conditions > User-specified detailed weather data > Default weather files Handling of building systems operating schedules and occupancy Building systems > User defined systems and occupancy schedules > Default schedules based on building type > HVAC systems with HVAC manufacturers databases > DHW systems > Daylighting > Renewable energy systems Most common applications > Whole building energy analysis > Often used to test PCM performance > Coupling with CFD tools Availability Commercial 43 2.2 Urban Heat Island modelling The global trend towards urbanization explains the growing interest in the study of urban climate change due to the Urban Heat Island (UHI) effect and global warming, and its impact on pedestrians’ wind and thermal comfort, perception of air quality and energy demand of buildings. Urban physics is a well established science discipline which deals with the assessment of the UHI impact on the aforementioned aspects of the urban environment. The REPUBLIC-MED project acknowledges the role of urban physics and its substantial contribution in evaluating the implications of UHI in both building energy demand and daily life of inhabitants (building occupants, workers and pedestrians). The present section reviews the methods and popular computational tools that can be used to quantify the physical variables comprising UHI in open spaces, such as wind speed, temperature, relative humidity, pollutant dispersion, including comfort and air quality indicators of pedestrians. The Urban Heat Island effect is related to higher urban temperatures in city centres compared to the surrounding rural or suburban areas64. This situation is mainly caused by anthropogenic heat releases in the urban environment, i.e. vehicles, power plants, air-conditioners and other heat sources, as well as by other heat stresses produced by the use of ground or building materials of poor thermal behaviour, the lack of heat sinks (e.g. water surfaces) and of vegetation65. The adverse effects of UHI include the deterioration of living environment and increase in energy consumption in buildings, especially during the summer period. Landsberg (1981)66 states that the UHI phenomenon is the most obvious climatic manifestation of urbanization. Possible causes of the UHI were suggested by Oke (1982) 67 and their relative importance was determined in numerous follow-up studies: Trapping of short and long-wave radiation in areas between buildings Decreased long-wave radiative heat loss due to reduced sky-view factors Increased storage of sensible heat in the construction materials Anthropogenic heat released from fuel combustion (domestic heating, vehicles, etc.) Reduced potential for evapotranspiration, which implies that energy is converted into sensible rather than latent heat Reduced convective heat removal due to the reduction of wind speed 64 Santamouris et al., Using advanced cool materials in the urban built environment to mitigate heat islands and improve thermal comfort conditions. Solar Energy 85 (2011) 3085–3102. 65 G.M. Stavrakakis et al., A computational methodology for effective bioclimatic-design applications in the urban environment, Sustainable Cities and Society 4 (2012) 41-57. 66 H.E. Landsberg, The Urban Climate, Academic Press Inc.,New York, US, 1981. 67 T.R. Oke, The energetic basis of the urban heat island, Quarterly Journal of the Royal Meteorological Society 108 (1982) 1–24. 44 Studies of the UHI usually refer to the heat island intensity, which is the maximum temperature difference between the city and the surrounding area. The intensity is mainly determined by the thermal energy balance of the region and is, therefore, subject to diurnal variations and short-term weather conditions68,69. Santamouris (2001)68 compiled data from a large number of heat island studies worldwide. Based on this report, heat island intensities for European cities range between 2.50C (London) and 140C (Paris). Especially in warm climates, heat islands can seriously affect the overall energy consumption of the urban area, as well as comfort and air quality perception of inhabitants. Indicatively, based on measurements from almost 30 meteorological stations in urban and suburban areas and on consumption data in Athens, Greece, a doubling of the cooling load of buildings and a tripling of the peak electricity load for cooling was observed for buildings within dense urban areas70. Besides affecting the energy demand, increased air temperatures also contributes to heat stresses. These stresses, in turn, lead to thermal discomfort, while they can contribute to reduced mental and physical performance as well as to physiological and behavioural changes71. The present section focuses on the analysis of well-known simulation methods and approaches of urban physics to quantify the impact of urban design features on the thermal performance of the urban fabric, which reflects on the manifestation of UHI. There are two major simulation methods often used to assess UHI72: Energy balance models Computational Fluid Dynamics (CFD) models In the following subsections, the background of the simulation methods and a comparative analysis between them is discussed, while the most popular computational tools of each method are briefly described in terms of their strengths and weaknesses. 2.2.1 Energy balance models The energy balance budget for a building complex was first suggested by Oke (1982) 67. This method uses the law of energy conservation for a given control volume, and considers the atmospheric phenomena, turbulence fluctuations and velocity field as heat fluxes. These fluxes are generally defined by analytical or empirical equations. In the last two decades the energy balance budget concept has been enhanced to the so-called Urban Canopy Model (UCM), which is derived from the energy balance equation for a control volume which contains two adjacent buildings. The model considers the energy exchanges between solid surfaces of 68 M. Santamouris, Energy and climate in the urban built environment, James & James Ltd, London, UK, 2001. P. Moonen et al., Urban physics: Effect of the microclimate on comfort, health and energy demand, Frontiers of Architectural Research 1 (2012) 197-228. 70 M. Santamouris et al. On the impact of urban climate on the energy consumption of buildings, Solar Energy 70 (2001) 201–216. 71 G.W. Evans, Environmental Stress, Cambridge University Press, 1982. 72 P.A. Mirzaei & F. Haghighat, Approaches to study Urban Heat Island- Abilities and limitations, Building and Environment 45 (2010) 21922201. 69 45 the domain and the urban canopy. The UCM approach predicts the ambient temperature and surfaces temperature of buildings, pavements and streets. However, the airflow is decoupled from the temperature field, and has to be defined as a separate input into the control volume. For this purpose, the logarithmic- or the power- law73 is widely used in order to represent airflow in the domain of interest. In the UCM approach, all surfaces and control volumes are connected to each other like electrical nodes. The energy balance equation72 is then applied to each node, and the matrices of temperature and humidity of the surfaces are formed. By solving these matrices, the temperature and relative humidity of the domain are emerged. Single layer74 and multi-layer75 schemes are related to the number of nodes on the building walls, while such models can be also developed in one-three dimensions. This approach is generally very quick as it only approximates building canopies with limited nodes. It provides also acceptable accuracy for large-scale energy consumption studies. The absence of air velocity fields stands for the major weakness of the energy balance models as the velocity field information is necessary in order to study the effect of the flow pattern (e.g. eddy circulation, wake region and turbulence), to study formation of the atmospheric phenomena (e.g. precipitation and stratification), and to determine the sensible and latent heat fluxes. The assumption of these fluxes, therefore, with empirical correlations does not appropriately represent the interaction between velocity and temperature fields. Providing database for three dimensional geometry of building canopies and urban structures in a city is very expensive in terms of time and computer load. Therefore, the city is usually replaced with homogeneous columns of similar buildings. The geometry and complexity of buildings are also approximated with limited grids on ground, roof and walls. This makes the spatial resolution of the energy conservation technique very weak, especially when it is required to study thermal comfort at the pedestrian level. 2.2.2 Computational fluid dynamics Unlike the energy balance models in which velocity and temperature fields are separated, CFD simultaneously solves all the governing equations of airflow within the urban fabric, i.e. conservation equations of mass, momentum, thermal energy, chemical species and turbulence parameters for single and multi-phase flow phenomena. As a result, CFD is capable to obtain more accurate information about the UHI effect within and above building canopies compared to the energy balance models. Consideration of complex details in addition to complicated atmospheric interactions of a city nonetheless is computationally and theoretically a challenging problem. The computational problem is related to the number of the control volumes or required nodes to simulate the airflow 73 G.M. Stavrakakis et al., Evaluation of thermal comfort in indoor environments using Computational Fluid Dynamics (CFD), In: Harris R.G., Moore D.P. (editors), Indoor Work and Living Environments: Health, Safety and Performance. Nova Science Publishers Inc., 2009, pp. 97-166, ISBN: 978-1-61728-521-9. 74 H. Kusaka et al., A simple single-layer urban canopy model for atmospheric models: comparison with multi-layer and slab models, Boundary-Layer Meteorology 101 (2001) 329-58. 75 H. Condo et al., Development of multi-layer urban canopy model for the analysis of energy consumption in a big city: structure of the urban canopy model and its basic performance, Boundary-layer Meteorology 116 (2005) 395-421. 46 within the urban fabric. On the other hand, the theoretical problem is related to the unmatched temporal and spatial resolution of the physical mechanisms occurring within the cityscape. For example, atmospheric and canopy-scale turbulence cannot be modelled in the same scale of time and length. Therefore, CFD simulations are mostly separated into different scales. This means that the simplification of Navier-Stokes is significantly different due to the scale of the study. Two scales are generally used in UHI study literature: Meso-scale and Micro-scale (urban-scale). 2.2.2.1 Meso-scale modelling Meso-scale models are smaller than synoptic-scale and larger than micro-scale systems. The horizontal resolution of these models is approximately ranged from one to several-hundreds of kilometres. These models vary vertically with the depth of Planetary Boundary Layer (PBL) between 200m and 2km. This layer exists between the earth surface and geostrophic wind. In meso-scale modelling, large-scale interactions under the PBL are resolved, including atmospheric stratification and surface layer treatment. In this approach the Navier-Stokes equations are either based on hydrostatic or non-hydrostatic hypothesis to include the atmospheric stratification effect. In hydrostatic models, the equation of motion in the vertical direction is simplified into a balanced equation between the buoyancy and the pressure terms. On the other hand, in the non-hydrostatic models, the equation of motion in the vertical direction is expressed with the full Navier-Stokes equation. Meteorological schemes mostly use Monin-Obukhov or other similarity schemes to model surface sublayer76 and building canopies are simulated by means of aerodynamic roughness. This implies that in meso-scale models the whole urban canopy layer with its complexity details is replaced by a roughness value. Consequently, information about dependent variables within the canopy is not available. This simplification helps to understand the processes occurring within the urban surface layer and above the canopy layer, such as surface drag, shearing stress, wind profiles and turbulence. The accuracy of a meso-scale model prediction strongly depends on database provided for the LandUse Land Cover (LULC). Detailed information of micro-scale surfaces (e.g. thermal properties, geometry, radiative characteristics) is rarely available for the entire urban area of interest, and even in the contrary case, applying these details to meso-scale model is very CPU-intensive. Since the spatial resolution is in magnitude of few kilometres, it is also necessary to assume a meso-scale zone as a homogeneous area, and estimate the surface properties with bulk values, e.g. albedo, emissivity and roughness. Appropriate assumptions for the PBL is another important issue in meso-scale models. The PBL is directly influenced by its contact with a planetary surface. Therefore, in this layer many physical phenomena are taking place which affect velocity, temperature, relative humidity and turbulence fields. For example, when the positive buoyancy of the surface created by solar irradiance or moisture 76 T. Yamada & S. Bunker, Development of nested grid, second moment turbulence closure model and application to the 1982 ASCOT brush creek data simulation, Journal of Applied Meteorology 27 (1987) 562-578. 47 condensation is strong, the PBL generates strong turbulence and produces positive buoyancy under thermal instability. It is also feasible that negative buoyancy opposes turbulence and weakens vertical mixing. This phenomenon happens typically when the earth’s surface is colder than the prevailing air. Although many PBL models have been proposed77, the equations are considerably non linear and influenced by properties of land surface and the free atmosphere’s interactions. Therefore, further improvements are required in this subject area. In addition, many moisture schemes78,79 and soil models have been developed for integration with PBL models. The interaction between cumulus and radiation is also required for meso-scale modelling. It should pointed out that cumulus, soil, radiation and PBL models are coupled in meso-scale models and development of these interactions, therefore, is a wide topic of research. For example, the cumulus model provides information for calculation of radiation absorbed by urban surfaces. Afterwards, the PBL model estimates moisture, temperature and velocity based on the absorbed radiation. Again, these data are simultaneously used by the radiation model to estimate upward long and short-wave radiation. Furthermore, the accuracy of meso-scale models is a function of proper wind and surface temperature boundary condition that is generally provided by observational techniques80. 2.2.2.2 Micro-scale modelling Unlike the meso-scale, micro-scale CFD resolves the conservation equation inside the surface layer. The horizontal spatial quantities are taken as bulk values in the meso-scale model, while the quantities within the actual geometry are simulated in detail taking into account surface layer interactions in the micro-scale model. These interactions are generally represented by the MoninObukhov similarity theory to represent the PBL in meso-scale layers. However, it is not feasible to apply micro-scale modelling for an entire city, with all geometrical details, due to the high computational cost. Therefore, the common approach is to limit the simulation into a small domain in magnitude of some blocks of buildings (few hundreds of meters), as did, for example, by Stavrakakis et al. (2012)65. On the other hand, the treatment of the PBL in micro-scale model is not as comprehensive as in the meso-scale model, by means that micro-cale modelling does not account for atmospheric interactions such as vertical mixing or Coriolis effect. Observational schemes72 can significantly improve the limitations mentioned above. However, providing boundary conditions in the micro-scale model is even more complicated than meso-scale model. In micro-scale modelling more measurements are necessary due to high fluctuations of airflow quantities at the surface layer. Although the assumptions of homogeneous boundary layer81 77 H. Fan & D.J. Sailor, Modelling the impacts of anthropogenic heat on the urban climate of Philadelphia: a comparison of implementations in two PBL schemes, Atmospheric Environment 39 (2005) 73-84. 78 J. Reisner et al., Explicit forecasting of super cooled liquid water in winter storms using the MM5 meso-scale model, Quarterly Journal of the Royal Meteorological Society 124 (1998) 1071-107. 79 P. Schultz, An explicit cloud physics parameterization for operational numerical weather prediction, Monthly Weather Review 123 (1995) 3331-43. 80 T.S. Saitoh et al., Modelling and simulation of the Tokyo urban heat island, Atmospheric Environment 30 (1996) 3431-42. 81 P.J. Richards & R.P. Hoxey, Appropriate boundary conditions for computational wind engineering models using the k-" turbulence model, J Wind Eng Ind Aerod 46&47 (1993) 145–153. 48 and corresponding boundary conditions65 may be adopted, these approximations are physically weak due to the stochastic nature of flow velocity, and different height and geometry of buildings. Similar to the meso-scale modelling, the treatment of turbulent closure and radiation significantly affect on accuracy of the micro-scale model prediction. As far as turbulence modelling is concerned, many theories have been proposed to model turbulence, such as the Direct Navier-Stokes (DNS) simulation, Large Eddy Simulation (LES), and Reynolds Averaged Navier-Stokes (RANS). Although better accuracy can be achieved using LES and DNS, the application of these schemes is computationally intensive. On the other hand, RANS models (such as the Standard k-ε model or its modifications82) are widely used for turbulence modelling in UHI studies as their requirements for computational resources are moderate in comparison to LES and DNS 65,83. However, it should be mentioned that RANS modelling provides limited representation of physical phenomena such as the so-called “horse-shoe vortex” around buildings84. This implies that accurate modelling of turbulence phenomena is still one of the weakest points of RANS modelling. Additionally, the scale of the study significantly affects the development of RANS as it is related to the turbulence length-scale which describes the size of the large energy-containing eddies in a turbulent flow. Regarding the development of meso-scale turbulence modelling, the effect of buoyancy mostly created by urban surface layer is as significant as viscous turbulence. In recent years, multi- and twoequation turbulent schemes, e.g. the standard k-ε and k-ε-l models have been proposed85,86. 2.2.3 The role of urban physics in urban energy and environmental studies The present subsection addresses the role of urban physics in the study of wind comfort, thermal comfort, pollutant dispersion and energy demand. The main physical aspects of each implication above as well as the significance of field modelling to assess them are discussed. 2.2.3.1 Urban wind comfort High-rise buildings can introduce high wind speed at pedestrian level, which can lead to uncomfortable or even dangerous conditions. Lawson & Penwarden (1975)87 report the death of two old ladies due to an unfortunate fall caused by high wind speed at the base of a high-rise building. 82 G.M. Stavrakakis et al., Modified closure constants of the Standard k-ε turbulence model for the prediction of wind-induced natural ventilation, Building Services Engineering Research and Technology 33 (2012) 241-261. 83 N. Fintikakis et al., Bioclimatic design of open public spaces in the historic centre of Tirana, Sustainable Cities and Society 1 (2011) 54-62. 84 B. Kishan et al., A fluid mechanician’s view of wind engineering: Large eddy simulation of flow past a cubic obstacle, Journal of Wind Engineering and Industrial Aerodynamics 67&68 (1997) 211-224. 85 E. Ferrero et al., Turbulence fields for atmospheric dispersion models in horizontally non-homogeneous conditions, Atmospheric Environment 37 (2003) 2305-15. 86 T.C. Vu et al., Turbulence closure model for the atmospheric boundary layer inclusing urban canopy, Boundary-layer Meteorology 102 (2002) 459-90. 87 T.V. Lawson & A.D. Penwarden, The effects of wind on people in the vicinity of buildings, 4 th International Conference on Wind Effects on Buildings and Structures, Heathrow, 1975. 49 Due to such incidences, the last decade, many urban authorities grant permission of new high-rise buildings only after a wind comfort study (mainly in US), which led to a significant reduction of windrelated negative consequences. The main cause of high wind speed occurred at pedestrian level is the deviation of wind-stream direction at elevations towards pedestrian level due to the presence of high-rise buildings69. A simple sketch that qualitatively illustrates the wind flow around a building is provided in Figure 2. The attacking wind (streamlines 1 and 2) approaches the windward façade of the building, where it detaches and part of the flow is directed around the vertical edges (streamlines 2 and 4), the top horizontal edge (streamline 3), but, remarkably, the major part of the flow is directed to the ground level (streamline 5) where a persistent vortex is created (streamline 6) that, subsequently wraps around the vertical edges of the building (streamlines 8) and reattach to the main flow at the ground level (streamline 9). The typical problematic areas where intense draughts occur are in the standing vortex at the windward façade front and near the corners of the building. It should be mentioned that further upstream a stagnant region occurs (streamline 7), since the detachment of the airflow takes place in this area. At the leeward parts of the building, complex and strongly transient wind-velocity patterns take place, but these are generally associated with low wind speeds and, thus, they are of less concern in practical wind-effects studies (streamlines 10-16). Figure 2: Schematic representation of wind flow pattern around a high-rise building69. The aforementioned qualitative explanation of airflow around buildings reveals the typical drought intensity areas expected around buildings. However, critical parameters, such as the flow direction, other obstacles, heat sources, significantly affect the airflow patterns within building complexes and further study is required in order to assess wind comfort, or even wind danger, in open spaces. Such studies can be implemented by on-site measurements, wind tunnel or by field modelling, such as 50 CFD. One of the main advantages of the latter method is that it requires less time and cost for purchasing equipment and it can be implemented in a desk-analysis manner, i.e. computer simulations. Despite of its deficiencies, steady RANS modelling with the Standard k-ε turbulence model (or other two-equation models) has become the most popular approach for pedestrian-level wind studies. Many field modelling studies on wind impact on pedestrians have been conducted world-wide demonstrating the use of field models to reveal areas with strong winds and to suggest wind mitigation measures64,65. Field models, and especially CFD, have been employed on a few occasions in the past as part of wind comfort assessment studies88. The use of CFD for studying pedestrian perception of wind conditions is receiving strong support from several international initiatives that specifically focus on the establishment of guidelines for such simulations (e.g. Franke et al., 2004 89; Franke et al., 200790). To remove the large uncertainty in studies of wind comfort (and danger) due to the use of different sets of statistical data, different terrain-related transformation procedures and different comfort and danger criteria, a Standard for wind comfort and wind danger (NEN 8100) and a new practice guideline (NPR 6097) have been developed in the Netherlands91,92. To the best of the authors’ knowledge, this is the first Standard on wind comfort and wind danger world-wide. The Standard and the Guideline contain a verified transformation model for the terrain-related contribution. The Standard explicitly allows the user to choose between wind-tunnel modelling and CFD to determine the design-related contribution, but requires a report specifying details of the employed wind tunnel or CFD procedure, as a measure to achieve a minimum level of quality assurance. In relation to this new Standard, the first published demonstration project was conducted by Blocken and Persoon (2009)93 focused on the simulation of the airflow pattern in the wider urban area of the Amsterdam Arena Stadium. 2.2.3.2 Urban thermal comfort Pedestrians’ perception of thermal comfort is strongly related to wind speed, direct and diffuse solar irradiance, the exchange of long-wave radiation between the person and the environment, as well as air temperature and relative humidity. When considering urban planning and renovation, the aforementioned physical parameters in combination with pedestrians’ expected activity, clothing insulation and main routes, the understanding of the dynamic response of people to varying environmental conditions is necessary. 88 B. Blocken et al., CFD simulation for pedestrian wind comfort and wind safety in urban areas: general decision framework and case study for the Eindhoven University campus, Environmental Modelling and Software 30 (2012) 15-34. 89 J. Franke et al., Recommendations on the use of CFD in wind engineering, In: J.P.A.J. van Beeck (Ed.), Proceedings of the International Conference on Urban Wind Engineering and Building Aerodynamics, COST Action C14, Impact of wind and storm on City Life Built Environment, Von Karman Institute, Sint-Genesius-Rode, Belgium, 5-7 May, 2004. 90 J. Franke et al., Quality assurance and improvement of micro-scale meteorological models, Hamburg, Germany, 2007. 91 NEN 8100, Wind comfort and wind danger in the built environment, Dutch Standard, 2006. 92 NPR 6097, Application of mean hourly wind speed statistics for the Netherlands, Dutch Practice Guideline, 2006. 93 B. Blocken & J. Persoon, Pedestrian wind comfort around a large football stadium in an urban environment: CFD simulation, val idation and application of the new Dutch wind nuisance standard, Journal of Wind Engineering and Industrial Aerodynamics 97 (2009) 255-270. 51 Field modelling of airflow in open spaces serves as a key instrument to study and quantify environmental-variables variation and physical interactions between people and their environment. The main result of field modelling is the distribution of physical variables such as temperature, relative humidity, turbulence intensity, etc., as well as of personal parameters, such as activity level and clothing insulation, throughout the domain of interest. These distributions may then be elaborated by thermal comfort models towards the quantification of thermal comfort indicators at the pedestrian level height. The obvious usefulness of this procedure is that field modelling may provide a spatial resolution of comfort perception throughout the domain, revealing areas of intensive heat stresses where people feel discomfort. By these means, the situation before a planned retrofit may be analysed and according to the problematic areas revealed (heat stresses) to decide and prioritize the interventions. A crucial element of the analysis of thermal comfort in open spaces is the selection (and integration to a field model) of appropriate thermal comfort indicators which reflect thermal sensation in different points of the domain of interest. The most popular thermal comfort indicators for assessing comfort conditions in open spaces are the following: Predicted Mean Vote (PMV) developed by Fanger (1970) 94 on the basis of laboratory-based comfort investigation mainly for indoor environments, under steady state conditions. PMV is calculated on the basis of air temperature, relative humidity, mean radiant temperature and wind speed, for a given level of activity (metabolic rate) and clothing insulation (typical values of metabolic rates and clothing insulation may be found in the ASHRAE Standard 55-199295). The PMV model is really useful for assessing the expected thermal comfort in indoor and outdoor environments; however, it should be pointed out that since it was developed under steady and indoor conditions, it is more reliable for indoor environments. Standard Effective Temperature (SET*) is defined as the air temperature of a reference environment in which a person has the same mean skin temperature and skin wettedness as in the actual environment96. The SET* concept was developed to account for relative humidity impact in warm environments. The SET* approach has been extended particularly for outdoor spaces to the so-called OUT-SET* index97. Based on the SET* index, the PMV has been corrected to account for humidity effects in warm environments resulting to the PMV(SET*) 98 (or PMV*) which is applicable for both semi-outdoor and outdoor spaces. Stavrakakis et al. (2010)98 has successfully incorporated 94 P.O. Fanger, Thermal comfort analysis and applications in environmental engineering, McGraw-Hill, New York, 1970. ASHRAE (1992) Thermal Environmental Conditions for Human Occupancy, Atlanta GA, American Society of Heating, Refrigerating and Air Conditioning Engineers (ASHRAE Standard 55-1992). 96 R.J. De Dear & J. Spagnolo, Thermal comfort in outdoor and semi-outdoor environments, In: Tochihara Y, Ohnaka T, editors. Environmental ergonomics – the ergonomics of human comfort, health and performance in the thermal environment, Elsevier Ltd, 2005. p. 269–76. 97 J. Pickup & R.J. de Dear, An outdoor thermal comfort index (OUT_SET*) – Part I - The model and its assumptions. In: ICB - ICUC’ 99, Sydney, 8–12 November, 1999. 98 G.M. Stavrakakis et al., Development of a computational tool to quantify architectural-design effects on thermal comfort in naturally ventilated rural houses, Building and Environment 45 (2010) 65-80. 95 52 the index in a CFD model towards the quantification of spatial distribution of this index in naturally ventilated buildings. Physiological Equivalent Temperature (PET)99 is defined as the air temperature of a reference environment in which the heat budget of the human body is balanced with the same core and skin temperature as under the complex outdoor conditions of the actual environment. The incorporation of a thermal comfort model into a field modelling computational platform provides an integrated computational tool. This tool serves for a calculator of microclimate variables (temperature, wind speed, relative humidity, mean radiant temperature, turbulence intensity) as a result of design features of an open space, and of thermal comfort indicators emerged by elaborating the results of microclimate simulation. There are many studies adopting this modelling approach in scientific literature. For example, Stavrakakis et al. (2012)65 developed a home-made code that quantifies the effect of special design features such as evaporation from wet surfaces and evapotranspiration from trees and planted surfaces as well as the PMV indicator, and integrated it into a commercial CFD platform Fluent v.6.3.26. They used this integrated model to suggest UHI mitigation measures in a square located in the warmest climate zone of Greece and several smart bioclimatic design and technological solutions were concluded. For the same purposes, simpler methods may be adopted such as the SOLWEIG100 model or the Rayman101 model, both being variants of the energy balance model in the basis of radiation modelling of the outdoor environment. 2.2.3.3 Urban energy demand Since 2007, for the first time in human history, more than half of the world’s population lives in cities102. Moreover, the fraction of people living in urban areas is expected to grow up to almost 70% by 205069, and the energy consumption in cities is likely to follow that trend. Ouedraogo et al. (2012)54 estimated the impact of a climate change scenario reported in the Special Report on Emission Scenarios (SRES)103 on building energy consumption for air-conditioning. They stated that even when the B2 scenario of the SRES is adopted, i.e. continuous population growth and local, environmentally sustainable economies that have less emphasis on growth and globalization, mean global temperature will increase by 20C by 2050. According to their predictions, this climatechange scenario implies that annual building energy consumption will experience an increase by 56% and 99% within the periods 2030-2049 and 2060-2079, respectively. 99 P. Hoppe, The physiological equivalent temperature - a universal index for the biometeorological assessment of the thermal environment, International Journal of Biometeorology 43 (1999) 71–75. 100 F. Lindberg et al., SOLWEIG 1.0 - modelling spatial variations of 3D radiant fluxes and mean radiant temperature in complex urban settings, International Journal of Biometeorology 52 (2008) 697–713. 101 A. Matzarakis et al., Modelling radiant flux in simple and complex environments: basics of the Rayman model, International Journal of Biometeorology 54 (2010) 131–139. 102 R. Madlener & Y. Sunak, Impacts of urbanisation on urban structures and energy demand: What can we learn for urban energy planning and urbanisation management?, Sustainable Cities and Society 1 (2011) 45-53. 103 N. Nakicenovic et al., Emissions scenarios, a special report of working group III of the intergovernmental panel on climate change, Cambridge University Press, 2000. 53 This rapid urbanization has led to urban sprawl in many EU countries, which manifests serious implications in daily life and health as trends like the above will inevitably create problems like resource depletion, pollution and energy consumption. Consequently, during the next decades, urban planners and other stakeholders (energy experts, engineers and architects) will have to face major issues in terms of building energy analysis. Minimizing the energy demand of buildings in urban areas has a great energy-saving potential. To that direction, it becomes obvious that the study of the UHI effect on building energy consumption is important and challenging. This is because complex phenomena comprising building and urban physics and their interactions should be adequately assessed in order to conclude secure conclusions about renovation measures suggestions for building energy upgrading. When indoor-outdoor interactions are taken into account, an increased accuracy of energy-related indicators is expected, which, in turn, ensures the selection of least-cost renovation measures avoiding over-sizing without compromising desirable values of energy consumption. The aforementioned statement is strongly supported by numerous studies104,105 that highlight, for example, the improved accuracy of the estimated energy consumption when using climate data of the local microclimate rather than using data from the wider climate zone (which is the common method in Europe). The consideration of local microclimate (in the vicinity of the building), i.e. UHI effect, is really important in building energy assessments for the following reasons: Unlike an isolated building, a building in the urban fabric is exposed to increased maximum ambient temperatures due to the UHI effect Low wind-speeds in dense urban environments significantly affect convective heat transfer near building exterior walls Buildings in dense urban areas experience modified radiation balance (than stand-alone buildings) due to interactions with neighbouring buildings Reduced energy losses during night hours are expected due to reduced sky view factors occurring in the urban fabric The aforementioned factors strongly influence energy demand, thus when conducting building energy upgrading studies, these factors should be taken into account in order to predict as accurately as possible the energy indicators. For this reason, a coupling of field/nodal models has been proposed in numerous studies104. The main purpose of such studies is to capture the physical indoor/outdoor interactions (heat transfer mechanisms mainly) through the building envelope, and predict energy indicators as a result of the influence of actual surrounding microclimate of the building. The REPUBLIC-MED project acknowledges the importance of this and for this reason, further discussion 104 J. Bouyer et al., Microclimatic coupling as a solution to improve building energy simulation in an urban context, Energy and Buildings 43 (2011) 1549-1559. 105 E. Bozonnet, R. Belarbi, F. Allard, Thermal behaviour of buildings: modelling the impact of urban heat island, Journal of Harbin Institute of Technology 14 (2007) 19–22. 54 on methods to assess the impact of UHI on indoor energy consumption, associated with reports from past studies, is provided in 2.2.6. 2.2.3.4 Urban pollutant dispersion Air pollution in the urban environment is caused mainly by the transport sector, which is responsible for a substantial share of emissions, industrial units, domestic heating and cooling systems as well as by toxic agents releases (e.g. aerosols) to the atmosphere. This situation leads to adverse effects in climate, environment and human health. After being emitted from the above sources, pollutants are dispersed within the urban fabric over a wide range of horizontal length scales. Pollutants’ dispersion is governed by both wind and buoyancy forces. Most commonly, pollution sources are heat sources as well, which serve for the generation of buoyant forces near the source. Depending on wind speed and turbulence intensity prevailing in the area of the source, buoyant forces lead to the elevation of pollutants (formulation of pollutants’ plumes). These forces are eventually degrade, and the dispersion is then governed by inertia (wind) forces. Apart from this physical transport process, chemical processes also occur, e.g. many emitted chemicals by vehicle exhausts are reactive with other substances leading to the formulation of additional products. For instance traffic-induced pollutants such as NOx and volatile organic compounds (VOCs) are the main precursors of tropospheric ozone (responsible for the green house effect). In case of urban planning and renovation studies, the understanding of the main mechanisms of pollutants’ dispersion is extremely important in order to realize the impact of pollutant sources on both indoor and outdoor air quality. To that direction numerous studies exist in scientific literature that employ field models in order to quantify pollutants’ concentrations within the urban fabric. The CFD method is widely used to predict pollution plumes and concentrations towards the suggestion of pollution reduction measures. For instance, Amorim et al. (2013) 106 demonstrate the effect of trees orientation in two distinct urban areas in Portugal over CO concentration at the pedestrian level height by applying a CFD model. Table 3: Capabilities of UHI assessment approaches Approach UCM CFD Meso-scale Governing equations - Energy balance equation - Momentum equations (NavierStokes) including Micro-scale - Momentum equations (Navier- 106 J.H. Amorim, CFD modelling of the aerodynamic effect of trees on urban air pollution dispersion, Science of the Total Environment 461&462 (2013) 541-551. 55 - Assumption velocity equation within the urban canopy - Heat conduction equation on solid surfaces Coriolis term with hydrostatic or nonhydrostatic assumption - Monin-Obukhov for ground surface - Heat conduction equation for soil Major limitations - Decoupled velocity field from temperature and moisture Stokes) - Monin-Obukhov for surfaces of the urban structures, e.g. wall, ground. - Heat conduction equation for surface - Assumption of the urban canopy layer as roughness - Planetary Boundary Layer effects are ignored - Representation of city-scape using arrays of similar buildings - Difficult to provide Land-use Land-cover database (userdefined functions are required) - Difficult to create database for canopy details (user-defined functions are commonly required) - Limited resolution of building geometries - Accuracy is tested with field measurements - Reliable boundary conditions are required - Applied for steadystate simulations mainly - Turbulence modelling is required - Turbulence modelling is required - Empirical assumptions for convective latent and sensible heat Maximum size of city-scape domain Whole City Whole City Building block Spatial resolution for grid meshing 1-10 m 1-10 km 0.2-10 m Temporal resolution (time-step) Hour Minute Second 56 Computational cost Medium High Very high (depending on the turbulence model applied and grid size) 2.2.4 Comparative analysis of UHI modelling methods Table 3 contrasts the capabilities of UHI study methods by means of the governing equations, limitations, domain-size restrictions, spatial and temporal resolution, and computational cost. It becomes obvious that the meso-scale method is practical when urban surface details are not important, i.e. urban-scale energy conservation, pollutant dispersion and thermal comfort are not adequately assessed by this method. On the contrary, for cases that such information is required, which means that physical phenomena within the urban canopy are of interest, micro-scale CFD and UCM methods are more useful. It should be pointed out, however, that when CFD models are applied real time and real size simulations, i.e. small time steps and detailed geometries, may be prohibitive due to extremely high computational costs for simulations of whole city-scapes. This implies that major assumptions should be adopted in order to produce results for practical engineering purposes. The main simulation differences between micro- and meso-scale modelling are illustrated in Fig. 3. It is shown that meso-scale modelling is used for a macroscopic view of the UHI effect, i.e. urban heatreleases effects to the PBL, and simulated flow-field results for the layer far above building heights are provided (200m-2000m). On the contrary, micro-scale modelling analyses the physical phenomena within the urban canopy layer in detail, thus it provides flow-field results within the urban canopy (1-200m). Consequently, micro-scale modelling facilitates the formulation of conclusions at the pedestrian level height, i.e. perception of thermal comfort and air quality. The most common assumptions followed when micro-scale CFD models are applied for UHI assessments are: Reduction of the computational domain near the areas of interest, i.e. the rest of the actual city is represented by roughness equations only (without detailing building geometries) Geometry simplifications in order to avoid high spatial resolution Assume homogeneous boundary layer ignoring the interactions with PBL (200m height and above) Application of unstructured grids (tetrahedral) in order to avoid dense grid propagation along Cartesian axis of the domain 57 Figure 3: Simulated phenomena using Meso-scale and Micro-scale CFD models. Although these assumptions may cause deviations of predictions in comparison with measurements (if available) it has been extensively demonstrated in simulated-measured data comparative studies that the produced deviations are considered acceptable at least for practical engineering purposes82,107. 2.2.5 UHI simulation tools This section summarizes research-based and commercial or commercially available simulation tools of each method discussed above. It is true that today’s scientific literature contains a plethora of field modelling tools, which are mainly products of mathematical interpretation of the physical phenomena encountered in the urban environment. Since the REPUBLIC-MED project focuses in the physical analysis within the urban canopy layer, meso-scale models are beyond the scope of this report, and the present section describes energy balance models (UCM mainly) and micro-scale CFD tools only. The most popular tools used world-wide (but there are many more) are the following: Energy balance modelling tools 107 G.M. Stavrakakis et al., Natural cross-ventilation in buildings: Building-scale experiments, numerical simulation and thermal comfort evaluation, Energy and Buildings 40 (2008) 1666-1681. 58 o UHSM o TEB o SOLWEIG o Rayman CFD tools o ENVI-met o ANSYS-Fluent o ANSYS-CFX o Phoenics A summary of strengths and weaknesses of simulation tools is provided in Table 4. 2.2.5.1 Energy balance modelling tools 2.2.5.1.1 Urban heat storage model (UHSM) The Urban Heat Storage Model (UHSM) is based on the Oke’s urban energy balance equation 67 and it was developed by Bonacquisti et al. (2006)108. The tool is based on four energy balance equations at the ground level and at building level, namely: Energy balance equation at building surfaces Energy balance equation at the ground level Sensible heat balance equation Latent heat balance equation The tool involves three simulation sections, i.e. atmospheric layer (maximum height above building heights), building and ground levels. The aforementioned equations formulate a system of linearized algebraic equations to relate four major unknown variables, i.e. building surface temperature, ground surface temperature, air temperature and relative humidity. Ground and building aerodynamic roughness is evaluated as function of drag coefficients of soil and of wind speed in the canopy air space. The decrease of wind speed within the urban canopy was evaluated as a function of buildings’ density, drag coefficients and wind speeds within the atmospheric layer section. Anthropogenic heat 108 V. Bonacquisti et al., A canopy layer model and its application to Rome, Science of the Total Environment 364 (2006) 1-13. 59 is also taken into account using expressions representing heat releases by buildings (produced mainly by electricity and fuel consumption), by transportation (vehicles exhausts) and by human metabolic rates. The equations are spatially discretized in the domain (sub-domains) and based on the heat storage within the urban canopy, an iterative solution procedure is followed towards the calculation of the unknown variables in each sub-domain. The main data used as inputs in the model are the thermal and radiative characteristics of urban surfaces as well as atmospheric parameters. The main output of the tool is the spatial distribution (in hourly basis) ground and building surface temperature, air temperature and relative humidity, the mean surface temperature and mean temperature at the pedestrian level height. The tool was applied by Bonacquisti et al. (2006)108 in case of Rome, Italy, and air temperature was used as validation parameter, i.e. it was compared with in-situ temperature observations. Using this tool, the same authors concluded UHI intensities (temperature increase compared to rural areas) of 20C and 50C, for winter and summer, respectively. 2.2.5.1.2 Town energy budget (TEB) The Town Energy Budget (TEB) tool was developed in Centre National de Recherches Météorologiques, Toulouse, France, and it was presented by Masson (2000) 109. The TEB tool is built following the canyon approach, generalized in order to represent large horizontal scales. Due to the complex shape of the city-scape, the urban energy budget is split into different parts, thus three surface energy budgets are considered, i.e. for roofs, walls and roads. The tool aims to simulate turbulent fluxes into the atmosphere at the surface of the meso-scale atmospheric model covered by buildings, roads or any artificial material. Heat fluxes are computed for each land type by the appropriate scheme, and then they are averaged in the atmospheric model grid mesh, with respect to the proportion occupied by each type. The fluxes calculated are: Latent and sensible heat fluxes, upward radiative fluxes and component momentum fluxes. City-scape geometry is represented by buildings that have the same dimensions, with the roof level at the surface level of the atmospheric model. Buildings are located along identical roads, the length of which is considered far greater than their width. Finally, any road orientation is possible, all existing with the same probability, and this hypothesis allows the computation of averaged imposition parameters for road and wall surfaces. In order to treat the conduction fluxes through solid surfaces, the TEB tool discretizes each surface type into several layers. The equations applied to represent temperature evolution in these layers are based on energy budget considerations and several prognostic equations for the surface layers of roofs, walls and roads are emerged. The set of equations describing heat transfer mechanisms and 109 V. Masson, A physically-based scheme for the urban energy budget in atmospheric models, Boundary-layer meteorology 94 (2000) 357397. 60 turbulent fluxes is similar to that of the UHSM tool. The main difference is that the surface layer is represented by the Monin-Obukhov equations. 2.2.5.1.3 SOLWEIG SOLWEIG v.1.0 was developed in the Earth Sciences Centre in Göteborg University, Sweden and it is extensively described by Lindberg et al. (2008)100. This tool is in fact a variant of the urban energy balance method focused on radiation modelling within the urban canopy. The model simulates spatial variations of 3D radiation fluxes and the mean radiant temperature (T mrt). The latter is one of the most important meteorological factors governing the human energy balance in outdoor spaces mainly, which is represented by the sum of all radiant fluxes (both direct and reflected) that the human body is exposed to. Mean radiant temperature is derived by modelling short- and long-wave radiation fluxes in six directions, i.e. upward, downward and from the four cardinal points (horizon) taking into account angular factors. The model requires a limited number of inputs, such as direct, diffuse and global shortwave radiation, air temperature, relative humidity, urban geometry and geographical information (latitude, longitude and elevation). The output of the model includes radiant fluxes and Tmrt distribution. The framework theory based on which the mean radiant temperature is calculated is that introduced by Hoppe (1992)110 in which radiation fluxes in all six directions are considered. As an energy balance model it presents the general shortcomings of the energy balance models, e.g. it disregards the velocity pattern in the domain of interest as well as its fluctuations (turbulence). Another significant shortcoming is that SOLWEIG does not account for evapotranspiration from vegetation. Lindberg et al. (2008) demonstrated its usefulness by performing mean radiant temperature simulations in an urban area of Goteborg and validated numerical results through comparisons with field measurements. 2.2.5.1.4 Rayman A similar tool as SOLWEIG is the Rayman111 software, which was developed in the Meteorological Institute of Albert-Ludwigs-University of Freiburg. The capabilities of the tool are described by Matzarakis et al. (2010)101. Like SOLWEIG, it is a variant of energy balance models, and it is used mainly to compute radiant heat fluxes from the human body. The inputs the user has to provide are the following: temporal data (date and hour); Geographical data (longitude, latitude and elevation); meteorological data (temperature, relative humidity and cloud covering); personal parameters (clothing and activity level); Geological morphology; urban design features (buildings, trees). 110 111 P. Höppe, A new procedure to determine the mean radiant temperature outdoors, Wetter Leben 44 (1992) 147–151. http://www.urbanclimate.net/rayman/index.htm 61 The results obtained by the model include, among others, the following: Distribution of mean radiant temperature, radiation fluxes and thermal comfort indicators (PMV, SET* and PET). In contrast to SOLWEIG it computes more thermal comfort indicators and it possesses a more user-friendly environment. However, it should be mentioned that Rayman disregards special physical effects, such as evapotranspiration, and it treats trees as simple obstacles to radiation fluxes. Wind effects and turbulence are also ignored. 2.2.5.2 CFD tools 2.2.5.2.1 ENVI-met ENVI-met112 is a three-dimensional non hydrostatic model for simulating microclimate, especially within the urban canyon, taking into account the physical interactions among solid surfaces (e.g. ground and building surfaces), vegetation and air. It is based on the theoretical background of Computational Fluid Dynamics, and it makes use of advanced numerical algorithms for solving the airflow governing equations, i.e. conservation of mass, momentum, thermal energy, chemical-species concentration and turbulence parameters, as well as particle dispersion. The main input of the model includes properties of the incoming wind of the urban domain (wind speed, direction, temperature, relative humidity), simplified geometry of the urban domain (since coarse structured grids are only allowed, forcing the user to simplify the urban site geometry), thermo-physical properties of ground and building materials and of vegetation, personal parameters of pedestrians (such as metabolic rates and clothing insulation). The ENVI-met system is then executed and an iterative solution procedure takes place towards the production of the following output: Distribution of temperature, relative humidity, pollutant concentration, turbulence parameters, wind speed and thermal comfort indicators (e.g. mean radiant temperature and PMV modified for outdoor conditions), at different heights throughout the urban area of interest. The background of the ENVI-met system includes sub-models solving for the following physical mechanisms: Long and short wave radiation fluxes, accounting for shading Radiation reflection from building facades, ground materials and vegetation Evapotranspiration and sensible heat fluxes from vegetation Heat and water transfer within soil mass 112 http://www.envi-met.com/ 62 Body-skin/airflow interactions (e.g. heat transfer, wettedness effect) towards the calculation of thermal comfort indicators ENVI-met is a useful micro-scale model for the prediction of UHI effects within the urban canopy with acceptable accuracy for relatively simple geometries. In case of complex geometries, radical simplifications may be required (such as building merging) in order to comply with grid-mesh restrictions. In addition, mesh possibilities are limited to structured (and most of the times uniform) grids with large grid-cells (typical spatial resolution: 0.5-10m), hence the effect of viscous sublayers (near solid surfaces) may be seriously underestimated. Another drawback is that only the Standard kε model is available for turbulence modelling. In computational terms, ENVI-met in its downloadable form does not envisage parallel processing, which implies above average computational costs. Wania et al. (2012)113 used the ENVI-met system to study the influence of different vertical and horizontal density of street vegetation on particle dispersion. It was demonstrated that vegetation reduces wind speed causing inhibition of canyon ventilation and, therefore, an increase in particle concentration. Vegetation was also found to reduce wind speed at crown-height and to disrupt the flow field in close vicinity of the canopy. Szucs (2013)114 highlighted that comfortable and healthy public open spaces encourage people to spend more time outdoors, socialize, exercise and participate in re-creational events. In this framework, Szucs (2013) ENVI-met to examine whether climatic characteristics in Dublin facilitate long-term outdoor activities during summer, and investigate the extent to which urban planning and the resulting urban morphology of the built environment influences the microclimate created by means of the wind profile. It was confirmed that areas of limited long-term outdoor activities subject to high wind speeds, often at the windward sections and around corners of buildings (see fig. 2). 2.2.5.2.2 ANSYS-Fluent Ansys Fluent115 is a powerful CFD platform which provides comprehensive modelling capabilities for a wide range of incompressible and compressible, laminar and turbulent fluid flow problems, under steady or transient conditions. In the software a broad range of mathematical models for transport phenomena (like heat transfer and chemical reactions) is combined with the ability to model complex geometries. Examples of ANSYS Fluent applications include laminar non-Newtonian flows in process equipment, conjugate heat transfer in turbomachinery, pulverized coal combustion in utility boilers, external aerodynamics in the car industry and of building complexes, etc. Among a wide variety of applications, the platform has been widely used for assessing microclimate conditions in open spaces. In such cases Fluent has been frequently used to simulate turbulent airflow within urban canopies. To 113 A. Wannia et al., Analysing the influence of different street vegetation on traffic-induced particle dispersion using microscale simulations, Journal of Environmental Management 94 (2012) 91-101. 114 A. Szucs, Wind comfort in a public urban space-Case study within Dublin Docklands, Frontiers of Architectural Research 2 (2013) 50-66. 115 www.ansys.com 63 permit modelling of fluid flow and related transport phenomena in complex geometries, such porous media (vegetation), various useful features are provided such as porosity functions and others. Fluent solves for the majority of physical phenomena encountered in urban systems. In addition to those simulated by ENVI-met, it includes: A wide variety of turbulence models (RANS, DNS and LES) providing the user the opportunity to choose (according to the available computational resources and expertise) among different turbulence models aiming to capture the desirable spectrum of turbulent length-scales. A wide variety of two-phase flow models to capture particles dispersion. A wide variety of radiation models to simulate short and long wave radiation A pluralism of grid-meshing options including structured and unstructured grids to build grids with the minimum computational cost ensuring adequate resolution of results Access to input user-defined functions In general, ANSYS Fluent is the one of the most complete platforms existing in the CFD industry including well-known and the latest developments of fluid-flow related models. In terms of computational requirements, Fluent envisages solutions using multiple parallel processors, thus reduces computational costs. The latter, however, is a matter of the user’s desires of resolution level, i.e. if a large urban area with great level of geometrical detail is considered computational cost can be very high, as in the most micro-scale CFD tools. The main limitation of the platform is that since it is not targeted for specific problems it requires relatively high expertise on fluid flow and transport phenomena, for the user to formulate a specific problem. In this sense, the software does not include evapotranspiration and thermal comfort models, which means that for microclimate modelling the user should provide him/herself the models via user-defined functions. Nonetheless, it can be easily used to produce the results of parameters required to compute thermal comfort indicators (wind speed, relative humidity, temperature, turbulence intensity) externally. Numerous CFD studies of the UHI by using Fluent exist in the scientific literature. For example, Stavrakakis et al. (2012)65 used Fluent for the assessment of thermal and wind comfort of pedestrians in an urban area in Crete, Greece. Special physical models, such as evaporation from water surfaces and evapotranspiration from vegetation as well as thermal comfort indicators were incorporated in the CFD platform towards the formulation of a holistic model that solves for UHI effect on pedestrians’ perception of thermal comfort. The micro-scale model developed was then used to assess the pre-renovation situation and to indicate the optimum interventions including vegetation, 64 shading devices, cool materials, in proper locations of the urban domain. Saneinejad et al. (2012)116 studied the evaporative cooling effect on air temperature and thermal comfort within urban street canyons. They took advantage of Fluent capability to incorporate user-defined physical models and they developed a coupled CFD model which solves for vapour and heat transfer in the air, heat and moisture transfer within the porous building walls and radiative heat exchange between building walls. The effect of evaporation of building surfaces on temperature was adequately quantified and a substantial impact of this phenomenon on pedestrian thermal comfort was shown. 2.2.5.2.3 ANSYS-CFX CFX117 is a general purpose CFD tool which possesses the same capabilities as the ANSYS-Fluent software reported above, at least for airflows within urban canopies. The main differences are focused on mesh-generation algorithms, solution algorithm as well as differences in functionality and operability of available GUIs related to user’s actions during pre- and post- processing. By means of spatial discretization, CFX is cell-vertex while Fluent is Cell-centered. CFX assembles control volumes around the element vertices, resulting in polyhedral control volumes and hence there are fewer nodes than cells with a tetrahedral mesh. While this results in fewer control volumes, there are far more integration points so the resolution of gradients is more accurate per control volume. Concerning the comparison between the results obtained by CFX and Fluent they present similar accuracy, however, Fluent has presented a slightly better accuracy for incompressible flows, although it requires more computational time to converge. This happens due to the fewer computational nodes in CFX grids in comparison to Fluent grids. During the solution procedure, CFX presents better robustness especially for steady-state problems, while Fluent is a bit more unstable. This implies that the user should be alert of the solution course and proceed to appropriate tuning when necessary, e.g. when residuals’ oscillations occur (“Babysitting” of the solution). Fluent has a more functional pre-processor and thus it requires fewer actions by the user to prepare the grid and work on available GUIs; hence less model preparation time is required before simulation. Priyadarsini et al. (2008)118 used CFX to investigate the UHI effect on temperature rising in the urban canopy in Singapore. They determined the key factors causing the phenomenon and investigated the possibilities of improving heat extraction rate by optimizing airflow in selected hot spots. The main parameters put to the test were building geometry, façade materials and the location of airconditioning condensers and their combined effect on the outdoor air temperature. Although a 116 S. Saneinejad et al., Coupled CFD, radiation and porous media transport model for evaluating evaporative cooling in an urban environment, Journal of Wind Engineering and Industrial Aerodynamics 104-106 (2012) 455-463. 117 www.ansys.com 118 R. Priyadarsini et al., Microclimatic modelling of the urban thermal environment of Singapore to mitigate urban heat island, Solar Energy 82 (2008) 727-745. 65 simple model was used (evapotranspiration from vegetation was ignored) good agreement between the computed and the measured results was obtained. 2.2.5.2.4 Phoenics Phoenics119 is a general purpose CFD platform, which at least for airflows within the urban canopy, provides similar modelling features and capabilities as CFX and Fluent. As the other CFD programs, Phoenics can solve for most important conservation equations of mass, momentum, heat, chemical species and turbulent parameters, towards the provision of results of microclimate parameters such as relative humidity, wind speed, turbulence intensity and temperature. Similarly to the other CFD platforms provides access to the user to incorporate special physical models, such as evapotranspiration from vegetation. A substantial advantage of Phoenics over the other CFD tools is that it provides access to the source Fortran-based code rather than only offering the opportunity to incorporate user-defined models. Like previous tools, it possesses a wide variety of models to simulate turbulence, heat and radiation transfer and due to its wide validation it can be confidently used to study microclimate in urban areas. Since it is not just a microclimate-oriented tool, as in the previous tools, expertise above than average on computing and transport phenomena is required in order to develop a reliable microclimate model. The major difference is that it does not implement tetrahedral grids, and either a Body-Fitted or a hexahedral-unstructured grid option is available for complex geometries. Finally, computational time is usually higher than that using Fluent and CFX, although it provides higher accuracy for especially within areas of strong buoyancy forces. Fintikakis et al. (2011)83 used Phoenics to study the urban microclimatic conditions in the historic centre of Tirana. They developed a microclimate model and incorporated it in the CFD platform towards the estimation of pedestrian thermal comfort in order to decide the best retrofitting measures (e.g. trees kind and orientation, high albedo ground materials, earth-to-air heat exchangers) that ensure the best comfort conditions in strategic locations of the urban domain. Although a simple model was developed (evapotranspiration and radiation were neglected in the mathematical model and they were imposed as temperature boundary conditions taken from field measurements, instead) it provided adequate results at least for practical purposes. 119 http://www.cham.co.uk/ 66 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool UHSM Method UCM Strengths > Solution of heat transfer equations at representative heights (ground, building, atmosphere) > Anthropogenic heat > Spatial discretization of equations > Distribution of temperature and relative humidity > Hourly Weaknesses > No thermal comfort indicators are incorporated > Very simplified geometry Evaporation and evapotranspiration User –defined models only Accuracy CPU time Availability Radiation Short and long wave radiation models are included Satisfying for weak winds only Low Researchbased > Wind-speed decoupled from heat transfer equations > Simple roughness equation for wind speed > Turbulence is dealt with simple drag 67 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths temperature results Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation equation > Above average urban physics expertise is required > Lack of documentation and tutorials TEB UCM > Solution of heat budget at three surfaces (ground, walls and roofs) > Turbulent fluxes are simulated in the PBL/Canopy > No thermal comfort indicators are incorporated > Simplified geometry User-defined models only Short and long wave radiation models are included Satifying for weak winds only Medium Researchbased > Wind speed decoupled from heat transfer 68 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths layer interface equations > Roads of any orientation may be placed > Above average urban physics expertise is required > Conduction fluxes through solid surfaces > MoninObukhov conditions for the surface layer SOLWEIG UCM Weaknesses > Modelling of 3D radiation fluxes > Relatively accurate geometry > Solves for Evaporation and evapotranspiration Accuracy CPU time Availability Radiation > Lack of documentation and tutorials > Velocity pattern decoupled from heat transfer > By-default models for Evaporation > Evapotranspiration is ignored Short and long wave radiation models are included Satifying for weak winds only Medium Researchbased > Turbulence is not modeled 69 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths mean radiant temperature (thermal comfort) Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation > Limited documentation and tutorials > Average urban physics expertise is required Rayman UCM > Modelling of 3D radiation fluxes > Relatively accurate geometry > Solves for radiant heat fluxes from solid surfaces and from > Velocity pattern decoupled from heat transfer > Evaporation is included > Evapotranspiration is ignored Short and long wave radiation models are included Satifying for weak winds only Medium Free > Turbulence is not modeled > Limited documentation and tutorials 70 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation human body > Solves for thermal comfort indicators (PET, SET* and PMV) > User friendly > Average expertise in urban physics is required ENVImet Microscale CFD > 3D simulation of airflow pattern > Solution for most important conservation > Coarse grids > No parallel processing potential is available > By-default models for evaporation and evapotranspiration Short and long wave radiation models are included Satisfying for both weak and strong winds Very high Free > Only one turbulence 71 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths equations > Calculation of thermal comfort indicators Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation model is included > Moderate documentation and tutorials > Relatively accurate geometry > Turbulence modelling > Average expertise in urban physics is required ANSYSFluent Microscale CFD > General purpose CFD platform > Many options of > Since it is a general CFD platform, the user has to develop and > User-defined models for evaporation and evapotranspiration Short and long wave radiation models are included Satisfying for both weak and strong winds High Commercial 72 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths turbulence models and radiation models > Flexibility and easiness of grid generation Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation incorporate user-defined models, thus it requires high expertise in urban physics > Parallel processing potential > User friendly > Extensive documentation with tutorials ANSYSCFX Microscale CFD > General purpose CFD platform > Many options of > Since it is a general CFD platform, the user has to develop and > User-defined models for evaporation and evapotranspiration Short and long wave radiation models are included Satisfying for both weak and strong winds High Commercial 73 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths turbulence models and radiation models > Flexibility and easiness of grid generation Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation incorporate user-defined models, thus it requires high expertise in urban physics > Parallel processing potential > User friendly > Extensive documentation with tutorials Phoenics Microscale CFD > General purpose CFD platform > Many options of > Since it is a general CFD platform, the user has to develop and > User-defined models for evaporation and evapotranspiration Short and long wave radiation models are included Satisfying for both weak and strong winds Very high Commercial 74 Table 4: Important strengths, weaknesses and special features of computational urban microclimate simulation tools. Special modelling features Tool Method Strengths turbulence models and radiation models > Extensive documentation with tutorials Weaknesses Evaporation and evapotranspiration Accuracy CPU time Availability Radiation incorporate user-defined models, thus it requires high expertise in urban physics > Restricted options of grid generation (e.g. tetrahedral cells are not included) 75 2.2.6 CFD and multi-zonal coupling for building energy assessments The energy balance equation for a building is expressed as follows: The heating/cooling load of the building equals to the sum of the internal heat gain from lights, occupants and equipment, the convective heat transfer between building’s interior surfaces and internal air, the convective heat transfer due to air infiltration and the change of energy stored in the internal air. On the other hand, the energy balance equation for building exterior surfaces may be expressed as follows: The conduction heat flux through the wall equals to the sum of the transmitted solar radiation, the absorbed solar radiation, the net long wave radiation heat flux and the convective heat flux exchanged with the outdoor air. The above verbal explanation of the heat exchange between indoor and outdoor space reveals that building surrounding environment influences building energy performance. These influences may be described as follows: The incident solar radiation on building walls, which is affected by the adjacent obstacles such neighbouring buildings, trees and hills. The convective heat flux at the exterior surfaces, which is determined by the Convective Heat Transfer Coefficient (CHTC) and by temperature difference between the outdoor air and exterior surfaces. The intensity of incoming long wave radiation. The heat and moisture transfer through infiltration. As far as the preparation of a technical study is concerned targeted to building energy assessments, ideally all the above influences should be adequately captured. The available tools used for building energy assessment purposes are mainly the multi-zonal modelling tools also known as Building Energy Simulation (BES) tools (see section 2.1.4 above). These, however, present some deficiencies in capturing all the impacts described above. These deficiencies are the following: They disregard the non-uniformity of the CHTC in the vicinity of the building. They rely only to a mean value of CHTC based on climate data time-series of the wider climate zone. Infiltration is handled by empirical formulas rather than a more precise representation (accounting for velocity fluctuations through openings for example). Surrounding trees are treated like simple obstacles on incident radiation rather than contributors of moisture and obstructions to outdoor airflow, thus CHTC and air infiltration effects are underestimated. Evaporative cooling effect emanated from water surfaces is ignored. 76 Surrounding buildings other than being treated as obstacles on incident radiation their effect on airflow pattern and, therefore, on CHTC is not taken into account. Outdoor climate data are most commonly taken from default libraries of wide climate zones available in the tools background, which are, however, different from the actual ones especially during summer season due to the Urban Heat Island effect. To the best of the authors’ knowledge no tool that deals with the impact of the external microclimate on building energy consumption exists. On the other hand, CFD tools seem very promising towards the simulation of urban microclimate. As described in section 2.2.3 CFD micro-scale models can simulate physical mechanisms that comprise urban microclimate and by these means they can quantify all the influences of outdoor physical environment to indoor energy consumption. Consequently, the drawbacks reported above can be eliminated under the perspective of CFD/BES tools coupling. Indeed, numerous authors in scientific literature succeeded to couple these methods through the following ways104,120: The fully coupled approach In this approach the CFD and the BES tool are in a constant link for each time-step throughout the simulation procedure. The information exchanging between the two tools in each time-step usually takes place as follows: An initial value of external wall temperature in the CFD model is adopted as a wall boundary condition. Air properties of the incoming wind are taken from the nearest meteorological station and they are set as inflow boundary condition in the CFD model. Boundary conditions for physical features, such as trees, water surfaces, are also set as boundary conditions. The CFD model is executed and provides a preliminary prediction of the microclimate in the vicinity of the building(s) of interest, i.e. air temperature, convective heat transfer coefficient and relative humidity. These climate parameters are then passed to the BES tool as climate data (i.e. instead of using the default data from the BES tool libraries) and the BES tool calculates, apart from Energy-related indicators, external walls temperature. The new updated value of building external walls returns to the CFD model as a wall boundary condition, which is executed again towards the update of microclimate surrounding the building. The updated microclimate is then passed to the BES tool which is executed again towards the update of the energy-related indicators and the wall temperature. 120 X. Yang et al., An integrated simulation method for building energy performance assessment in urban environments, Energy and Buildings 54 (2012) 243-251. 77 And so on. The iterative process above ends when the wall temperature computed by the BES tool, taking into account its pass from the CFD tool, presents a really small change from one loop to the other (convergence of solution). Then the solution is obtained and the building energy-related indicators are finally calculated. The semi-coupled approach A more simple and practical way to consider external microclimate in the vicinity of the building is the semi-coupled approach. The main characteristic of this approach is to utilize the outputs of the CFD model and use them to alter the default climate data time-series used in the BES tool. The main steps followed are: Incoming-wind properties are taken from the nearest meteorological station and they are set as boundary conditions in the CFD model. Appropriate boundary conditions to account for evaporation and evapotranspiration are set to water and vegetations surfaces, respectively. Estimations of the incident solar radiation on solid surfaces may be emerged utilizing a solar ray tracing model, usually incorporated in CFD models, taking into account albedo and emissivity values of materials. The above is used to estimate convective heat flux from exterior building walls. Taking into account the above boundary conditions, the CFD model is executed and provides the microclimate in the vicinity of the building. The microclimate provided by the CFD model can then be transformed in the format of weather files of the BES tool, and inserted in the BES tool instead of using the default weather file from the BES library. Obviously, the tactic above is one-way approach, i.e. the CFD is executed first and the microclimate emerged is then passed to the BES tool in the format of the default weather file. It should be mentioned that since this method treats CFD and BES models separately, more than average expertise is required by the user in order to obtain correct estimations of initial parameters used as boundary conditions. This means that the user should apply externally or incorporate special models that solve for these parameters in order to provide boundary conditions, e.g. a correct “guess” of internal temperature and solution of conduction equations to estimate external surface temperatures taking into account incident solar radiation. 78 It may be concluded that BES/CFD coupling provides a more accurate prediction of energy-related indicators; hence, a more accurate selection of retrofit measures. Through this coupling procedure it becomes clear that energy-related indicators are only a symptom of the mathematical interpretation of building and urban physics and more specifically of indoor-outdoor interactions. 3. Decision making through optimization algorithms The concept of decision making in building design and urban planning is concentrated mainly on the identification of the optimal combination(s) of retrofit measures so that specific goals are obtained. As a consequence, decision making consists of the following aspects: Problem statement A precise definition of the objective of decision making is always a good start of the procedure to be followed. A representative statement regarding urban and building design may be formulated as follows: Determination of the optimal blend(s) of retrofit measures that ensure acceptable values of living conditions (thermal comfort and air quality indicators) under minimum energy consumption (for buildings), minimum costs and minimum attenuation periods of investments. Recognition of goals A decision-making strategy targeted for building and urban renovation aims to the following goals: Ensure satisfying living conditions (comfort and pollutant concentrations within acceptable levels), retain minimum energy consumption to achieve satisfying conditions, retain minimum installation and operational costs of investments as well as minimum attenuation periods. Recognition of design parameters Once the goals have been specified, the decision maker should focus on the design parameters, i.e. the ways to achieve the specified goals. In case of building energy upgrading and Urban Heat Island mitigation projects, the main design parameters are the following: Buildings: Insulation materials; Windows; Building systems for heating, cooling, lighting and hot water production. Open spaces: Ground materials; vegetation species, size and orientation; Water surfaces size and orientation; other measures such as size and orientation of pedestrian roads. 79 Means to solve the decision making problem It is true that regarding the aforementioned design parameters, a vast amount of technologies exist in the market that can be applied to achieve the pre-defined goals. The challenging issue is that the decision maker should select the optimal among these solutions. In case when several goals are set, most of the times being trade-off variables, e.g. more expensive investments are more likely to achieve minimization of energy consumption, a systemic procedure is required in order to rationally weigh all goals and come-up with feasible and cost-effective solutions. Indeed, in building energy and urban environment design problems the decision making problem is complex since retrofit options are vast in number, while numerous limitations should be satisfied. For this reason, the systemic procedure suggested in such problems involves the following steps: Formulation of a cost function: Often a cost or objective function is formulated which is expressed as the weighted average of the target variables (goals), in which the importance of each variable is represented by weighting factors, usually receiving values from 0 to 1 (obviously when the weighting factor is 0, the variable is no longer a goal, while when it is 1 it is of highest importance). If the designer wishes to give priority to some variables against others, the lowest value is inserted in the weighting factors of the latter ones. The main goal of the designer is to minimize the cost function and according to the weighting factors prioritizing the variables that need to be minimized by a large amount. In complex problems, a group of cost functions may be set. Specification of constraints: Apart from the cost function, in such engineering problems, it is more likely that the designer wishes that certain variables should be confined within special limits once the decision is made. In this case special constraints are set and associate the cost function in the whole solution procedure. This formulation stands for the so-called (constrained) Optimization Problem or Scheme, which mathematically expresses the Decision Making problem. Means to solve the optimization problem: o Parametric analysis: One way to solve the problem is through a parametric analysis. In this approach the designer pre-selects the tuned design variables and performs different runs of the physical model (being a CFD or a BES or a CFD/BES coupled model depending on the problem considered, being a building or an open space). For each run the designer closely monitors the results for each combination of design variables values until the cost function is minimized adequately and the constraints are satisfied. 80 o Optimization algorithm: The main drawback of the tactic above is that it requires great time and effort from the designer’s side in order to identify the optimal solution. Additionally, depending on the narrowness of the predefined constraints and the desired level of the cost-function minimization, a simple parametric analysis most likely disregards other feasible solutions which may be better in terms of costeffectiveness for example. In order to avoid such problems, special algorithms are available (either gradient-based or gradient-free) which undertake this job. In simpler words, these algorithms undertake the monitoring of the results of parametric runs the designer would, but they do it better in terms of accuracy, provision of all feasible solutions and calculation speed in comparison with human intervention. Of course, these algorithms only do what the user commands them to do, i.e. if the optimization problem is not pre-set correctly, the algorithm will obtain peculiar results. Therefore, an average expertise of optimization problems is required depending on the computational tool used to solve the problem. The most common means to solve the optimization scheme are summarized in Table 5. A brief description of the ways to apply each method strengths and weaknesses are tabulated. In any case, the selection of the method to be applied depends on the desired accuracy of the solution (blend of retrofit measures) and it is up to the working team to decide. From an engineering point of view, the 2nd and the 4th method seem more promising as they both provide the group of optimal solutions and they are applicable for problems with high number of design and (trade-off) target variables. Stavrakakis et al. (2011)121 and Stavrakakis et al. (2012)122 adopted the 4th method reported in Table 5 below. The studies were focused on the optimization of architectural features (openings’ size, number and orientation) in case of a test building and of a student dormitory so that the best conditions of comfort and hygiene are ensured within the occupied zones. They demonstrated the usefulness of the optimization method in decision making for architectural design renovation purposes. 121 G.M. Stavrakakis et al., Selection of window sizes for optimizing occupational comfort and hygiene based on computational fluid dynamics and neural networks, Building and Environment 46 (2011) 298-314. 122 G.M. Stavrakakis et al., Optimization of window-openings design for thermal comfort in naturally ventilated buildings, Applied Mathematical Modelling 36 (2012) 193-211. 81 Table 5: Means to solve the optimization scheme. Method Application Strengths Weaknesses User selection through parametric analysis Parametric analysis => Database=> Selection of (usually one) optimal design > User friendly-limited expertise is required > Not applicable for multi-criteria schemes with trade-off variables > Relatively good accuracy for small problems, i.e. low number of design and target variables > Limited accuracy of the near optimal solution > Applicable to multi-criteria problems of high dimensions (high No. of variables) and with trade-off variables > Limited accuracy of the near optimal solution(s) Discrete database-handling algorithms Parametric analysis => Database=> Database-handling algorithms of discrete variables (gradient-free algorithms) towards the selection of the best parapetric cases that satisfy the cost function and constraints > Other feasible solutions may be disregarded > In order to deal with the above drawback a larger database is produced through (over)simplifying the physical problem > Above than average knowledge of discrete database-handling algorithms is required. 82 Development of metamodels (correlate design and target variables) following linear or nonlinear algorithms (e.g. artificial neural networks) Parametric analysis => Database=> Regression=> Metamodels=> Selection of optimal solution ranges > Applicable to multi-criteria problems with trade-off variables but for relatively low number of design and target variables > Caution to select the optimal design variables ranges is required > The near-optimal solutions are still “hiding” in the continues domain of the selected ranges > Above than average knowledge on regression algorithms is required Combination of meta-models and Continues and/or Discrete optimization algorithms Parametric analysis => Database=> Regression=> Metamodels => Database-handling algorithms of continues (gradient-based) and/or of discrete (gradient-free) variables > Applicable to multi-criteria problems of high dimensions (high No. of variables) and with trade-off variables > Relatively high computational cost > Above than average knowledge of discrete and continues databasehandling algorithms > Improved accuracy of the near optimal solution 83 4. Level of use of assessment tools This section is focused on the level of use of energy and microclimate assessment methods for research purposes mainly originated both in partner Countries and worldwide. The main source of information to produce the results was the Scopus123 database of peer-reviewed literature. The results of the investigation are presented in the subsections below. Table 6: No. of studies using BES tools in partner Countries and elsewhere. Source: Scopus (www.scopus.com) Software/Country No. of studies found Croatia France Greece Italy Spain Elsewhere Antherm 0 0 0 0 0 0 Autodesk Green Building Studio 0 0 0 0 0 6 BEAVER 0 0 0 0 0 0 Bsim 0 1 0 1 0 22 DeST 0 1 0 0 0 87 DOE-2 0 5 1 2 3 234 ECOTECT 0 1 0 1 1 57 ENER-WIN 0 0 0 0 0 17 EnergyPlus 0 23 12 43 8 514 eQUEST 0 0 0 0 1 42 ESP-r 0 4 5 7 3 222 IDA-ICE 0 1 0 4 0 27 IES Virtual Environment (IESVE) 0 0 0 1 0 37 SUNREL 0 1 0 0 0 7 123 www.scopus.com 84 TAS 0 0 0 1 1 38 TRNSYS 1 60 16 41 14 318 4.1 Level of use of BES tools for building energy performance assessment Herein the number of published studies that used the Building Energy Simulation (BES) tools listed in section 2.1.4 is reported. The results of the analysis are listed in Table 6. Among partner Countries, a nearly zero level of use of BES tools (only one study using TRNSYS was found) is observed for Croatia. The tools most frequently used in the other partner Countries are TRNSYS and EnergyPlus. The results are further analysed towards the calculation of percentage of use of each one of the two BES tools (see Fig. 4) and it is seen that TRNSYS presents a higher preference in the MED area, especially in France. The classification of partner Countries based on the level of use of all BES tools is presented in Figure 5. Figures 4 and 5 reveal that France and Italy hold the primacy of BES tools use, Greece and Spain follow, while a nearly zero BES use frequency is observed for Croatia. It should be pointed out that the advanced search utility of the Scopus system was used, and the results were obtained based on the following filters: For all fields of manuscripts (abstract, title, keywords, main text) the following key words were used: “Name of the software” and “building simulation” In order to determine the origins of each study the following keys were used for affiliation: “Croatia or France or Greece or Italy or Spain” or “NOT Croatia AND NOT France AND NOT Greece AND NOT Italy AND NOT Spain” to find studies originated in partner Countries or elsewhere, respectively. EnergyPlus Level of use in partner Countries and Worldwide France Greece 4% 2% Italy 7% Spain 1% Elsewhere 86% (a) 85 TRNSYS Level of use in partner Countries and Worldwide Greece 4% France 13% Elsewhere 71% Italy 9% Spain 3% (b) Figure 4: Level of use of: (a) EnergyPlus and (b) TRNSYS. 120 100 80 60 40 20 0 Italy France Greece Spain Croatia Figure 5: Number of studies conducted using BES tools in partner Countries. 86 4.2 Level of use of field modelling tools for urban microclimate assessment A similar analysis as above was performed for field modelling tools, namely UCM and micro-scale CFD tools (see section 2.2.5 above). The results of the analysis are listed in Table 7 below. Among partner Countries, a nearly zero level of use of field modelling tools (only one study using ANSYS-Fluent was found) is observed for Croatia. It becomes clear that for urban environment assessments CFD models are more frequently used in both partner Countries and worldwide, compared to UCM tools. The tool most frequently used in partner Countries is ANSYS-Fluent. The results are further analysed towards the calculation of percentage of use of ANSYS-Fluent (see Fig. 6) and it is seen that Fluent presents the highest preference in Italy. The classification of partner Countries based on the level of use of any field modelling tool is presented in Figure 7. Figures 6 and 7 reveal that France and Italy hold the primacy of field modelling tools use, Greece and Spain follow, while a nearly zero frequency of using field modelling tools is observed for Croatia. It should be pointed out that the advanced search utility of the Scopus system was used, and the results were obtained based on the following filters: For all fields of manuscripts (abstract, title, keywords, main text) the following key words were used: “Name of the software” and “urban microclimate” or “urban environment”. This set of key words was chosen as most studies using UCM tools use the characteristic phrase “urban microclimate” mainly, while most studies using CFD tools use the characteristic phrase “urban environment” mainly. In order to determine the origins of each study the following keys were used for affiliation: “Croatia or France or Greece or Italy or Spain” or “NOT Croatia AND NOT France AND NOT Greece AND NOT Italy AND NOT Spain” to find studies originated in partner Countries or elsewhere, respectively. Table 7: No. of studies using field modelling tools in partner Countries and elsewhere. Source: Scopus (www.scopus.com) Software/Country No. of studies found Croatia France Greece Italy Spain Elsewhere UHSM 0 0 0 0 0 2 TEB 0 7 0 2 2 18 SOLWEIG 0 0 0 1 0 7 Rayman 0 2 5 3 1 49 87 ENVI-met 0 1 3 6 0 50 ANSYS-Fluent 1 22 11 34 16 416 ANSYS-CFX 0 2 2 8 6 48 Phoenics 0 4 5 0 0 47 ANSYS-Fluent Level of use in partner Countries and Worldwide France Greece Italy 5% 2% 7% Spain 3% Elsewhere 83% Figure 6: Level of use of ANSYS-Fluent. 60 50 40 30 20 10 0 Italy France Greece Spain Croatia Figure 7: Number of studies conducted using field modelling tools in partner Countries. 88 4.3 Level of use of CFD/BES coupled simulations for building energy assessment As reported in section 2.2.6 above there is no tool which takes into account the impact of surrounding microclimate on building energy consumption. To solve this kind of problems, some studies exist in international scientific literature that demonstrate coupling possibilities of CFD and BES tools. As regards the level of use of coupled approaches, nearly-zero frequency is observed in partner Countries using the same searching utility, Scopus. In view of elaborating the coupling perspective, the most useful information is to find which are the most common CFD and BES tools being coupled, regardless of the origin of the studies. Since coupled simulations are still in their infancy, the main focus point is to realize the feasibility of the coupling procedure and become aware of which tools may be coupled. The feasibility of coupling CFD and BES tools is extensively described in international literature for the following tools (see also the representative studies cited for each approach): ENVI-met/EnergyPlus120 Fluent/TRNSYS124 Fluent/Solene105 It is encouraging that the CFD/BES coupling can be obtained even by using freely available tools such as the ENVI-met and EnergyPlus. 5. Discussing the reasons of limited use of urban and building physics tools According to various studies125,126,127 it appears that building and urban design professionals use computational tools for urban and building physics simulation purposes very rarely. The main reasons for this observed lack of use of the available plethora of tools in practical cases are summarized as follows: Complexity: Many designers consider most computational tools complex and not user friendly. Time consuming: Simulations (iterative calculations) take too much time to converge, especially when CFD tools are used. 124 J. Allegrini et al., Analysis of convective heat transfer at building facades in street canyons and its influence on the prediction of space cooling demand in buildings, Journal of Wind Engineering and Industrial Aerodynamics 104-106 (2012) 464-473. 125 S. Burke, Building physics tools: Needs, use and the lack of use in the building process. Modelling non-isothermal moisture flow and frost penetration, PhD thesis, Lund University, Lund, 2009. 126 M.W. Ellis & E.H. Mathews, A new simplified thermal design tool for architects, Building and Environment 36 (2001) 1009-1021. 127 W.N. Hien et al., The use of performance-based simulation tools for building design and evaluation-A Singapore perspective, Building and Environment 35 (2000) 709-736. 89 Requirement for advanced urban and building physics expertise: Despite the efforts made from CFD and BES vendors to create user friendly simulation tools that require minimum level of expertise, professionals still consider that advanced expertise is necessary to use these simulation softwares. Lack of designers’ flexibility to adopt new approaches: Most designers who have spent many years in their profession are strongly engaged to ways of dealing with design practices they already know and they spend no time to get familiarized with novel methods. Lack of stimulating mechanisms: In Europe, although the introduction of Energy Efficiency regulations (building energy certification, minimum requirements for energy consumption for new and renovated buildings) stimulates the use of BES tools, more innovative tools which account for energy behaviour and UHI impact on building energy consumption are still of very limited use. In most Countries only the national methodology is applied even though the results obtained may be very different in comparison to the actual energy consumption 128. As regards urban planning, other than empirical guidelines no regulation exists to guide designers towards the use of simulation tools in order to estimate microclimate in open spaces. Most of the aforementioned points are validated in the investigation via questionnaire survey obtained by Burke (2009)125. In that study, professionals of high (PhD), medium (engineers) and low (technicians) expertise were participated in the survey answering questions related to reasons why innovative tools were not used. The participants were invited to perform energy assessments for specific case studies and once finished to answer questionnaires. The findings of the survey are summarized as follows: When asked whether any assessment software was used, most replied that they did use some very basic ones. When asked whether other sophisticated approaches are required in order to improve their results, only those of high-level expertise had suggestions. Those who did not use any tool (those of low expertise and some of medium expertise), but only intuitive estimations or analytic calculations were applied, they replied that the tools are too costly to buy, too difficult to learn and too much simulation time. In order to understand more deeply the reasons that novel methods are not widely used by designers, a contrasting between simulation tool users and designers in terms of their background and study approaches is required. The differences between simulation tool users and designers in terms of their intellectual and practical knowledge in relation to the type of phenomena they assess and how these phenomena are 128 E. Dascalaki et al., D6.2: National scientific report-Greece, IEE project: TABULA, National Observatory of Athens, 2012. 90 represented are listed in Table 8129. The differences in terms of the way practitioners approach the design problem are depicted in Table 9129. The tabulated differences reveal important aspects of each group (tools users and designers) that need to be taken into account in the industry of developing simulation tools which integrate better within the design process. Table 8: Differences in knowledge between simulation tool users and designers. Background aspects Simulation tool users Designers Formal/Intellectual knowledge Systematic and scientifically based Constructivist with product and process interrelated Physical phenomena propagation Phenomena develop over time Phenomena develop in space Representation of physical phenomena Mathematical (partial differential equations) Visual-Intuitive Interpretation of reality Thermophysical related Leading ideas are used to parameters and topological derive sets of rules to test relationships are mapped into and criticise proposals a predefined heat balance structure Practical knowledge Judgement of what to model and why; Capability of simplifying reality to achieve it Based on learning by doing; Ability of solving the problem at hand It can be seen that knowledge of tool uses and of designers are complementary. Tool users are able to explain and propose the way for a piece of design to fulfil aspects related to thermal performance while designers are able to explain and propose the structure of this piece of design within which human activities take place and individual and cultural expressions are addressed. The consequences of this finding are directly related to different aims and different design actions and that is where limitations in understanding among practitioners tend to lead to disjointed solutions. 129 C.B. de Souza, Contrasting paradigms of design thinking: The building thermal simulation tool user vs. the building designer, Automation in Construction 22 (2012) 112-222. 91 Table 9: Differences in praxis between simulation tool users and building designers. Approach to deal with the Simulation tool users design problem Designers Approach to experiment Similar to the one of natural sciences: Realist/ Rationalist/ Objective Similar to the one of humanities and arts: Relativist/ Constructivist/ Subjective Hypothesis Model, reference and desired states Constructed based on the uniqueness of a situation Test method Structured series of perturbations to be tested (using the model) Empirical “moves” to improve a perceived situation Assessment method Quantifying cause/effect relationships Empirical prediction of the impact of “moves” As structure and functionality of an open or a building space are interrelated, it makes no sense to separate actions and results obtained by the simulationist from those obtained by the designer. Designers would benefit from a deeper understanding of building and urban physical performance and tool users and developers would benefit in understanding more about how buildings are structured. This observation gives rise to the following issues: What do designers need to know about physics in order to explain and propose the physical structure of an artefact that fulfils aspects related to thermal performance? What do simulation software developers need to know about building and urban design so that they can either take the structure of an artefact into consideration when proposing solutions or develop interfaces to inform designers about how the proposed structure for an artefact is fulfilling aspects related to thermal performance? The above considerations are especially important and have been empirically approached by several researchers and institutions since the early 90’s130,131,132. In this context, the education of building and urban designers in building and urban physics should consider the following aspects: 130 K. Papamichael, Application of information technologies in building design decisions, Building research and information 27 (1999) 20-34. K. Papamichael, Product modelling for computer-aided decision-making, Automation in Construction 8 (1999) 339-350. 132 Z. Yu et al., A decision tree method for building energy demand modeling, Energy and Buildings 42 (10) (2010) 1637–1646. 131 92 Understanding that thermal phenomena are extremely complex and cannot be intuitively assessed. Understanding of the simplification strategies involved in mapping physical phenomena into predefined structures (modelling tools) that follow the laws of natural science. Understanding the fundamentals of the basics behind heat balance and why it calls for systematic investigations about the role of thermo-physical properties and topological relationships in the overall performance assessment. The aforementioned points may seem quite obvious to a simulation tool user but are definitely not obvious among designers who tend to be educated within a “naïve” physics environment mainly through directly relating its content to design applications disregarding the physical mechanisms involved in it. On the other hand, simulation tool developers and users need to understand designers are not systematic about making design suggestions. As they deal with phenomena mainly in space, they derive quantities directly from visual representations and therefore want information as coherent as possible within this type of representation system. As they set up and investigate design proposals in a non-systematic but constructivist way, they want information about how their “moves” affect the overall performance and expect propositions from collaborators as well as simulation inputs and outputs to be coherent with it. This means collaboration can be improved if the simulation tool developers understand the way designers set up and evaluate design hypothesis. It also means that tool developers should connect the meaning of performance results somehow with the structure of the artefact if simulation outputs are to be more informative to designers. Through analyzing the needs from the point of view of both software users and designers, clearly a debate on rethinking and reassessing is revealed regarding which issues could potentially be addressed to facilitate the use of simulation tools throughout the design process. This section looked at this issue by contrasting design thinking and physics simulation. This contrasting leads to some starting points as follows: Current research in the field of urban and building physics tends to be quite unilateral and seems to be based on interpretations of what the physics simulationists community assumes the designer needs. As this community lacks a comprehensive understanding of designer knowledge and praxis, tools developed tend to undergo limited uptake in urban and building design. Awareness raising of designers is required as regards urban and building physics fundamentals in order to realize the usefulness of simulation tools towards the recommendation of feasible and adequate design structures. This awareness raising may be achieved through training seminars, informative workshops and easy-to-understand documentation. 93 Effective communication paths for demonstration cases to outreach designers. The latter have not always access to scientific literature and such informative material transfer should be ensured through other paths and communication media, such as technical reports in newspapers, technical reports in the websites of technical associations, social media, etc. Establishment of clustering schemes among building energy experts, urban physics experts and designers, towards the formulation of partnerships and collaborations to deal effectively and thoroughly with building energy upgrading and open-spaces UHI mitigation problems. 6. Conclusions The present report stands for a review of innovative methods and simulation tools in international level. The review is focused on the presentation of innovative building-energy and urbanenvironment assessment tools which can be used to facilitate the suggestion of feasible and costeffective retrofit measures in the techno-economical study pre-renovation phase. It is true that since the issuing of EPBD directive, most Member States have developed their own tools and methodologies to perform building energy assessment studies. However, in some cases crucial physical aspects are ignored, such as the impact of urban heat island effect and of occupants’ behavioural patterns on building energy consumption. On the other hand, as regards the study of open-spaces renovation, other than some empirical guidelines related to open-space design, there exists no national guideline or tool or methodology to guide engineers and designers through the quantification of the urban heat island effect on pedestrians’ wellbeing (comfort and hygiene indicators). This report attempts to respond to the concerns above through the review and report of innovative methods that account for critical building and urban physics aspects and they act complementarily to current legislation and regulatory framework. In this context the following methods were found: Building energy simulation tools that ensure: o Access to climate inputs in order for the user to provide local microclimate data when necessary o Access to building-systems schedules in order to account for energy behaviour Field modelling tools that ensure: o Quantification of microclimate parameters, such as wind speed, temperature, relative humidity, turbulence intensity distribution. o Computation of thermal comfort indicators, such as PMV, PET, SET*, etc. 94 o Computation of air quality indicators, such as pollutant concentration at the pedestrian level height. Coupling possibilities between building energy simulation and open-space field modelling tools in order to account for the effect of UHI on indoor energy consumption. Decision-making strategies through formulating and solving optimization problems. It was found that the innovative BES tools most commonly used in the scientific literature are TRNSYS and EnergyPlus in both partner Countries and worldwide. As far as micro-scale CFD modelling in open spaces is concerned ANSYS-Fluent enjoys the highest level of use, although it requires urban physics expertise since it does not include by default tailored physical models (e.g. evapotranspiration) and the user has to provide them him/herself. On the other hand, ENVI-met, which is also a micro-scale CFD tool, is targeted to urban physics simulations and requires less expertise to perform simulations. However, simulation time using ENVI-met is much higher than using Fluent and it presents less accuracy due to its simplified model of turbulence. In addition, studies that demonstrate BES/CFD tools coupling were found and the coupling strategies are described. Among others, coupling approaches with the following tools combinations were found: Fluent/TRNSYS and ENVI-met/EnergyPlus. Decision making strategies to select the optimal blends of retrofit options were discussed from the point of view of transforming the decision-making problem into a mathematical optimization problem. Several options for solving the optimization problem were contrasted. It was found that the procedure of correlating the design with target variables and solve for the optimization problem based on iterative algorithms is the best approach in terms of accuracy and completeness of the nearoptimal solutions. Finally, the reasons why novel simulation methods are not widely used in the techno-economical study phase were discussed. It was found that the main reasons are concentrated on the current regulatory framework which does not stimulate designers to use more sophisticated tools and to their lack of awareness regarding urban and building physics. Some communication and awareness raising paths were identified, which will be utilized during the implementation of the REPUBLIC-MED project. 95 Annex: Application of innovative methods in the partner Countries 96 Annex 1: Review of innovative methods for retrofitting purposes - Greece Contribution to deliverable D.3.3 Component 3- Analysis-desk research Phase 3.3 - Analysis of innovative retrofitting methods applied in the technoeconomical study stage Contract No.: 1C-MED12-73 Axe2: Protection of the environment and promotion of a sustainable territorial development Objective 2.2: Promotion and renewable energy and improvement of energy efficiency Authors: Municipality of Piraeus with the support of KiNNO Consultants Ltd. 97 Executive Summary This report is a review of innovative technical methods and tools that can be used to conduct improved techno-economical studies for the refurbishment of public buildings and open spaces, deriving from the Greek scientific literature. The main outcome of the review with regards to the buildings is that there is limited use of computational tools, other than the national methodology & software (TEE-KENAK), which can be found reported only in a research base. With regards to the bioclimatic design of open spaces, there is no regulation available to push professionals towards the use of available innovative simulation tools, other than research results and technical directives for applications in specific funding programmes (eg. Technical guidelines of CRES for organizations conducting a techno-economic analysis before applying for funding in Bioclimatic Upgrade for Open Spaces). This report was created within the framework of the Project “REPUBLIC-MED: REtrofitting PUBLic spaces in Intelligent MEDiterranean Cities”. The Project, as part of the MED Programme, is cofinanced by the European Regional Development Fund and National Funds. The present document is the input for the activity 3.3 - Analysis of innovative retrofitting methods applied in the techno-economical study stage, on behalf of the Municipality of Piraeus, implemented by KiNNO Consultants Ltd. 98 1. Introduction Scope of the Review This report is a review of innovative technical methods and tools that can be used to conduct improved techno-economical studies for the refurbishment of public buildings and open spaces, deriving from the Greek scientific literature. The methods identified and presented in this report are innovative from the technical point of view; Innovative methods are these which could be complementary applied to the already applicable national ones, providing adequately and cost-effectively (reasonable simulations’ time) results. Objectives Identification and presentation of innovative technical methods and tools, their application and capabilities in conducting improved techno-economical studies Identification and presentation of Greek case studies using the innovative technical methods and tools identified Review, classification and assessment of the usefulness and effectiveness of the innovative technical methods and tools identified in the Greek scientific literature Identification of the reasons of limited use of the innovative technical methods and tools identified in the national tools and policies for refurbishment of public buildings and open spaces 99 2. Identification and presentation of innovative tools This section is focused to the identification and brief presentation of innovative technical methods and tools used to conduct improved techno-economical studies for the refurbishment of public buildings and open spaces, found in the Greek scientific literature. The innovative tools identified in the Greek scientific literature that can be used to assess building energy performance and UHI effect in open spaces are summarized in the table below. Following, a brief presentation of each tool is available. Buildings ECOTECT Open Spaces ENVI-met ENER-WIN EnergyPlus ESP-r TRNSYS Innovative tools that can be used to assess building energy performance and UHI effect in open spaces 100 Building Energy Simulation Tools ECOTECT ECOTECT is an environmental analysis tool – primarily intended as a conceptual design tool- that allows designers to simulate building performance right from the earliest stages of conceptual design. It combines a wide array of detailed analysis functions with a highly visual and interactive display that presents analytical results directly within the context of the building model, enabling it to communicate complex concepts and extensive datasets in intuitive and effective ways. According to the US Department of Energy, it is a “complete environmental design tool which couples an intuitive 3D modelling interface with extensive solar, thermal, lighting, acoustic and cost analysis functions. ECOTECT is one of the few tools in which performance analysis is simple, accurate and most importantly, visually responsive. ECOTECT is driven by the concept that environmental design principles are most effectively addressed during the conceptual stages of design. The software responds to this by providing essential visual and analytical feedback from even the simplest sketch model, progressively guiding the design process as more detailed information becomes available. Its extensive export facilities also make final design validation much simpler by interfacing with Radiance, EnergyPlus and many other focused analysis tools.” ECOTECT offers a wide range of simulation and building energy analysis functionality that can improve performance of existing buildings and new building designs. Although it has a user-friendly interface and powerful visual analysis tool, thermal analysis accuracy and reliability, in comparison to other simulation tools, are questionable133. More information available at http://usa.autodesk.com/ecotect-analysis 133 Attia, S. 2011. State of the Art of Existing Early Design Simulation Tools for Net Zero Energy Buildings: A Comparison of Ten Tools, Technical Report, Architecture et Climat, Louvain La Neuve: Université catholique de Louvain. Available at: http://wwwclimat.arch.ucl.ac.be/s_attia/attia_nzeb_tools_report.pdf 101 ENER-WIN ENER-WIN is an energy design tool, mostly used for large commercial buildings. It simulates hourly energy consumption in buildings, including annual and monthly energy consumption, peak demand charges, peak heating and cooling loads, solar heating fraction through glazing, daylighting contribution, life-cycle cost analysis and floating temperatures in unconditioned zones. Design data are tabulated by zones, also providing duct sizes and electric power requirements. ENER-WIN also includes weather data through a database of 1500 cities. Graphical output is in form of bar charts and graphs. More information available at http://pages.suddenlink.net/enerwin/ EnergyPlus EnergyPlus134 is an energy analysis and thermal load simulation program. Based on a user's description of a building from the perspective of the building's physical make-up and associated mechanical and other systems, EnergyPlus calculates heating and cooling loads necessary to maintain thermal control setpoints, conditions throughout a secondary HVAC system and coil loads, and the energy consumption of primary plant equipment. EnergyPlus is capable of provision of accurate, detailed simulation capabilities through complex modeling capabilities, including time steps of less than an hour. EnergyPlus also includes simulation modules that are integrated with a heat balance-based zone simulation and input and output data structures tailored to facilitate third party interface development. Furthermore it includes multizone airflow, thermal comfort, natural ventilation, and photovoltaic systems. EnergyPlus takes into account climatic conditions, providing also weather data for more than 1250 locations worldwide available, through its web site. More information available at http://www.energyplus.gov 134 US Department of Energy – Office of Energy Efficiency and Renewable Energy website: http://energy.gov/eere/office-energy-efficiency-renewable-energy 102 ESP-r ESP-r135 allows an in-depth appraisal of the factors which influence the energy and environmental performance of buildings. The ESP-r system has been the subject of sustained developments since 1974 with the objective of simulating building performance in a manner that: a) is realistic and adheres closely to actual physical systems, b) supports early-through-detailed design stage appraisals, and c) enables integrated performance assessments in which no single issue is unduly prominent. ESP-r attempts to simulate the real world as rigorously as possible and to a level which is consistent with current best practice. By addressing all aspects simultaneously, ESP-r allows the designer to explore the complex relationships between a building's form, fabric, air flow, plant and control. ESP-r is based on a finite volume, conservation approach in which a problem (specified in terms of geometry, construction, operation, leakage distribution, etc.) is transformed into a set of conservation equations (for energy, mass, momentum, etc.) which are then integrated at successive time-steps in response to climate, occupant and control system influences. ESP-r comprises a central Project Manager around which are arranged support databases, a simulator, various performance assessment tools and a variety of third party applications for CAD, visualisation and report generation. More information is available at http://www.esru.strath.ac.uk/Programs/ESP-r.htm TRNSYS TRNSYS is probably the most commonly used energy simulation program, used for more than 30 years for HVAC analysis and sizing, multizone airflow analyses, electric power simulation, solar design, building thermal performance, analysis of control schemes, etc TRNSYS (TRaNsient SYstem Simulation Program) includes a graphical interface, a simulation engine, and a library of components that range from various building models to standard HVAC equipment to renewable energy and emerging technologies. More information is available at: http://sel.me.wisc.edu/trnsys/ 135 http://www.esru.strath.ac.uk/Programs/ESP-r_overview.htm 103 Open Space – Urban Heat Island Simulation Tools ENVI-MET ENVI-met is a three-dimensional microclimate model designed to simulate the surface-plant-air interactions in urban environment with a typical resolution of 0.5 to 10 m in space and 10 sec in time. ENVI-met is a prognostic model based on the fundamental laws of fluid dynamics and thermodynamics. The model includes the simulation of: •Flow around and between buildings •Exchange processes of heat and vapor at the ground surface and at walls •Turbulence •Exchange at vegetation and vegetation parameters •Bioclimatology •Particle dispersion and pollutant chemistry ENVI-MET Technical Aspects & Models More information is available at: http://www.envi-met.com/ 104 3. Applicability in Greek cases - Review & classification This section is focused on the level of use of building energy simulations and microclimate models and assessment methods, identified in the Greek scientific literature. Desktop research was conducted: papers, studies, technical reports, presentations in conferences and best practices were identified and assessed in order to identify and present of Greek case studies using innovative technical methods and tools, assess their level of use and examine their innovativeness in terms of consideration of microclimate, environmental, personal and energy parameters, and identify the main reasons of not widely applying these innovative methods or taken into consideration in the most common national methodologies and tools used in the technoeconomical study phase. A summary of the identified tools and methods can be found in the following table: Buildings Results in GR literature ECOTECT 1 EnergyPlus 3 ESP-r 1 TRNSYS 3 Open Spaces Results in GR literature ENVI-MET 2 It is obvious that the most commonly used building energy simulation tools in the Greek scientific literature are EnergyPlus and TRNSYS, where regarding open spaces, only ENVI-MET microclimate model usage was identified. The analysis per study identified, its scope, the hypothesis used, the simulation method, the results as well as comparisons, evaluations and conclusions are presented below: 105 Buildings No 1 Title: “Bioclimatic re-design of existing office building in Attica through the EnergyPlus software” Karalivanos Konstantinos and Koutsialis Christos, National Technical University of Athens, presented on July 2013 BES Method/To ol Used: Short Description: Analysis: Available at: http://dspace.lib.ntua.gr:8080/bitstream/123456789/8539/1/Karalivanos_Koutsialis.pdf EnergyPlus In the identified Diploma Thesis, bioclimatic redesign of an existing building is being conducted by using the EnergyPlus software. The simulation of the building and the proposed interventions are presented in detail for the upgrade of the energy performance of the building. Furthermore, the results of the simulation are analyzed and the model of the building is compared before and after all the interventions. Finally, comparative diagrams of daily temperatures and the needs of electric energy for cooling and heating of the building are displayed. The geometry details of the building were given as input to EnergyPlus, using the SketchUp and Legacy Open Studio Plug-in for SketchUp. The initial input of the internal partitions and thermal zones of the real building was simplified in order to enable the simulation. Ten thermal zones were identified, material and construction layers’ characteristics were inserted, internal zone surface area data were described. No indication on the input of the external climatic conditions is given. Specific input on schedules, and internal gains and contaminant rates were included for occupants in the zone were used (approximated representation). ASHRAE Standard 55 Comfort Warnings were taken into account. Furthermore schedules of equipment use (mainly PCs) lightning schedule, HVAC systems operation (constant cooling & heating setpoints), were taken into account. Monthly & Annual Energy needs for cooling & heating were calculated according to the input described above. Deviation on the monthly & annual energy needs, as well as deviation on the daily temperature of each thermal zone after proposed renovations: Low Emissivity glazing, exterior shading add-ons and Natural Ventilation-Night Cooling Systems 106 No 2 Title: “Comparative analysis of energy use in Traditional House in the prefecture of Karditsa” Karatsiori, Vasiliki-Kyriakoula M., National Technical University of Athens, presented on November 2008 Available at: http://dspace.lib.ntua.gr/bitstream/123456789/2701/1/karatsioriv_dwellings.pdf BES Method/To ol Used: Short Description: EnergyPlus Analysis: In the identified work is studied the energy attribution of traditional stone building in the city of Karditsa and is attempted the improvement of its energy attribution with upgrading building's wrapping. Moreover, is investigated the energy behavior of a same geometry building but with modern structural materials. After calculations and comparisons it is found that the traditional building is manufactured based on the principles of bioclimatic design and from the models that were described above, the traditional building with the upgraded wrapping have the optimum energy behavior. Seven thermal zones were identified; material and construction layers’ characteristics were inserted. External climatic conditions were provided by simulations with METEONORM software (daily av. Temperature of the external climate, average direct-diffuseglobal insolation, monthly average wind speed, relative humidity & dew point), where the monthly av. Rainfall (mm) was provided by CRES relevant studies. Infiltration and ventilation schedule were party calculated and included. The energy indicators used for the comparisons between simulations for the building current status, it’s energy performance after upgrading building's wrapping as well as the comparison with a same geometry building but with modern structural materials, were: monthly zone transmitted solar energy, monthly zone window heat gain-loss energy, monthly av. opaque surface inside face conduction, monthly zone infiltration sensible heat gain-loss energy, monthly zone ventilation sensible heat gain-loss energy and purchased air heating energy. 107 No 3 Title: “Energy optimization of the Lampadariou building of the school of the Agronomy Surveyor Engineers of NTUA using the software ECOTECT” Maria Niaou, National Technical University of Athens, presented on November 2011 Available at: http://dspace.lib.ntua.gr/bitstream/123456789/5404/3/niaoum_bioclimatic.pdf BES Method/To ol Used: Short Description: ECOTECT Analysis: The present thesis concerns the energy optimization of the Lampadariou building which together with wings A and B serves the needs of the Agronomy Surveyor Engineers of NTUA. In the first part bioclimatic architecture is defined and analyzed. In the second part the energy study of the building is presented. In the context of this study temperature and humidity measures were taken in the building using special devices, the thermal hygrometers. Additionally, the building was designed using the software Ecotect and thermal analyses as well as analyses of natural lighting were performed. Based on the above improvements were proposed and were implemented in the building. Finally an evaluation of the proposed measures was made Fifty eight thermal zones were identified; material and construction layers’ characteristics were inserted. External climatic conditions (temperature – humidity) were initially measured // 30mins step during summer 22/7/10 – 11/10/10 and winter 3/11/10-23/11/10 periods. However, climate data from ECOTECT library were used for the analysis. Specific input on schedules and thermal properties (heating and cooling systems, number of occupants) were provided. The retrofit measures proposed were: low emissivity glazing, exterior shading add-ons, upgrading building's wrapping, upgrading the HVAC systems creation of green roof and color change in the northern side of the building. The measures were not assessed from a technoeconomical point of view. The energy indicators used for the comparisons between simulations for the building current status and its energy performance after the proposed retrofit, were: monthly & yearly heating and cooling loads and hourly gains (conduction loads through the fabric, indirect solar loads through solar gains on opaque surfaces, direct solar gains through transparent windows, ventilation and infiltration gains through crack and openings, internal loads from lights, people and equipment, inter-zonal loads from heat flow between adjacent zones). Thermal, optical and acoustic comfort of the occupants took place via questionnaire survey (the results are provided in the annex of the study), however they do not seem to have been clearly used as input to the study. 108 No 4 Title: “Applications of Building Energy Simulation in Designing the Envelope - Interior Installations” Olympia Zogou, Tasos Stamatelos, University of Thessaly, presented on February 2005 Available at: http://www.mie.uth.gr/labs/ltte/grk/pubs/Office_building.pdf BES Method/To ol Used: Short Description: TRNSYS Analysis: The role of building energy simulation in supporting the design optimization of the building envelope and energy subsystems is demonstrated in this paper by studying an office building with the aid of the TRNSYS simulation suite. Input data to the code are presented and discussed and sensitivity analysis of the effect of certain design parameters on the yearly energy consumption of the building is carried out by means of multiple building energy simulation runs. The geometry details of the building were given as input to TRNSYS, using the SIMCAD 1.3. The initial input of the internal partitions and material and construction layers’ characteristics were inserted in order to create the initialization file for PREBID program, after the necessary pre-processing. Input of the external climatic conditions is given, via the dataset available from the National Meteorological Service of Greece for the area of Volos. Specific input on schedules was included for occupants in the zone were used (approximated representation). Furthermore schedules of equipment use (mainly PCs) lightning schedule, HVAC systems operation (constant cooling & heating setpoints), were taken into account. Annual Energy needs for cooling & heating were calculated according to the input described above. Deviation annual energy needs per cooling and heating was calculated and described per retrofit measure proposed. 109 No 5 Title: “Energy Efficiency in Public School – Elementary School of Limni Evias” Alexiou Kyriaki, National Technical University of Athens, presented on October 2012 Available at: http://dspace.lib.ntua.gr/bitstream/123456789/7661/3/alexiouk_trnsys.pdf BES Method/To ol Used: Short Description: TRNSYS Analysis: In this the characteristics of the area where the building is located are encountered (temperature, humidity, etc) and all the information relating to the Elementary School (components, doors, windows, orientations, heating, cooling, etc). After that, the presentation of TRNSYS software (version 16.1), which is used to simulate the building, the Elementary School is modeled with the help of TRNBuild. The results of the simulation are presented, discussed and evaluated. Furthermore, some modifications are proposed in order to improve the building’s energy behavior. The initial files which describe the building are changed and are executed with the TRNSYS Simulation Studio. Finally, all the results are compared and the energy savings are calculated. The geometry details of the building, the internal partitions, material and construction layers’ characteristics were given as input to TRNSYS, using the AUTOCAD & TRNBuild. Seventeen thermal zones were identified. Input of the external climatic conditions (temperature, relative humidity, air velocity, rainfall) is given, via the closest meteo station available from the National Meteorological Service of Greece for the area of Skiathos. A rather simplified schedule was included for occupants in the zone (approximated representation). Furthermore schedules of equipment use (mainly PCs) lightning schedule, HVAC systems operation, metabolic rated of occupants and clothing insulation were taken into account. Annual, Mean Hour and Mean Monthly Energy demands for cooling & heating were calculated according to the input described above. Deviation was calculated and described per retrofit measure proposed – Low Emissivity glazing, upgrading building’s wrapping, replacement of light bulbs and the combination of the above measures. The measures were not assessed from a technoeconomical point of view. 110 No 6 Title: “Parametric Identification of buildings’ Energy demands for Heating and Cooling in various conditions using the TRNSYS simulation” Zoi Sagia, National Technical University of Athens, presented on February 2009 Available at: http://dspace.lib.ntua.gr/bitstream/123456789/7661/3/alexiouk_trnsys.pdf BES Method/To ol Used: Short Description: TRNSYS Analysis: The current study determines the heating and cooling demands of a multi-use building in the centre of Athens. The calculations are made for single and double glazing. The calculations are also repeated as if the building was situated on the city of Rhodes and on the city of Kozani. With this procedure is assessed the impact of climatic conditions on the heating and cooling demands of a building. What is more, for the current stage of the building which is situated on Athens and is equipped with double glazing two index of thermal comfort are calculated: predicted mean vote (PMV) and predicted percentage of dissatisfied persons (PPD). The geometry details of the building, the internal partitions, material and construction layers’ characteristics were given as input to TRNSYS, using the AUTOCAD & TRNBuild. Six thermal zones were identified. Schedule was included for occupants in the zone (representation according to ISO 7730). Furthermore schedules of equipment use (mainly PCs) lightning schedule, HVAC systems operation, as well as themal comfort indicators for winter & summer time (clothing insulation, metabolic rate, external work and relative air velocity) were taken into account. Input of the external climatic conditions for Athens, Rhodes and Kozani were provided by simulations with METEONORM software (monthly temperature of the external climate, average diffuse-global horizontal insolation, monthly average wind speed, and relative humidity). Simulation has taken place for the building with single glazing & double glazing in each area, calculating two indexes of thermal comfort: predicted mean vote (PMV) and predicted percentage of dissatisfied persons (PPD). In the current study no retrofit proposals are examined. 111 No 7 Title: “Energy Study of Multi-Use Building” Vasilikos Panagiotis, Technical Institution of Crete, presented on December 2009 Available at: http://nefeli.lib.teicrete.gr/browse/stef/hle/2009/VasilikosPanagiotis/attacheddocument-1266921403-211853-2936/Vasilikos2009.pdf BES Method/To ol Used: Short Description: ESP-r Analysis: On the present thesis, an energy project was carried out on the town hall of the Municipality of Gazi Heraklion Crete. Initially, all current energy consumption was recorded, followed by a study of the external thermal insulation of the building in order to evaluate the energy labeling of the building. Finally, various solutions were proposed for the energy improvement of the building, considering all the legal, financial and technological aspects presented. The geometry details of the building, the internal partitions, material and construction layers’ characteristics were given as input to ESP-r, taking into account the proposed measures for energy efficiency improvement of the building. A rather simplified schedule was included for occupants in the zone. Furthermore schedules of equipment use (mainly PCs) lightning schedule, HVAC systems operation were taken into account. Input of the external climatic conditions is given, via the closest meteo station available from the National Meteorological Service of Greece. The results on the Annual & Mean Monthly Energy demands for cooling & heating were compared to the actual energy demand data which were extracted from electricity and fuel purchase invoices. 112 No 8 Title: “Study of the Energy Behavior of a building, with Dynamic and Static Computer softwares (KENAK, EnergyPlus)” Giorgos Seritoglou, Aristotle University of Thessaloniki, presented on March 2012 Available at: http://invenio.lib.auth.gr/record/128921/files/seritoglou.pdf?version%3D1?ln=es BES Method/To ol Used: Short Description: TEE KENAK, Energy Plus Analysis: TEE KENAK - 2 thermal zones were identified The present thesis aims to investigate and evaluate the results obtained after energy simulation study using static and dynamic computing model. For this reason, simulations of the same (typical) building are performed with the software TEE KENAK and Energy Plus. Simulations took place for the same building in Attica & Thessaloniki. The retrofit measures proposed and investigated are thermal insulation of building elements, frames’ change, HVAC systems replacement and the combination of these three measures. - The internal partitions, material and construction layers’ characteristics were given as input / U-values were manually introduced (the ones that were calculated from Energy Plus, in order to enable the comparison between the two models - Infiltration & ventilation input was calculated according to TOTEE-20701-1 - Shading coefficient is manually inserted as input data - Annual & Mean Monthly Energy demands for cooling & heating, as well as for hot water production were calculated for the initial stage of the building and for every retrofit method proposed Energy Plus - 36 thermal zones were identified - The internal partitions, material and construction layers’ characteristics were given as input / U-values were calculated by the software - Infiltration & ventilation input was calculated according to TOTEE-20701-1, in order to enable the comparison between the two models 113 - Shading coefficient is calculated within the simulation process - Climate data were given, via the closest meteo station available (Mikra for Thessaloniki & Elliniko for Athens) - Annual & Mean Monthly Energy demands for cooling & heating, as well as for hot water production were calculated for the initial stage of the building and for every retrofit method proposed Comparisons-Evaluation Thessaloniki - The difference in energy consumption for heating needs annually between the two software scenario baseline in Thessaloniki are about 17,5 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software baseline scenario in the area of Thessaloniki is about 7,78 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the scenario enhancing thermal insulation of building elements in Thessaloniki belongs in the range of 9,58 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the scenario enhancing thermal insulation of building elements in Thessaloniki belongs in the range of 3,98 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the scenario of changing frames in Thessaloniki are about 31,09 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the scenario of changing frames in Thessaloniki are about 5,12 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the scenario of changing HVAC systems in the region of Thessaloniki in the range of 12,2 kwh / m² with the greatest value belonging to Energy Plus 114 - The difference in energy consumption for cooling needs annually between the two software for the scenario of changing HVAC systems in the region of Thessaloniki in the range of 5,22 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the combined scenario in Thessaloniki are about 11,72 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the combined scenario in Thessaloniki are about 1,25 kwh / m² with the greatest value belonging to TEE KENAK. Attica - The difference in energy consumption for heating needs annually between the two software scenario baseline in Athens are about 31,02 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software baseline scenario in the area of Athens is about 5,2 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the scenario enhancing thermal insulation of building elements in Athens belongs in the range of 14,74 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the scenario enhancing thermal insulation of building elements in Athens belongs in the range of 4,09kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the scenario of changing frames in Athens are about 26,6 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the scenario of changing frames in Athens are about 3,31 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between 115 the two software for the scenario of changing HVAC systems in the region of Athens in the range of 22,11 kwh / m² with the greatest value belonging to Energy Plus - The difference in energy consumption for cooling needs annually between the two software for the scenario of changing HVAC systems in the region of Athens in the range of 4,47 kwh / m² with the greatest value belonging to TEE KENAK. - The difference in energy consumption for heating needs annually between the two software for the combined scenario in Athens are about 6,05 kwh / m² with the greatest value belonging to Energy Plus. - The difference in energy consumption for cooling needs annually between the two software for the combined scenario in Athens are about 0,94 kwh / m² with the greatest value belonging to TEE KENAK. o These differences were expected; the dynamic simulation model Energy Plus program uses sophisticated algorithms for calculations of dynamic, interactive and nonlinear phenomena thermal equilibrium in contrast to the static model of computation software TEE KENAK. o Another factor which may explain the discrepancies between the results of the two programs is the climatic data used to function. The used climate records from different climatic data bases and may diverge climatic data required to perform the simulation. o Also one more element that causes discrepancies is the different treatment of internal heat gains of both softwares. o The difference in the shading coefficient calculation and stage of insertion is a core factor of the differences observed between the two methods’ results. o Net present value was used for the technoeconomic evaluation of the scenarios, resulting into the HVAC change solution as the only financially viable retrofit. 116 Open Spaces No 1 Title: “Bioclimatic Approach of Urban Spaces, the cases of Kotzia and Dikaiosinis Squares.” Patounis Charalambos, Simos Nikolaos, National Technical University of Athens, presented on October 2012 Available at: http://www.greekarchitects.gr/site_parts/doc_files/Patounis-Simos.pdf Method/To ol Used: Short Description: ENVI-met Analysis: During the last years, bioclimatic design emerges as a promising solution for the ever-growing demand to improve living conditions in the cities. This trend dominated the urban areas design principles and particularly the squares, which form places of transit of thousands of people on a daily basis. The regeneration of these areas can be realized using various methods, including the placement of appropriate materials, the planting vegetation etc. In recent years computational fluid dynamics programs have been utilized, providing an asset for the best possible reform of open outdoor spaces. Such programs offer the possibility to simulate microclimate of an area, offering important data for the study. The purpose of this thesis is to evaluate the reliability and accuracy of Envi-met, a widespread program of this kind, by comparing its results with actual measurements. For this reason a study was conducted in two squares of central Athens, namely Kotzia square and Dikeosynis square under two main axes. Real measurements of temperature and relative humidity for specific days and hours took place and were complemented by simulations using Envi-met. It should be noted that the measurement results have been visualised in the form of isotherms with special program. Finally, a proposal concerning the regeneration of Dikeosynis square was evaluated using Envi-met. Measurements Air temperature & relevant humidity measurements (1,50m over the ground) took place, in 4 different time-basis during the day (07:00, 14:00, 18:30, 21:30). The results were presented in equithermal & relative humidity curves, with the use of ThanCad, a software produced by Dr. Athanasios Stamos. Solid surfaces temperature was measured (21 measurement spots) with the use of thermal camera. Simulations The input data were: Wind speed at 10m above the ground (m/s), Wind direction, 117 Initial temperature, Relative humidity at 2m, humidity at 2500m (g water / kg air), General conclusions are presented here: - External heat sources significantly affect the microclimate of the squares - The presence of water and planting provide appreciable temperature differences - The simulations that took place show that the results provided are very close to the results of the measurement on the facade of buildings. The differences can be attributed to the fact that the simulations and measurements concerned a height of 1.50m from the ground. - Buildings with large glass surfaces and older buildings seem to develop higher temperatures on the facades , thus influencing the microclimate of the squares Based on the above observations the ENVIMET is, at least in the range of the results, quite reliable and valid especially in the midday and afternoon hours of the day. Equithermal curves from ENVIMET do not correspond to the actual state but relative humidity curves can be considered approximately acceptable. 118 No 2 Title: “Bioclimatic Design & Environmental Comfort in Urban Areas- simulation with ENVI-met software” Papoutsis Dimitrios, National Technical University of Athens, presented on March 2012 Available at: http://dspace.lib.ntua.gr/bitstream/123456789/5916/3/papoutsisd_microclimate.p df Method/To ol Used: Short Description: Analysis: ENVI-met The purpose of this thesis is to present the principles of bioclimatic design in urban open spaces, as well as the detailed presentation of the computational fluid dynamics software ENVI-met. This was used to study the current situation and to evaluate the proposal for the regeneration of the central squares in the Polytechnic University of Athens in Zografou area, submitted by the technical department of the university. In the simulations, real climatic data were used and their results were evaluated in order to test the reliability and the precision of the program. The aim was the evaluation of the proposal for the regeneration of the central squares in the Polytechnic University of Athens in Zografou area, submitted by the technical department of the university under the Operational Programme Environment and Sustainable Development. Under this OP, it was the first time that the use of innovative tools for the simulation and quantification of thermal comfort indicators for the “users” was introduced as a pre-requisite for the sufficient evaluation of the proposals for funding. The retrofit measures proposed resulted, according to the results of ENVI-met, to: - The reduction of the average maximum air temperature during summer period concerning a height of 1.80m from the ground at 1,57 0C - 19,21 % improvement of CP before and after the retrofit (for hours 10:0018:00) 119 4. Conclusions The current report provides a strong feedback that the majority of the innovative tools identified, are not used in retrofit projects but only in research base. This can be attributed to a number of reasons: - Although many of the tools identified are widely available (commercial proprietary or free software), their use often requires high computer literacy and advanced experience of the user - The majority of the tools do not operate in user-friendly environment. Many professionals consider most computational tools complex and not user friendly, as well as time consuming. - The professionals use mainly the national Methodology and relevant tools for buildings. Regarding open spaces there is no regulation available to push the professional towards the use of available simulation tools and the effect of microclimate factors in the bioclimatic design. Only in the case of ENVI-met use for the study “Bioclimatic Design & Environmental Comfort in Urban Areas- simulation with ENVI-met software” the software was actually used for the study of the current situation and the outcome of the retrofit measures. The aim was the evaluation of the proposal for the regeneration of the central squares in the Polytechnic University of Athens in Zografou area, submitted by the technical department of the university under the Operational Programme - Environment and Sustainable Development. Under this OP, it was the first time that the use of innovative tools for the simulation and quantification of thermal comfort indicators for the “users” was introduced as a pre-requisite for the sufficient evaluation of the proposals for funding. - Resistance to change: The professionals are not always flexible in using new approaches and are strongly engaged to ways of dealing with design practices they already know and they spend no time to get familiarized with novel methods. The innovative methods and tools presented in this review are innovative from the technical point of view; they which could be complementary applied to the already applicable national ones, tackling the fact that in some cases crucial physical aspects are ignored, such as the impact of urban heat island effect and of occupants’ behavioural patterns on building energy consumption, and providing adequately and cost-effectively (reasonable simulations’ time) results. 120 5. References - Attia, S. 2011. State of the Art of Existing Early Design Simulation Tools for Net Zero Energy Buildings: A Comparison of Ten Tools, Technical Report, Architecture et Climat, Louvain La Neuve: Université catholique de Louvain. Available at: http://wwwclimat.arch.ucl.ac.be/s_attia/attia_nzeb_tools_report.pdf - US Department of Energy – Office of Energy Efficiency and Renewable Energy website: http://energy.gov/eere/office-energy-efficiency-renewable-energy - http://usa.autodesk.com/ecotect-analysis - http://www.energyplus.gov - http://pages.suddenlink.net/enerwin/ - http://sel.me.wisc.edu/trnsys/ - http://www.envi-met.com/ 121 Annex 2: Review of innovative methods for retrofitting purposes - France Contribution to Deliverable D.3.3 Component 3- Analysis-desk research Phase 3.3 - Analysis of innovative retrofitting methods applied in the technoeconomical study stage Contract No.: 1C-MED12-73 Axe2: Protection of the environment and promotion of a sustainable territorial development Objective 2.2: efficiency Promotion and renewable energy and improvement of energy Authors: Georges Seliniotakis - NCA city partner, Mathieu Thorel - CSTB technical partner of NCA 122 Buildings: Definition of technical innovative methods In the REPUBLIC-MED project the term “innovative methods” (from the technical point of view) represents methods that could be complementary applied to the already applicable national ones providing effective and reliable (with reasonable computational burden) results and deal with the following issues: Impact of external microclimate on indoor energy consumption: The energy simulation approach takes into account climatic conditions within the building surrounding, instead of using climatic data of the wider climate zone. For example, such information may be emanated from Computational Fluid Dynamics (CFD) [1] simulations to capture the external microclimate of the site the building belongs to. The microclimate models are expected to account for the physical effects of the site. Impact of occupants’ behavior patterns on energy consumption: The energy simulation approach takes into account operation schedules of the most important systems of the building. Adequate representation of retrofitting measures (i.e. accurate prediction of their impact), such as building integrated RES technologies, GHP, planted roofs and walls, insulation, effects of roofs and walls with cool coatings, etc. Guidelines for the review process Keywords and key-phrases Microclimatic effects on building energy consumption; Computational Fluid Dynamics (CFD) prediction of microclimate; Building Energy Simulation (BES) tools to predict building energy consumption; Coupled CFD/BES simulations; Impact of occupancy behavioral patterns on building energy consumption; etc. Clarification of methods reviewing and classification The computational tools used in the studies are expected to be also reported, i.e.: Specification of the BES tools used in the studies, e.g. TRNSYS, Energy Plus, DOE-2, etc. Specification of the CFD tools used in the studies, e.g. Fluent, CFX, Envi-met, etc. 123 The tools used to perform simulations in the studies are expected to be classified as follows: BES tools that provide access to the climate data input fields BES tools that provide access to the systems’ operation schedules BES tools that may be used for impact assessment only BES tools that can be used for impact assessment and design optimization CFD (or other field modeling) tools that provide fast calculations BES tools that provide fast calculations CFD and BES tools most commonly used for CFD/BES coupled simulations Content expected The outcomes of the review analysis will include the following: 4.1) D.3.3- Review of innovative methods for retrofitting purposes: List of appropriate zonal (BES) and field (e.g. CFD, UCM, etc.) tools to perform coupled simulations Methods to couple zonal and field modeling tools Methods to account for behavioral patterns Applications of CFD/BES to recommend optimal retrofitting measures Reasons that innovative methods are not applied in the techno-economical design stagebarriers. Review of innovative methods for retrofitting purposes Building Energy Simulation (BES) tools are broadly used by building designers. They can be employed to model and to assess technical choices for new buildings, but also to test and to find effective and reliable retrofitting scenarios for existing constructions. BES tools can be distributed by commercial companies or emanate from scientific researches. According to the specifications and precision of results wished, different types of tools can be used [2-4]. Simulation tools: range of application In practice, simulation tools can be utilized for the following functions [5]: - To evaluate design options and investigate design optimization. To facilitate the investigation of new ideas (cognitive). To check compliance with building energy codes. To perform cost benefit analyses. 124 Even if most tools compute annual energy balance (heating, cooling, and DHW annual needs and consumptions) others are specialized in different uses with a part of energy calculation such as Lighting and day-lighting simulations (RADIANCE, SUPERLITE, CARNAVAL), solar system simulation (SIMBAD, TRANSOL), technical maintenance (EPIQR) and environmental LCA (ELODIE, EQUER). However in this study, only BES innovative tools will be reviewed in detail. Presentation of some BES tools analyzed For the past 50 years, a wide variety of building energy simulation programs have been developed, enhanced, and are in use throughout the building energy community. Among the major BES programs used in France by building designers, we can mention: EnergyPlus, TRNSYS 17, Pléiades-Comfie, Climawin, PHPP, design builder. Two main types of models cohabit: “full models” solving physical equations at hourly time step (using different mathematical approaches: finite difference, transfers functions), “reduced models” solving simplified equations (electrical analogy, gains-losses models) with static or dynamic behavior. The present study aims to present some of them then try to give a comparative analysis of broader set of listed tools, according different features judged as important for designers and building researchers. ArchiWIZARD Thermal calculation software performs hourly simulations of buildings to provide mechanical, energy, and architectural engineers or architects with accurate estimates of a building's energy needs and input and output data structures tailored to facilitate architects', engineers', and design department work. ArchiWIZARD provides accurate solar and lighting calculations and mapping on 3-D graphics interface (solar mapping and heat improvement, solar energy reception with sensors, solar factor calculation and occultation performance evaluation, and mapping calculation of natural and artificial lighting). ArchiWIZARD integrates all the recommendations of French thermal regulations and European standards (EN12831, EN13790…) and determines compliance with French building thermal regulations RT2012 (national thermal Figure 1 - ArchiWIZARD environment 125 regulation derived from EPBD 2010 [6]) with an additional plugin. Strengths User-friendly graphical interface that gives energy and light ray-tracing results in real-time. Weaknesses Not advanced research tool. DesignBuilder v3.4 User-friendly modeling environment, it provides a range of environmental performance data such as: energy consumptions, internal comfort data, daylighting. Output is based on detailed sub-hourly simulation time steps using the EnergyPlus simulation engine. DesignBuilder can be used for simulations of many common HVAC types, naturally ventilated buildings, buildings with daylighting control, double facades, advanced solar shading strategies etc. A module version can perform CFD calculations. Figure 2 - DesignBuilder CFD interface Strengths EnergyPlus engine, 3D modeler DOE-2 Developed by J. Hirsch & Lawrence Berkeley National Laboratory (LBNL), this free BES tool uses “batch” program which requires substantial experience to learn to use effectively while offering researchers and experts significant flexibility. Two graphical user interfaces exist: eQUEST (free software) and PowerDOE (commercial product). Using hourly time step to simulate a full year, this energy program computes: heat and cooling needs and consumptions, ventilation, pumps and lighting consumptions, photovoltaic production and proposes a life-cycle cost of different scenarios tested. Other uses include utility demand-side management and rebate programs, development and implementation of energy efficiency standards and compliance certification. Strengths Detailed, hourly, whole-building energy analysis of multiple zones in buildings of complex design; widely recognized as the industry standard. 126 Weaknesses High level of user knowledge demanded. Ecotect Dedicated to architects, this BES tool integrates a 3D modeler and assesses different aspects (daylighting, thermal, acoustic and costs) of early-stage design phase of buildings creation. Graphical outputs are numerous. Ecotect is a program from Autodesk Company. This tool may be connected to many advanced programs in order to import 3D models (3D studio, AutoCAD, EnergyPlus) or to export pre-computed data (DOE-2, ESP-r, Radiance, EnergyPlus…) [7]. Simplified GIBSE admittance method is used to perform thermal and solar calculation [8, 9]. Strengths Friendly graphical user interface, optimized to early-stage design phases, numerous data format exports Weaknesses Simplified GIBSE method, few HVAC systems modeled EnergyPlus EnergyPlus is a dynamic simulation tool that engineers, architects, and researchers use to model energy and water needs in buildings. It uses model libraries of building components and physical phenomena. Two types of mathematical model can be used by library components: transfer functions and finite differences. It enables building professionals to optimize the building design to use less energy and water. This program models heating, cooling, lighting, ventilation, other energy flows, and water consumptions including many innovative simulation capabilities such as: time-steps less than an hour, modular systems and plant integrated with heat balance-based zone simulation, multizone air flow, thermal comfort, water use, natural ventilation, and photovoltaic systems. More recent versions can also compute atmospheric pollution calculations (CO2, SOx, NOx, CO, particulate matter). Strengths - Importation of building 3D model from SketchUp Precise, detailed simulation capabilities through complex modeling capabilities; Parametric and optimization studies are possible 127 Weaknesses - The Graphic User Interface (GUI) is not friendly: command line interface ESP-r ESP-r is an open-sources BES tool created by University of Strathclyde (UK). It is primarily used in research, as a tool for consultants or as a teaching tool. ESP-r can model the thermal, visual and acoustic performance of a building as well as to estimate the heat, moisture and electrical power of the modeled building. ESP-r calculates building performance values based on a finite volume approach where it solves a set of conservation equations. Strengths ESP-r is flexible and powerful enough to simulate many innovative or leading edge technologies including daylight utilization, natural ventilation, combined heat and electrical power generation and photovoltaic facades, CFD, multi-gridding, and control systems. Weaknesses It is a general purpose tool and the extent of the options and level of detail slows the learning process. Specialist features require knowledge of the particular subject. Graphical user interface is aging. Figure 3 - Graphical User Interface (GUI) of ESP-r BES tool IES Virtual Environment (IES VE) IES-VE consists of a suite of integrated analysis tools, which can be used to investigate the performance of a building either retrospectively or during the design stages of a construction project. 128 Whether working on a new build or renovation project, this virtual environment allows designers to test different options, to identify best passive solutions, to compare low-carbon & renewable technologies, and to draw conclusions on energy use, CO2 emissions, occupant comfort, above others. The software includes a module called “Radiance” that looks at the viability of day-lighting and a module called “MacroFlo” that investigates the effectiveness of natural ventilation (CFD program). Most commonly used is the "Apache" thermal analysis module, which provides either steady-state or dynamic analysis of energy consumption and indoor thermal conditions. Extensive databases (including pre-defined HVAC component libraries and Manufacturer tools) are integrated in the tool. Geometrical building data may be imported from a range of CAD/BIM136 systems. And software outputs may take different forms such as: tabular, graphical, video and photorealistic images. Figure 4 - Graphical User Interface of IES VE Figure 5 - IES VE possible output of daylight calculation Strengths - - Comprehensive analysis options offered across a wide range of metrics Simulation results are linked between modules; including across component HVAC system modeling, natural ventilation modeling, CFD analysis, daylight compensation control, solar shading analysis, cost and value assessment Integrated data model means that design modifications are immediately updated elsewhere PHPP PHPP calculates energy demand for buildings. It is compatible with international norms (ISO 13790). It is especially adapted to high-performance buildings and can be used to prove Passive House requirements. HVAC and DHW consumptions are computed as well as: summer comfort indicator and CO2 emissions related to energy consumptions. This tool is broadly used around the world by 136 BIM : Building information modeling Bu 129 architects, engineers and scientists. Calculations are done through dynamic macro-embedded Excel spreadsheets. Strengths Energy design and thermal comfort for high performance buildings, esp. passive houses Weaknesses Monthly energy balance method. PLEIADES+COMFIE Pléiades+COMFIE is a French dynamic simulation tool, developed by IZUBA energies. Used by architects and building engineers, this tool allows computing parametric studies at different time step (from 6 to 30 minutes) that give with accurate results: energy needs (heating, cooling, DHW, lighting) and temperature profiles for made to measure periods (from week to year). The zone models of COMFIE are based upon a finite volume method on which a modal reduction technique is applied. The output comprises the yearly and hourly heating loads, hourly and mean temperatures in the thermal zones. COMFIE building model is also coupled to additional modules (PV generation, earth tube). Graphs and histograms may be obtained from PLEIADES, the user-friendly interface of COMFIE. Pleiades-COMFIE integrates also two modules: ALCYONE and METEOCAL. First one is used to import or to design a 3D zonal model, second help to adapt or to build compatible meteorological files. Strengths COMFIE has a user-friendly interface; dynamic simulation allows for analysis of thermal comfort (especially summer comfort) and passive solar structures; focusing on the envelope allows for use by architects; COMFIE is also linked to a life cycle assessment software (EQUER) allowing environmental evaluation of the building. Weaknesses Equipment is modeled very simply (maximum power, set point, position of the thermostat in the building). Moisture is not accounted for. Figure 6 - Solar masks definition with of Pleiades+COMFIE 130 TRaNsient SYstem Simulation Program (TRNSYS 17) TRNSYS is an energy simulation program whose modular system approach makes it one of the most flexible tools available. It includes a graphical interface, a simulation engine, and a library of components that range from various building models to standard HVAC equipment to renewable energy and emerging technologies. This simulation is used for analysis and sizing, multizone airflow analyses, electric power simulation, solar design, building thermal performance, analysis of control schemes. TRNSYS is an energy simulation program whose modular system approach makes it one of the most flexible tools available. It includes a graphical interface, a simulation engine, and a library of components that range from various building models to standard HVAC equipment to renewable energy and emerging technologies. This simulation is used for analysis and sizing, multizone airflow analyses, electric power simulation, solar design, building thermal performance, analysis of control schemes. Strengths Due to its modular approach, TRNSYS is extremely flexible for modeling a variety of energy systems in differing levels of complexity. Supplied source code and documentation provide an easy method for users to modify or add components not in the standard library; supplied time step, starting and stopping times allowing choice of modeling periods. Figure 7 - TRNSYS environment TRNSYS also interfaces with various other simulation 137 packages such as COMIS, CONTAM, EES, Excel, FLUENT , 138 GenOpt and MATLAB. Weaknesses No assumptions about the building or system are made (although default information is provided) so the user must have detailed information about the building and system and enter this information into the TRNSYS interface. Comparative synthesis of BES tools See comparative analysis in the end of the document. Annex part. 137 Flow modeling simulation software using CFD 138 GenOpt is an optimisation program for the minimization of a cost function that is evaluated by an external simulation program. 131 Limitations of BES tools Using BES programs for building design has its limitations. Existing models fail to tackle issue regarding data preparation in the face of uncertainty in the design environment. Mathews and Richards [10] have commented that the programs available are far from ideal. Current limitations of BES tools include [5]: - The program input is voluminous and scientifically detailed. Data, which is usually unavailable during early design stages, has to be assumed when doing the analysis. Program output consists of bulky computer printouts that confuse the user. Understanding and interpretation of the simulation results is difficult. Many detailed design tools are research orientated. Learning to use them is difficult and a long time is required to become competent. The software does not allow users the flexibility to do any programming easily to meet particular needs. Lacks the ability to truly model several newer concepts, such as under-floor air distribution. Differences between measured and simulated building energy performance are often caused by limitations of BES models and availability of required data. These limitations can be documented with simulation approximations, assumptions, and simplifications [11, 12]. In other words, the three fundamental limitations of BES are the quality of input data, the shortcomings of the particular use of simulation concepts, and the shortcomings of system and component models embedded. 132 References 1. Stavrakakis, G.M., et al., A computational methodology for effective bioclimatic-design applications in the urban environment. Sustainable Cities and Society, 2012. 4(0): p. 41-57. 2. Brun, A., et al., Behavioural comparison of some predictive tools used in a low-energy building, in Eleventh International IBPSA Conference. 2009: Glasgow, Scotland. 3. Peuportier, B., TREES : Training forRenovated EnergyEfficient Social housing - Section 2 Tools : 2.2 thermal simulation, c.E.S. IntelligentEnergy-Europe programme, Editor. 2007, Armines. EERE, Building Energy Software Tools Directory. 2011, US Department of energy. 4. 5. Hui, S.C.M., Simulation based design tools for energy efficient buildings in Hong Kong. Hong Kong Papers in Design and Development, 1998. 1: p. 40-46. 6. EPBD, Directive 2010/31/EU of the european parliament and of the council of 19 may 2010 on the energy performance of building (recast). 2010, Official Journal of the European Union. 7. I3ER. Ecotect. 2007; Available from: http://logiciels.i3er.org/ecotect.html. 8. Beattie, K.H. and I.C. Ward. The advantages of building simulation for building design engineers. in Conference of International Building Performance Simulation Association. 1999. 9. Strathclyde. Estimating Summertime Temperatures in Buildings: The CIBSE Method. Available from: http://www.esru.strath.ac.uk/Reference/concepts/cibse_sum_temp/cibse_sum_temp.htm. 10. Mathews, E.H. and P.G. Richards, An efficient tool for future building design. Building and Environment, 1993. 28(4): p. 409-417. 11. Maile, T., et al., Formalizing approximations, assumptions, and simplifications to document limitations in building energy performance simulation, in CIFE Working Paper #WP126. 2010: Standford University. 12. Maile, T., M. Fischer, and V. Bazjanac, Building energy performance simulation tools-a lifecycle and interoperable perspective, in Working Paper #107, C.f.I.F. Engineering, Editor. 2007: Stanford University. 133 Open spaces: Definition of technical innovative methods In the REPUBLIC-MED project the term “innovative methods” (from the technical point of view) represents methods that could be complementary applied to the already applicable national ones providing adequately and cost-effectively (reasonable simulations’ time) results and deal with the following issues: Prediction of the airflow pattern by applying field models, such as Computational Fluid Dynamics (CFD) or Urban Canopy Models (UCM) or other, that provide the distributions (contours, iso-surfaces) of temperature, wind speed, relative humidity, turbulence intensity, pollutant concentration etc. Field models, such as CFD models, that account for important physical effects emanated from space attributes, such as evaporation from water surfaces, evapotranspiration from trees and vegetation, solar irradiance absorption and reflection from solid surfaces, Atmospheric Boundary Layer (ABL) [1] assumptions to represent incoming wind, etc. Other physical effects representing anthropogenic heat and pollutant sources may be also included in the assessments, such as vehicles’ exhausts of heat and pollutants. Guidelines for the review process Keywords and key-phrases Microclimate simulations; Computational Fluid Dynamics (CFD) prediction of microclimate; CFD simulations urban spaces; Predictions of microclimate and environmental conditions in the urban environment; Bioclimatic interventions for pedestrian comfort and health; Mitigation of the Urban Heat Island (UHI) effect (using CFD); etc. Clarification of methods The computational tools used in the studies are expected to be also reported, i.e.: Specification of the CFD tools used in the studies, e.g. Fluent, CFX, Envi-met, etc. Other field models. The tools used to perform simulations in the studies are expected to be classified as follows: Field modeling tools that solve for heat transfer mechanisms, mass and momentum conservation, turbulence flow and chemical species concentration CFD tools that solve for special urban physics features, such as evaporation and evapotranspiration. Field models that provide comfort and air quality indicators’ calculations (such as PMV, SET*, CO2 concentration at the pedestrian level height, etc.) Tools that provide fast calculations 134 Content expected The outcomes of the review analysis will include the following: 4.1) D.3.3- Review of innovative methods for retrofitting purposes: List of appropriate field models to perform microclimate simulations in open public spaces Application of CFD to recommend optimal retrofitting measures Reasons that innovative methods are not applied in the techno-economical design stagebarriers. Assessment criteria Thermal indices According to scientific literature, most assessed indicators in urban open spaces studies are thermal comfort indices. These indices, computed either by scientific methods or commercial programs, can be classified in the following four groups [2, 3]: Empirical thermal indexes correlating only a few climatic parameters and usually elaborated for specific climates, such as the wind chill Index and discomfort index Psycho-sociological-climatic indexes, correlating subjective perception (e.g., actual sensation vote, satisfaction indexes) of microclimatic variables and comfort index (Nikolopoulou et al. 2001) Energy balance equation indexes based on a two-node model of the human body and on the assessment of all relevant thermal climatic parameters, coupling the heat balance equation with a simplified model to evaluate Mean Radiant Temperature (Hoppe 1999) Energy balance equation based on a one-node model of the human body: perceived temperature (PT) model based on Fanger’s (1972) equation plus an outdoor radiant evaluation model (Jendritzki et al. 1990): PVM index and COMfort FormulA-COMFA+ (Brown and Gillespie 1986; Dessì 2007) with a simplified radiant evaluation model Others indices In scientific literature, only aspects related to human hygrothermal comfort are broadly developed. Some models integrate also air pollutant dispersions such as ENVI-met. Review of innovative methods for retrofitting purposes Most of researches tools and commercial software concerning energy refurbishment focus on indoor spaces. However, there are some innovative programs analyzing different performance indicators 135 (such as the thermal comfort or temperature profiles) in urban open spaces that require the consideration of factors, as solar radiation, winds, and different activities, among others. The urban environment is an important component of daily life. That explains the interest in methods for assessing the quality of open spaces concerning their contribution to the quality of urban life. A wide range of studies ranging from field experiments up to the application of numerical models have been conducted in order to understand and predict the interactions between the urban design, local microclimate and human comfort. The present document focuses the main programs identified, including TownScope, CONFORT-EX, ENVI-met, OTC Model, SOLWEIG, BioKlima and OUTCOMES [4]. This list is far from an exhaustive scientific review but gives hints on major specific methods and tools used to assess performance indicators concerning energy on urban open spaces. Presentation of some microclimate simulations tools analyzed BioKlima Developed Stanisław Leszczycki Institute of Geography and Spatial Organization (Polish Academy of Sciences), BioKlima is polish software which gathers different methods of bioclimatic studies. This tool allows computing indicators such as: mean radian temperature, thermal comfort indices (UTCI139, ECI140, PMV141). According to Krzysztof Błażejczyk, his creator, BioKlima can be used for various purposes: - general evaluation of bioclimatic conditions (based on mean values of meteorological elements); detail analysis of bioclimatic conditions (based on daily meteorological data); general evaluation of the human heat balance; detail analysis of the human heat balance in different environmental conditions; Strengths Weaknesses Very little information is available in English on this tool and physical models used 139 UTCI: Universal Thermal Climate Index ECI: Enthampy Comfort Index 141 PMV: Predicted Mean Vote 140 136 CONFORT -EX This tool pretends to assist architects, landscape designers and urban planners in the microclimatic design of outdoor spaces determining the correct strategy to follow in specific climate conditions. It also helps to evaluate the thermal comfort sensation and to make pertinent corrections if necessary. Thermal comfort evaluation is based on the COMFA method, developed by Brown & Gillespie [5], modified by Ochoa [6], which provides a simplified thermal comfort index. COMFORT-EX has three components. Each of them corresponds to one stage of the design process. The Diagnosis part analyses Component 1: Diagnosis: It is the analysis of the bioclimatic needed for each site. There are two ways to enter the information: (1) by selecting climatic data of a specific city, (2) by entering climatic monthly average data or pasting a text file, containing hourly data of an average day of each month for any location. The required parameters are: air temperature (Celsius degrees), relative humidity (%), horizontal solar global radiation (W/m2), and wind speed (m/s). Component 2: Design Guidelines: Depending on the diagnosis, in this section it is possible to determine a design strategy aimed to control microclimatic parameters. Figure 8: Screen showing the data entries for evaluation component Component 3: Evaluation: This component of the program allows evaluating the thermal comfort sensation in a selected place, when the design strategies have been applied. It will help the user to decide if the comfort conditions are acceptable The output computed is in a standard text file format, which can be plotted with any spreadsheet software Strengths Few parameters are required, tool for the people that have no expertise in energy issues Weaknesses Simplified approach, graphical user interface is pretty old 137 ENVI-met ® ENVI-met is a three-dimensional microclimate model designed to simulate the surface-plant-air interactions in urban environment. Some of typical areas of application are urban climatology, architecture, building design or environmental planning. Developed by Michael Bruse and his team, ENVI-met is a prognostic model based on the fundamental laws of fluid dynamics and thermodynamics [7, 8]. The model includes the simulation of: - Flow around and between buildings Exchange processes of heat and vapour at the ground surface and at walls Turbulence Exchange at vegetation and vegetation parameters Bioclimatology Pollutant dispersion ENVI-met can simulate the surface-plant-air interactions in urban environment with a typical resolution of 0.5 to 10 m in space and 10 sec in time. It calculates the dynamics of microclimate during a diurnal cycle (24 to 48 hours). Outputs are: PMV-Value, mean radiant temperature, dispersion of inert gases and particles including sedimentation of particles at leafs and surfaces [9]. ENVI-met is a Freeware program based on different scientific research projects and is therefore under constant development. ENVI-met is NOT Open Source [7]. Strengths Broadly used in scientific research projects, a community exists around this tool Figure 9 - Basic data structure of ENVI-met from [10] 138 OTC Model ® OTC Model (Outdoor Thermal Comfort Model) was developed for modeling urban climate such as solar flux, mean radiant temperature, surface temperature, urban wind flow, thermal comfort indices. These latter are calculated to assess the relationship between meteorological, environmental and personal variables, and also to study how this relationship affects human health and activities. Results of analyses are presented in a graphical format for easy interpretation. [4] Strengths Weaknesses Few information is available on this tool and physical models used Figure 10: Mean Daily Mean Radiant Temperature, Tmrt (°C) 1977 , Göteborg, Sweden OUTCOMES The program, OUTCOMES (OUTdoor COMfort Expert System) developed by USDA Forest Service, is a program that was written with the goal of providing an easy to use interface and ample on-screen help. OUTCOMES shows the shade pattern of a tree and calculates a human comfort index considering the full range of weather variables, the density of a tree that shades a person, and other features of the surrounding neighborhood. For advanced users, a "batch" version of OUTCOMES that can input a file with weather data (TMY format) for any number of times and predict comfort at one location for all of the times with a single run of the program [11]. Strengths Integrate tree shades in thermal comfort model Weaknesses Very little information is available 139 RayMan RayMan (RAdiation on the huMAN body) is software based on radiative model (solar radiation flux). Rayman model takes into account meteorological parameters such as air temperature and air humidity, degree of cloud cover, air transparency and time of the day of the year [12] but also geometrical data from urban area simulated (surrounding buildings, deciduous and coniferous tree). Outputs calculated are mean radiant temperature profiles and thermal indices in simple and complex environments (PMV, PET) [13]. This tool is developed by professor Matzaraki working for the Meteorological Institute of University Freiburg [13, 14]. Figure 11: Starting window in RayMan 1.2 Figure 12: Output of graphs SOLWEIG-model The SOLWEIG-model (Solar LongWave Environmental Irrandiance Geometry Model), developed by the Göteborg Urban Climate Group, simulates spatial variations of mean radiant temperature and 3D fluxes of long-wave and short-wave radiation in complex urban settings. The SOLWEIG model can be applied for the following targets [15]: - Climate estimations (shadow pattern, radiation fluxes, mean radiant temperature) in urban settings; Analyze the interaction between urban design and thermal environment ; Creation of thermal comfort maps. Weaknesses 140 Little information is available on this tool and physical models used, input file format are DSM 2.5D model files (no 3D models supported) TownScope This tool, developed by the LEMA (University of Liege) during the European POLIS project, proposes services to architectural and environmental agencies in charge of the assessment of the impact of new developments on urban microclimate, landscape and energy. TownScope is a multi-disciplinary consultancy dedicated to urban design. Through its graphical interface and interactive analysis modules, different outputs for one given project can be realized such as assessment of direct diffused and reflected solar radiation, calculation of human thermal comfort in urban open spaces, critical wind discomfort risk, opacity and daylight shadings rendering. Either simplified modules based on the GANDMER method [16] or detailed module using CDF are available. The software provides an integrated multi-criteria decision module to rank various alternative proposals (PROMETHEE algorithm) [16] and may produce Preformatted reports and visualizations (perspective & spherical projections) and synthetic graphics (stereographical projections, etc.). Strengths Preliminary urban design studies, early decision-making, geometrical analyses, no training needed to handle the tool. Weaknesses Dimensioning, optimization or detailed simulations are not afforded by the software[17]. Urbawind Urbawind is a CFD software for wind modeling in urban areas, or any built environments. This commercial program is composed of three modules [18]: - outdoor pedestrian comfort module: to determine the areas of possible wind discomfort to make outdoor spaces more pleasant and safer for its users; Natural Ventilation module: It estimates and optimizes natural ventilation of buildings and evaluates the indoor comfort and air quality; Energy module: assessing the potential of a site and the location of wind turbines, to optimize the production and lifetime of machinery. The user needs to define the buildings and vegetation with computer assisted documents (STL format). The topography can be input as STL format if the terrain is not flat. The ground roughness can be designed in a grid point format (x,y,z) to define the ground type (water, asphalt, or grass). The 141 computation mesh and the boundary conditions are automatically generated. A wind database is already integrated in the software for the whole world. The user can also use its own on-site measurements (as a text file with statistics of speeds and directions) [19]. UrbaWind provides tabular or graphical outputs. Aspects assessed include: - Solar radiation maps - Wind speed distributions over urban open spaces - Average pressure coefficients on surrounding buildings - Outdoor air comfort Natural - Small wind energy potential Strengths Solver is robust and adapted in CDF wind modeling in urban open spaces, calculation are fast according [19]. Comparative synthesis of Microclimate Simulation tools See comparative analysis in the end of the document. Annex part. Limitations of Microclimate Simulation tools Current microclimate simulations tools to model open-spaces UHI mitigation retrofit projects can be classified in two groups: Full tool integrating CFD model coupled with thermo-radiative model and Simplified approach based on thermo-radiative model. Both require a lot of meteorological and geometrical data to assess thermal comfort indices and provide little information on physical models used behind graphical user interfaces. Main uses are to compute urban microclimate during heat waves in summertime but no many UHI mitigation retrofit measures are embedded in these programs. Concerning solutions for alleviating urban heat islands, literature provides hints and already tested retrofit measurements in pilot sites: planting trees or setting “green roofs” (bringing solar shades and natural air cooling by evapotranspiration phenomenon) [11, 20]. References 1. 2. Richards, P.J. and R.P. Hoxey, Appropriate boundary conditions for computational wind engineering models using the k-ε turbulence model. Journal of Wind Engineering and Industrial Aerodynamics, 1993. 46 & 47: p. 145-153. Scudo, G. Thermal comfort. in Built environment sciences & technology (BEST). 2002. Politecnico di Milano. 142 3. Latini, G., R.C. Grifoni, and S. Tascini, Thermal Comfort and Microclimates in Open Spaces. 2010. 4. OTC. Comparison of Urban Climate Tools. 2014; Available from: http://otcmodel.com/index.php?option=com_content&view=article&id=19:comparison&cati d=9&Itemid=227. 5. Smithson, P.A., MICROCLIMATIC LANDSCAPE DESIGN: CREATING THERMAL COMFORT AND ENERGY EFFICIENCY. R. D. Brown and T. J. Gillespie, John Wiley & Sons Inc. (New York), 1995. No. of pages: xi + 193. Price: £29.95. ISBN 0-471-05667-7 (paperback). International Journal of Climatology, 1997. 17(2): p. 225-226. 6. Ochoa, J., I. Marincic, and H. Villa, Designing outdoor spaces with COMFORT-EX, in International Workshop on Energy Performance and Environmental Quality of Buildings, U.o. Sonora, Editor. 2006: Greece. 7. Bruse, M. ENVI-met 3. Available from: http://www.envi-met.com/. 8. Huttner, S., M. Bruse, and P. Dostal, Using ENVI-met to simulate the impact of global warming on the microclimate in central European cities, in 5th Japanese-German Meeting on Urban Climatology. 2008. p. 307-312. 9. Elnabawi, M.H., N. Hamza, and S. Dudek. Use and evaluation of the envi-met model for two different urban forms in cairo, egypt: measurements and model simulations. in 13th Conference of International Building Performance Simulation Association. 2013. Chambéry, France. 10. Ozkeresteci, I., et al. Use and evaluation of the envi-met model for environmental design and planning: an experiment on linear parks. in ICC. 2003. 11. USDA. OUTCOMES (OUTdoor COMfort Expert System). 2009; Available from: http://www.nrs.fs.fed.us/tools/outcomes/ 12. Matzarakis, A. RayMan : radiation on the human body. 2009; Available from: http://www.urbanclimate.net/rayman/index.htm 13. Matzarakis, A., F. Rutz, and H. Mayer, Modelling radiation fluxes in simple and complex environments: basics of the RayMan model. International Journal of Biometeorology, 2010. 54(2): p. 131-139. 14. Matzarakis, A., F. Rutz, and H. Mayer, Modelling radiation fluxes in simple and complex environments : application of the RayMan model. International Journal of Biometeorol, 2006. 51: p. 323–334. 15. Göteborgs_Universitet. The SOLWEIG-model. 2013; Available from: http://www.gvc.gu.se/Forskning/klimat/stadsklimat/gucg/software/solweig/ 16. Teller, J., POLIS : a Project Information System for Urban Environmental Design. 2009, LEMA University of Liège. 17. EERE. Building Energy Software Tools Directory. 2011; Available from: http://apps1.eere.energy.gov/buildings/tools_directory/software.cfm/ID=232/pagename=alp ha_list_sub. 18. MeteoDyn. UrbaWind. Available from: http://meteodyn.com/en/logiciels/cfd-windpedestrian-comfort-safety-urbawind-software/. 19. EERE. Building Energy Software Tools Directory : UrbaWind. 2011; Available from: http://apps1.eere.energy.gov/buildings/tools_directory/software.cfm/ID=588/pagename=alp ha_list_sub. 20. Voogt, J.A. Urban Heat Islands: Hotter Cities. 2004; Available from: http://www.actionbioscience.org/environment/voogt.html. 143 Annex 3: Review of innovative methods for retrofitting purposes – Spain Contribution to deliverable D.3.3 Component No.3- Analysis of innovative methods applied in the economical study stage techno- Phase No.3 - Analysis- Desk research Contract No.: 1C-MED12-73 Axe2: Protection of the environment and promotion of a sustainable territorial development Objective 2.2: efficiency Promotion and renewable energy and improvement of energy Authors: Supported by: 144 Buildings List of appropriate zonal (BES) and field (e.g. CFD, UCM, etc.) tools to perform coupled simulations For the past 50 years, a wide variety of building energy simulation programs have been developed, enhanced, and are in use throughout the building energy community. The major building energy simulation programs are: BLAST, BSim, DeST, DOE-2.1E, ECOTECT, EnerWin, Energy Express, Energy-10, EnergyPlus, eQUEST, ESPr, IDA ICE, IES <VE>, HAP, HEED, PowerDomus, SUNREL, Tas, TRACE and TRNSYS 142. The most used of them are described in the following. DOE-2.1E143 Hourly, whole-building energy analysis program calculating energy performance and life-cycle cost of operation. Can be used to analyze energy efficiency of given designs or efficiency of new technologies. Other uses include utility demand-side management and rebate programs, development and implementation of energy efficiency standards and compliance certification, and training new corps of energy-efficiency conscious building professionals in architecture and engineering schools. 142 143 BRITA in PuBs European project, 2007. Energy Simulation Tools for Buildings The information about the tools from http://apps1.eere.energy.gov/buildings/tools_directory/ 145 EQUEST (FREE) eQUEST® is a widely used, time-proven whole building energy performance design tool. Its wizards, dynamic defaults, interactive graphics, parametric analysis, and rapid execution make eQUEST uniquely able to conduct whole-building performance simulation analysis throughout the entire design process, from the earliest conceptual stages to the final stages of design. eQUEST's simulation engine, DOE 2.2, is also time-proven, well known, and widely used ECOTECT Complete environmental design tool which couples an intuitive 3D modelling interface with extensive solar, thermal, lighting, acoustic and cost analysis functions. ECOTECT is one of the few tools in which performance analysis is simple, accurate and most importantly, visually responsive. ECOTECT is driven by the concept that environmental design principles are most effectively addressed during the conceptual stages of design. The software responds to this by providing essential visual and analytical feedback from even the simplest sketch model, progressively guiding the design process as more detailed information becomes available. The model is completely scalable, handling simple shading models to full-scale cityscapes. Its extensive export facilities also make final design validation much simpler by interfacing with Radiance, EnergyPlus and many other focused analysis tools. 146 EnergyPlus (FREE) Next generation building energy simulation program that builds on the most popular features and capabilities of BLAST and DOE-2. EnergyPlus includes innovative simulation capabilities including time steps of less than an hour, modular systems simulation modules that are integrated with a heat balance-based zone simulation, and input and output data structures tailored to facilitate third party interface development. Recent additions include multizone airflow, electric power simulation including fuel cells and other distributed energy systems, and water manager that controls and report water use throughout the building systems, rainfall, groundwater, and zone water use. ESP-r (FREE) General purpose simulation environment which supports an in-depth appraisal of the factors which influence the energy and environmental performance of buildings. The ESP-r system has been the subject of sustained developments since 1974 and in 2002 converted to the GNU Public License. ESP-r has the objective of simulating building performance in a manner that: a) is realistic and adheres closely to actual physical systems, b) supports early-through-detailed design stage appraisals, and c) enables integrated performance assessments in which no single issue is unduly prominent. ESP-r attempts to simulate the real world as rigorously as possible and to a level which is consistent with current best practice in the international simulation community. 147 TRNSYS An energy simulation program whose modular system approach makes it one of the most flexible tools available. TRNSYS (TRaNsient SYstem Simulation Program) includes a graphical interface, a simulation engine, and a library of components that range from various building models to standard HVAC equipment to renewable energy and emerging technologies. TRNSYS also includes a method for creating new components that do not exist in the standard package. This simulation package has been used for more than 30 years for HVAC analysis and sizing, multizone airflow analyses, electric power simulation, solar design, building thermal performance, analysis of control schemes, etc. 148 DEST DeST, or Designer’s Simulation Toolkit, is a tool developed for aiding HVAC engineers to realize “design by analysis, design by simulation”. It can also be used to help architects optimize their thermal performance of fabrics. It is an annual building energy consumption analyze software doing simulation hourly for HVAC designers, applying simulation into different phases of design. DeST is “design by simulation”, which means that DeST is designed to make it possible to apply simulation into different parts of building design and is convenient for a designer to get sufficient aid in the design process. In addition, DeST has incorporated different stages of the building design processes and has five main simulation stages: building thermal process, system scheme analysis, AHU system analysis, duct/pipe networks, and plant analysis. These simulation stages provide accurate results to fulfill the needs for different stages of building system design. The second one is that an advanced multi-zone heat and mass balance methodology based on state space method is applied in building thermal environment simulations with high accuracy. The third one is that DeST has used a threedimensional dynamic heat transfer methodology for annual simulation which is easy to compute the heat transfer of a ground-coupled envelope quickly and accurately. Dynamic simulation method coupling CFD with hourly building simulation used in DeST is the fourth feature. And the last one is that DeST has used system simulation methodology under uncertain inner heat gains. 149 Commercial Building Energy Asset Scoring Tool The Commercial Building Energy Asset Score is a national standard for a voluntary energy rating system evaluating the physical characteristics of your building as built and its overall energy efficiency independent of occupancy and operational choices. This Asset Scoring Tool will guide your data collection, store your building information, and generate an Asset Score and system evaluations for your building envelope and mechanical and electrical systems. The Asset Scoring Tool will also identify cost-effective upgrade opportunities and help you gain insight into the energy efficiency potential of your building. The Commercial Building Energy Asset Score program is in the pilot stage, and only Pilot Participants are granted access to the Asset Scoring Tool at this time. This is the information avaible: Data Collection Form Asset Score Data Collection Priority Map Quick Start Guide Example Asset Score Report Asset Score Report Guide Operational and Equipment Sizing Assumptions Process Asset Scoring Tool 150 Data Collection Form 151 Methods to couple zonal and field modelling tools Zonal models have been known for their integration of airflow and thermal modeling The actual models are based on the corresponding mass (Equation 1) and the energy conservations (Equation 2) in different cells, and no assumptions are needed for airflow direction. New zonal models are developed with the capability to use both types of conservation equations for airflow and energy in the same cell. They use the specific conservation law for the part of the cell affected by thermal plumes, jets, and boundary conditions, as well as pressure distribution equations in the another region (part) of the same cell (Inard et al. 1996; Bouia 1998; Musy 1999; Wurtz et al. 1999; Lin et al. 1999; Haghighat et al. 2001). The balance equations describe the state of the subzones (or cells), and the equations of transfer describe the phenomena between twoneighboring cells through their interface. Efforts have also been made to couple zonal and CFD. Mora (2003) and Mora et al. (2003a, 2003b) developed an approach in which the zonal model uses the airflow structure from the results of a CFD model in the same volume. Bellivier (2004) defined the conditions under which a CFD model can be simplified with enlarging meshes to reach the zonal model's level.144 In reference to the modelling tools, software programs have varying levels of accuracy; they are also intended to be used at different phases of the design process; and require very different levels of effort and cost. For example, some tools have been designed to provide immediate feedback to the designer or project manager during the earliest phases of a project while others such as DOE-2 or BLAST, require more input time and detail. Consequently, they are generally reserved for later in the design process when many architectural decisions have already been finalized. EnergyPlus is a newer building energy simulation program for modeling building heating, cooling, lighting, ventilating, and other energy flows—building on the most popular features and capabilities of BLAST and DOE-2. Most energy analysis tools can be classified as being one of four generic types. Note: The software examples listed are meant to be indicative, not exhaustive.145 The clasification that Paradis presents: Screening Tools for use primarily during budgeting and programming of retrofits. FRESA FEDS 144 Megri, Ahmed Cherif; Haghighat, Fariborz , 2007 .Zonal Modeling for simulating indoor environment of buildings: review, recen t developments, and applications. http://www.thefreelibrary.com/Zonal+Modeling+for+simulating+indoor+environment+of+buildings%3A...-a0172427315 145 Richard Paradis , 2010.Energy Analysis Tools.National Institute of Building Sciences. http://www.wbdg.org/resources/energyanalysis.php 152 Architectural Design Tools for use primarily during programming, schematics, and design development of new construction and major retrofit. Building Design Advisor Energy Scheming Load Calculation and HVAC Sizing Tools for use primarily during design development and construction documentation of new construction and major retrofit. HAP TRACE DOE-2 BLAST VisualDOE EnergyPlus Economic Assessment Tools for use throughout the design process. BLCC Quick BLCC Methods to account for behavioural patterns The article “User behavior in whole building simulation”146 has shown that there is no realistic general design concept, without applying extensive oversized active systems, that minimizes the effect of different types of user behavior and with that shows robustness to this parameter. Intended and future user behavior therefore should be assessed carefully. Improved modeling of user behavior in numerical simulation can optimize overall building performance. From literature, it appears clear that models for human behaviour and for energy simulation are related to two different approaches (Boergson et al. 2008): Models of human behaviour are based on statistical algorithms that predict the probability of an action or event. 146 P. Hoes , J.L.M. Hensen , M.G.L.C. Loomans , B. de Vries , D. Bourgeois , 2008. User behavior in whole building simulation 153 Based on heat transfer and thermodynamic equations, and typically model human actions (operation of lights, blinds and windows) basing on predefined fixed schedules or predefined rules (the window always open if the indoor temperature exceeds a certain limit). These tools often reproduce building dynamics using numerical approximations of equations modelling only deterministic (fully predictable and repeatable) behaviours. In such a way, “occupant behaviour simulation” could refer to a computer simulation generating “fixed occupant schedules”, representing a fictional behaviour of a building occupant over the course of a single day (Goldstein et al, 2010). This is an important limitation of energy simulation tools for modelling. Flux diagram: from drivers to energy consumption and indoor environment.147 Software packages are not nowadays capable of adequate evaluation of scenarios explaining the influence of occupant behaviour, but this is a crucial point in the efforts to minimize energy consumption. In the directionof a more holistic programa there is an example : the IT-Tookit for Energy Efficient Retrofit Measures148 out of IEA Annex 46 is a collection of computer tools for public buildings. The free of cost toolkit supports owners and planners of public buildings at the following tasks: Identification of buildings with too high energy uses, energy efficient operation of buildings, detailed inventory and building documentation, ideas for energy efficient refurbishments, development of an 147 Valentina Fabia; Rune Vinther Andersen; Stefano Corgnatia,Bjarne W. Olesen, 2008. Occupants' window opening behaviour: A literature review of factors influencing occupant behaviour and models 148 Information from http://www.buildup.eu/tools/16415 154 energy efficient retrofit concept based on DIN V 18599 (compatible to EPBD CEN standards) and economical evaluation of energy performance contracts. In detail the toolkit consists of the following tools: 1. Performance rating for heating, electricity and water 2. Electronic building inspection protocol 3. Operation and maintenance guide 4. Energy audit protocol 5. Retrofit case studies 6. Energy conservation measures 7. Energy efficiency calculator for building retrofit 8. Guide for ESCO projects 9. Financial spreadsheet for EP contracts 10. ESCO case studies Applications of CFD/BES to recommend optimal retrofitting measures 155 eQUEST offers several graphical formats forviewing simulation results. Equest allows you to perform multiple simulations and view the alternative results in side-by-side graphics. It offers energy cost estimating, daylighting and lighting system control, and automatic implementation of common energy efficiency measures (by selecting preferred measures from a list). Reasons that innovative methods are not applied in the technoeconomical design stage-barriers. Simulation tools do not represent a cost itself. Generally, licences are available for free or al least for few hundreds of euro.The main investment is represented by labour cost related to their use. An energy study could be performed by external consultants or by the design team itself. In this case further labor investment is required in order to aquire the know-how and skill. It can be assumed that the cost of a energy study would range from 5% to 10% of the overall design costs. This cost could be in part addressed to compulsory building code verification when it occurs.149 The main reasons why innovative methods are not applied in the techno-economical design stagebarriers are: Lack of Credibility: Customers (of energy modeling services) and other stakeholders do not have confidence in energy modeling results, for the following reasons: Lack of Quality: Energy modeling results may not reflect realistic building energy consumption and costs. Lack of Reproducibility: Different practitioners do not produce the same energy modeling results, even when using the same tools and building characterization data. Misguided Expectations: Customers do not have a clear understanding of what modeling can and should provide. Difficulty in Assessing Skills: It is difficult for customers to assess the skill level of a practitioner. Limited Time for Critical Thinking: Currently, practitioners do not spend the majority of their time on critical thinking and informing design. Need for More Experienced and Skilled Practitioners: A limited number of energy modelers possess sufficient skills and experience. Low Market Demand: The demand for and value of energy modeling services could be much higher. 149 Marco Beccali, 2007. Energy Simulation Tools for Buildings, project BRITA in PuBs – Bringing retrofit innovation to application in public buildings, EU 6th framework program Eco-building (TREN/04/FP6EN/S.07.31038/503135). 156 Design teams often introduce energy modeling too late in the game to really affect key design decision and instead use it as an accounting or code compliance tool to establish that minimum requirements are met. Used in this way, design teams overlook significant opportunities to inform and improve building design. Biography PROGRAMS Building Energy Software Tools Directory http://apps1.eere.energy.gov/buildings/tools_directory/ DOE-2.1E http://doe2.com/ http://gundog.lbl.gov/dirsoft/d2vendors.html EQUEST http://doe2.com/equest/index.html ECOTECT http://www.squ1.com ENERGY PLUS http://www.energyplus.gov ESP-r http://www.esru.strath.ac.uk/ TRNSYS http://sel.me.wisc.edu/trnsys/ DeST http://www.dest.com.cn Commercial Building Energy Asset Score https://buildingenergyscore.energy.gov/ 157 Open spaces List of appropriate field models to perform microclimate simulations in open public spaces The innovative programs that analyze thermal comfort in urban space including Twonscope, SOLWEIG, COMFA+, ENVI-met, RayMan andOTC Model. These programs are the most advanced, free (except Twonscope) and regularly updated : Comparison of Outdoor Thermal Programs150 150 Reference form OTC Model architecture and related software are protected by Canadian 158 TownScope Supports urban design decision-making in a "responsive environment" perspective. TownScope II combines a user-friendly graphical interface with powerful analysis tools. Thermal comfort, critical wind discomfort risk and perceptive qualities of urban open spaces can be assessed very quickly via TownScope. Additionally, the software provides an integrated multi-criteria decision module to rank various alternative proposals. SOLWEIG (FREE USE) SOLWEIG is a micrometeorological model. It is able to simulate spatial variations of mean radiant temperature and 3D fluxes of longwave and shortwave radiation in urban areas using high resolution DEMs. The model is available through a graphical user-friendly interface that can be downloaded for free from the Urban Climate Group (UCG) webpage http://www.gvc2.gu.se/ngeo/urban/urban.htm 159 COMFA +(FREE USE) The COMFA model is a comfort evaluation tool based on the energy balance of the person in a given outdoor space, originally developed by Brown and Gillespie for landscape evaluation. In this study an upgrade of the COMFA, named COMFA+, to be applied to urban spaces is presented. The main effetcs of the urban fabric on the heat flows between the person and the environment are described and taken into account. Finally the COMFA+ is applied to a case study, showing the potential and limits of the model. ENVI MET (FREE USE) 160 ENVI-met is a three-dimensional microclimate model designed to simulate the surface-plant-air interactions in urban environment with a typical resolution of 0.5 to 10 m in space and 10 sec in time. Typical areas of application are Urban Climatology, Architecture, Building Design or Environmental Planing, just to name a few. ENVI-met is a Freeware program based on different scientific research projects and is therefore under constant development. ENVI-met is NOT Open Source. RAY MAN (FREE USE) RayMan calculates atmospheric conditions and human thermaln comfort in urban areas and this software is free for use. 161 OTC MODEL (FREE USE) Outdoor Thermal Comfort Model (OTC Model) has been developed to evaluate outdoor comfort conditions at the urban space. The OTC Model is useful for determining the comfort of humans in the urban design. The OTC Model provides the analysis with an output of Universal Thermal Comfort Index (UTCI) and Physiological Equivalent Temperature (PET). Anothers programs: Autodesk Ecotect Analysis Autodesk® Ecotect® Analysis sustainable design analysis software is a comprehensive concept-todetail sustainable building design tool. Ecotect Analysis offers a wide range of simulation and building energy analysis functionality that can improve performance of existing buildings and new building designs. Online energy, water, and carbon-emission analysis capabilities integrate with tools that enable you to visualize and simulate a building's performance within the context of its environment. 162 163 SkyHelios (FREE USE) SkyHelios is a new tool for applied climatology calculating continuous sky view factor and sunshine duration in high spatial and temporal resolution by using the graphic processor. The storage and export of calculated data is main feature. Autodesk® Vasari Autodesk® Vasari is an easy-to-use, expressive design tool for creating building concepts. Vasari goes further, with integrated analysis for energy and carbon, providing design insight where the most important design decisions are made. And, when it’s time to move the design to production, simply bring your Vasari design data into the Autodesk® Revit® platform for BIM, ensuring clear execution of design intent. 164 Heliodon (FREE USE) Heliodon2TM is a tool designed to control energetical and visual aspects of natural lighting in urban and architectural projects. 165 RADIANCE (FREE USE) RADIANCE is a highly accurate ray-tracing software system for UNIX computers that is licensed at no cost in source form. Radiance was developed with primary support from the U.S. Department Of Energy and additional support from the Swiss Federal Government. Shading (FREE USE) A plugin for SketchUp that enables analyzing any given design with regards to solar rights or shading requirements. It allows the examination of the mutual shading between buildings and any other objects. It can perform an accurate evaluation of the design of any external or internal windows' shading devices as well. The analysis can be carried out visually and quantitatively The plugin allows the designer to plan efficiently the various functions of spaces among buildings in an urban environment, as well as determining the location of the passive and active solar collectors. The plugin allows to calculate the (Geometrical) Shading/Insolated Coefficient of any surface selected from the 3D model. 166 In the case of Spain, there are only 5 tools, and they are about buildings, not about open spaces: Spanish available programs151 Application of CFD to recommend optimal retrofitting measures The selection of an optimal combination of ERMs (energy retrofit measures ) for a particular urban space is influenced by several factors. The decision process is seen from a managerial point of view, emphasizing the role of the planer in this process. The ‘ingredients’ of a strategic plan for an optimal retroffiting measures are action plans, objectives, operative modalities, human and capacities as opportunities This brings the step of options in the so called ”intelligence” (Malczewski, 1999152) phase of the strategic decision. It can be advantageous to use a combination of packages, if possible, to simulate the effects of the ERMs on the building energy consumption. There is need a holistic programs to take into account several aspects. The key mitigation technologies analized in the Review and Critical Analysis of International UHI Studies are : Cool Roofs (including Photovoltaic roofs), Cool Pavements/Roads, etc., Green Roofs/Urban Green Areas, Vehicle Paints, Other (District cooling/ Water cooling). 151 152 Building Energy Software Tools Directory http://apps1.eere.energy.gov/buildings/tools_directory/ Malczewski, J.: GIS and Multicriteria Decision Analysis. John Wiley & Sons, New York, 1999. 167 Reasons that innovative methods are not applied in the technoeconomical design stage-barriers. The present economic crisis due to the accumulation of massive debt, much of it in the property sector, calls for innovative funding mechanisms to support sustainable urban development. The role of the public sector is thedriving force and facilitator of the relationship between public interests and private objectives. From this perspective we have demonstrated the necessity for introducing solid administrative institutions to foster private investments. The policies that encourage decentralization for financing and implementing redevelopment may allow for a better response to city needs by offering more flexible tools and alternative forms of fiscal and fund incentives to develop the needed city areas. The application of energy efficient retrofit measures at open spaces has shown that new technologies are rarely applied because of a lack of knowledge at the decision makers. It is important to realise that models are not always used for the purpose that they were developed. One of the more frequent examples is the situation of models developed to improve the scientific understanding of some phenomena that are used for regulatory purposes. There is difference between models developed by re-searchers for researchers, and those developed for non-expert use153. Before complex numerical models can become accepted regulatory tools, it is probably necessary to define an additional set of clear instructions that reduces the users’ choice to a minimum and ensures a uniform application of the models. There is need developing a decentralised decision model, encompassing all actors involved in the implementation strategy of a retrofit measure, from different backgrounds: geophysics/ engineering seismology, (structural) engineering, architecture, economy (investment efficiency) and sociology (consideration of user issues) is an objective for which interdisciplinary aspects are of importance. 153 Model Evaluation Group (MEG,1994) 168 Bibliography An integrated approach to urban design http://www.holisticurbandesign.co.uk/# Charlton, J., Giddings, B. and Horne, M. (2008) 'A Survey of Computer Software for the Urban Design Process', Design Decision Support Systems (DDSS). Eindhoven, 7th – 10th July. M. D. Bostenaru Dan (2004) 'Multi-criteria decision model for retrofitting existing buildings', Natural Hazards and Earth System Sciences (2004) 4: 485–499 SRef-ID: 1684-9981/nhess/2004-4-485 INNOVATIVE PROGRAMS Building Energy Software Tools Directory http://apps1.eere.energy.gov/buildings/tools_directory/ TownScope software http://www.townscope.com/ Envi met http://envi-met.de/ Rayman http://www.mif.uni-freiburg.de/rayman/ Autodesk Ecotect Analysis http://usa.autodesk.com/ecotect-analysis/ SkyHelios http://www.urbanclimate.net/skyhelios/ Autodesk® Vasari http://autodeskvasari.com/ Heliodon http://www.heliodon.net/heliodon/index.html Radiance http://radsite.lbl.gov/radiance/framew.html Shading http://ayezioro.technion.ac.il/Downloads/ShadingII/ 169 Annex 4: Review of innovative methods for retrofitting purposes – Italy Deliverable D.3.3 Component 3 – Analysis-Desk Research Phase 3.3 - Analysis of innovative methods applied in the techno-economical study stage Contract No.: 1C-MED12-73 Axe2: Protection of the environment and promotion of a sustainable territorial development Objective 2.2: Promotion and renewable energy and improvement of energy efficiency Authors: Emilia-Romagna Region 170 Review of innovative methods for public buildings retroffitting purpose Literature on public buildings retrofitting is too wide, also if we consider only case studies. The systematic collection of such information to build a national or regional database gathering the most important experiences and praxis constitutes the main difficulty. The aim is to create the equivalent of the web site www.buildup.eu at regional level. The examples involve the use of innovative materials, the integration of plants employing renewable sources, the adoption of innovative administrative and bargaining processes. FRESH Project “Energy Performance Contract in Social Housing. European Handbook” constitues an interesting example. ACER (Social Housing Company) of Reggio Emilia (one of the provinces of EmiliaRomagna Region) joined this project. The company demonstrates to be always interested in these issues. The project chooses an EPC standard model that has to be adopted for energy retrofit interventions, in particular employing ESCOs. Taking into consideration the same issue, Piemonte Region provided for a obligatory EPC model at a regional level. CTI provided with UNI CEI/TR norm “ Energy management – Energy audits – General requirements for the energy audit service” on contracts and procedures for energy audit realization. Law defines the requirements and the common procedure for energy diagnosis and also the requested documentation. REQUEST- Renovation through Quality Supply Chains and Energy Performance Certification Standards- project; European Project financed by Intelligent Energy for Europe programme, to enhance quantity and quality of energy retrofitting interventions of european residential buildings. “EnERGo Energy efficiency retrofit of government buildings” project of IEA EBCS Annex 61 and Annex 46 constitutes an interesting study applied to government buildings. The main goal of the project is to increase annual rates of building stock refurbishment and energy use reduction, for each project. ENEA is the italian partner. The subject matter of the research are government/public non-residential buildings: office/administrative buildings, dormitories, on storey production. Annex 46 lead up to the elaboration of an “Energy process assessment protocol”, the building up of an “Energy Saving Technologies for Building Retrofits” database with examples of best practices, included a Tool-Kit for “Energy Conservation Database” (ECM), result of the elaboration of 76 case study. The Development of “Best-Practice Guidelines for Innovative Energy Performance Contracts” (EPC) must be added with the evaluation of financial aspects of interventions and EPC. The final result is IT Tool-kit “EnERGo” software. The study is really interesting and provides with a ESCO guide and also “Best Practice Guidelines for Using Energy Performance Contracts to Improve Government Buildings”. These guides coul not be applicable to local or regional European contexts. EnErgo project, as stated in ENEA reports, aims at giving tools and guidelines to identify energy saving opportunities for public and government buildings, supporting leaders to evaluate efficiency and 171 approving strategies for energy conservation and also finding new and more efficient contractual forms regulating energy performance for government and public buildings. Legambiente report (league for the Environment – the most widespread environmental organization in Italy) Renewable Municipalities 2013, annually relates the analysis and the classification of the activity of municipalities and also the data on public buildings renewable sources use. This report is a mere monitoring activity, but it can fastly and diffusely communicate the country state-of-the-art and it is an aknowledgment for virtuous municipalities. Finally, the calculation model or the use of innovative technologies do not represent the main problem of public buildings. On the contrary administrative procedures, the definition of standard contracts accounting for energy efficiency, the lack of a database on virtuous municipalities constitute the main difficulties. The spread of experiences allow the sharing of concluded interventions, in order to learn from others without performing always the same activity in different contexts. The same principle has been adopted by the Covenant of Mayors: learning from other experiences. Short description of tools and methods BES Softwares, in Italy, can be distinguished according to two criteria, on the basis of usage: a) Thermotechnical Softwares, used for the evaluation of the energy performance in accordance with UNITS 11300 National Standards, which is based on CEN Umbrella norms and ISO EN 13790 (monthly method); b) International Softwares for the evaluation of energy performance through dynamic models, such as ENErgyplys, Trynsys, ESP-r. etc. Softwares a) have been validated by CTI154 and used for the everyday activity of evaluation carried out by architects and certifiers. Studies and meetings are conducted periodically on the use of these tools, in particular by FCE, National Forum on Certification of Energy Performance (annual forum). The CTI, the main Italian Universities, all the Regions and Autonomous Provinces and the Ministry of Economic Development take part to the FCE. The software certification, in force since 2008, has allowed to standardize calculation software results with correct and comparable results (error tolerance: 5%). It has also improved the capabilities and the products quality available on the market.155 Calculation models are based on steady-state calculation; entry data on building geometry, transmittances, use classification and climatic data (in accordance with Italian standard UNI 10349) Procedure for the Compliance Certificate’s Issuance provided by part 1 and 2 of UNI TS 11300 norms (2008) and part 4 of UNI T S 11300 (2012) in accordance with D.P.R. of 2 nd of April 2009 #59, link: http://www.cti2000.it/index.php?controller=sezioni&action=show&subid=34 155 Lamberto Tronchin, Kristian Fabbri, A Round Robin Test for buildings Energy performance in Italy, Energy and Buildings, Volume 42, Issue 10, October 2010, Pages 1862-1877 154 172 are essential. From these entry data it is possible to calculate the energy need for space heating and cooling, pursuant to Standard UNITS 11300 part 1. The energy need for space heating and cooling represents the entry data for UNITS 11300 part 2, in order to calculate the primary energy needs for Heating System and Domestic Heat Water (DHW) with natural gas boiler (UNITS 11300-2 following CEN standard 15316-1, etc.). The UNITS 11300-Part 2 determines the energy efficiency of HVAC (Heating Ventilation and AirConditioning) plant sub-systems (i.e. emission, regulation, distribution, generation) and generator in accordance with Council Directive 92/42/EEC. The procedure provided by UNI TS11300 part 4 (also following CEN standard 15316-1, etc.) must be followed in case of other generators fuelled by renewable energy sources are present. This regulation applies for the contemporary presence of more than one generator with an activation priority rule: at first solar heating (if present), in the second place the heat pumps, then combined heat and power, afterwards biomass boilers and finally natural gas boilers. Softwares b) have been used mainly in the field of University research, also to compare UNITS 11300 results with actual people’s behaviour. They have been used also by the private sector in the field of programmes for energy diagnosis, in order to evaluate the energy retrofit. In Italy the International Building Performance Simulation Association(IBPSA)156 and the Associazione Italiana Condizionamento dell’Aria, Riscaldamento e Refrigerazione (AICARR)157 are a reference point for experts on these issues. They also organise national meetings in order create cultural exchanges on this field. Representative Case Studies The scientific literature on the subject number several case studies. Among these, the most significant studies to mention are: G.Dallo’O’158, A.Magrini159, I.Balarini160, M.Cellura161 and G.V.Fracastoro162. 156 http://www.ibpsa-italy.org/ http://www.aicarr.org/ 158 Giuliano Dall’O’, Luca Sarto, Nicola Sanna, Angelo Martucci, Comparison between predicted and actual energy performance for summer cooling in high-performance residential buildings in the Lombardy region (Italy), Energy and Buildings, Volume 54, November 2012, Pages 234–242 159 Anna Magrini, Lorenza Magnani, Roberta Pernetti, The effort to bring existing buildings towards the A class: A discussion on the application of calculation methodologies, Applied Energy, Volume 97, September 2012, Pages 438– 450 ,Energy Solutions for a Sustainable World - Proceedings of the Third International Conference on Applied Energy, May 16-18, 2011 - Perugia, Italy 160 Ilaria Ballarini, Vincenzo Corrado, Application of energy rating methods to the existing building stock: Analysis of some residential buildings in Turin, Energy and Buildings, Volume 41, Issue 7, July 2009, Pages 790–800 161 Maurizio Cellura, Alessandra Di Gangi, Sonia Longo, Aldo Orioli, An Italian input–output model for the assessment of energy and environmental benefits arising from retrofit actions of buildings, Energy and Buildings, Volume 62, July 2013, Pages 97–106 157 173 The ENEA study “Survey on public buildings energy consumption (offices and schools) and their potentialities for energy efficiency interventions” redacted by Marco Citteri and Gaetano Fasano (ENEA) in 2009, in collaboration with MSE. This study represents the reference point of statistic distribution of public buildings energy consumption. The most exhaustive study on public buildings is: CRESME, “Improvement of public buildings’ energy efficiency – Volume 1The Study” CRESME Consulting srl. “Operative Interregional Programme “Renewable Energy and Energy Saving” 2007-2013, March 2011 Review of innovative methods for open spaces The issues of Open Spaces, Urban Heat Islands and urban spaces microclimate are not subject matter of research in Italy and in Emilia-Romagna Region. They are investigated only in some researches or specific European projects. For this reason, it is not possible to identify innovative methods for retrofitting purposes applied to the italian case. Starting with a brief examination of how cities have always been studied we can easily understand how the socio-economic aspects of cities affect the bio-physical environment. Nowadays urban planning has begun to introduce environmental sustainability as a conceptual driving force for all its theories. This implies enormous changes in the planning design and management of infrastructures and areas to be developed, and energy conservation and water management become aspects that have to be thoroughly considered in all the phases of planning. For example there are some General Plans in Italy that includes some requirements on local microclimate and its improvement. For example in Bologna Urban and Building Regulation (RUE) is established that the urban projects must take into account the temperature peaks during the design phase. The designer should make decisions not only about the building but also about the surrounding areas, and how the vegetal components can achieve a high quality of the built tissue; moreover the designer should exploit the phenomenon of evapotranspiration to improve the comfort in the open spaces. As regards the General Plan there is not any performance index about Urban Heat Island and local microclimate to comply with, as a result most of the times the designer does not give any plan on the open space, no indications about vegetal components or the comfort index, as we can find for the indoor environment, such as PMV (Predicted Mean Vote) or PPD (Predicted Percentage Dissatisfied), and so on. Gian Vincenzo Fracastoro, Matteo Serraino, A methodology for assessing the energy performance of large scale building stocks and possible applications, Energy and Buildings, Volume 43, Issue 4, April 2011, Pages 844–852 162 174 Innovative methods in the General Plans The City of Bolzano, in order to obtain an overview of the issues and possible mitigation measures and compensation, that would lead to the formulation of a concrete proposal with regarding to inserting standards into municipal building, commissioned a study that rsulted in the choice of the "RIE Index"163 (riduzione dell’impatto edilizio – building impact decrease) system for calculating the construction. The Building Code of the City of Bolzano, introduced in 2004, provides for the adoption of the RIE process for all new construction and interventions on existing buildings as well as for the any kind of actions having an impact on the external surfaces exposed to rainwater (roofs, terraces, landscape architecture, courtyards, green areas, paved areas, etc..). Figure 1 – The Algorithm RIE = building impact decrease Svi= i-esima built or not built, green cover Sj= j-esima built or not built, no green cover ψ i= i-esimo coefficiente di deflusso ψ j= j-esimo coefficiente di deflusso Se = Superfici equivalenti alberature As it is written above there are only few examples about the Urban Heat Island. Hereunder an example where the attention for the microclimate is very important during the architectural process. 163 http://www.comune.bolzano.it/urb_context02.jsp?ID_LINK=512&page=10&area=74&id_context=4663 175 The area of Fiumana, Forlì – Cesena Province164, was a pilot project of sustainable building where the microclimate was the first issue to to be taken into account. First of all was characterised the microclimate by MODAMB (pre phase) and then, thanks to ENVI-met software, the area was studied from a geographical point of view, the position and the material of each buildings were analysed and, as a result, it was finally decided and designed the vegetal component layout in order to obtain a certain quality of outdoor comfrot. Figure 2 – MODAMB and ENVI-met rapresentation 164 Maurizio Garavini, Teodoro Georgiadis e Silvia Rossi, 2009, “Progettare l’abitare”, Bologna, Albisani Editore 176 Figure 3 – Green Layout and Solar Stress Innovative method from research point of view There is a very innovative method developed by Politecnico of Milan: COMFA +165. The model COMFA was developed by Brown and Gillespie, but Valentina Dessì and Adriana Angelotti improved it. The new method takes into account the person metabolism and the convective heat flux between air and the person as in the first version, but also the solar radiation absorbed by the person and direct solar flux and its component intercepted by building. The urban space from environmental point of view is based on a new layout of the space, new functions organized during the different day hours, that means that during the day not everywhere there must be comfort conditions, but only during the activities. It was tested on Piazza Risorgimento in Milan, where plenty of activities can be unrolled during the day. Some strategies were adopted after this study to control the summer discomfort as direct solar radiation and the average temperature. Both, the private and the Public Administration decided to use shading systems or cool materials for the floor or, vice versa Public Administration decided to better equip that area that was well shading yet. 165 Valentina Dessì, 2008, “Progettare il comfort urbano”, Sistemi Editoriali Se 177 Conclusions Italian national and regional level regulation does not consider the aspects of open spaces in the prespective of the U.H.I. mitigation. As a result in urban planning laws and regulations there is no interpretation of the context, the morphology and the transformation dynamics of the structure of the urban fabric, translated in requirement data or into criteria and rules for design on an urban and architectural scale for open space. The case studies above described have been developped in the context of University or research centre activities , because they are at a very experimental stage. In this case Republic Med has the opportunity to become the first study that elaborates tools, protocols or methods of investigation aiming at creating legal and operative instruments for architects, urban planner and local authorities. 178 SIMULATION TOOLS (source: UHI CE project) Scale Description Input Output Available at Scale Description Input Output Available at ALADIN Regional climate model ALADIN is a regional version of the ARPEGE model used for the prediction of tropical cyclones in the south-west L1elian Ocean (the area of responsibility of RSMC La Reunion for tropical cyclone warnings). The model configuration is essentially the same with the following exceptions. Data assimilation is 3D-Var with a linear beta-plane, non-linear and omega balances for upper-air observations. In the horizontal, the model has a 10 km horizontal mesh size and has 60 vertical levels. Bogus synthetic wind observations are produced around tropical cyclones from the surface to 500 hPa deduced from the Holland analytical model, plus the mean sea level pressure at the center. The model runs on a 6homly assimilation cycle with 84-hour forecasts produced from data times 0000 UTC and 1200 UTC. http://www.cnrm.meteo.fr/gmgec/spip.php?article84&lang=fr ArcGis Global climate model, regional climate model Esri's ArcGIS is a geographic information system (GIS) for working with maps and geographic information. It is used for: creating and using maps; compiling geographic data; analyzing mapped information; sharing and discovering geographic information; using maps and geographic information in a range of applications; and managing geographic information in a database. The system provides an infrastructure for making maps and geographic information available throughout an organization, across a community, and openly on the Web. ArcGIS includes the following Windows desktop software: ArcReader, which allows one to view and query maps created with the other ArcGIS products; ArcGIS for Desktop is licensed under three functionality levels[1]: ArcGIS for Desktop Basic (formerly known as ArcView), which allows one to view spatial data, create layered maps, and perform basic spatial analysis; ArcGIS for Desktop Standard (formerly known as ArcEditor), which in addition to the functionality of ArcView, includes more advanced tools for manipulation of shapefiles and geodatabases; or ArcGIS for Desktop Advanced (formerly known as ArcInfo), which includes capabilities for data manipulation, editing, and analysis. CAD File Support (DXF, DWG), dBASE (DBF), ODBC Connections, Shapefiles, IDRISI Raster Format (RST), Golden Software Formats (GSAG, GSBG, GS7GB). Shapefiles, ArcMap documents www.esri.com 179 Scale Description Input Output Available at Scale Description Input Output Available at Scale Description 88 ECMWF Regional climate model European Center for Medium range Weather Forecasting. This model runs to 7 days and provides data at 24 hour intervals for sea level pressure, 850 mb winds and temperatures and 500 mb heights. These plots are generated once a day at 8:45 PM EST. The products are provided in GRIB code or in plotted form. Products from the Deterministic Atmospheric Model: U & V velocity, temperature, cloud cover, Mean sea level pressure, Sea Ice Cover, Snow depth, Snow density, Soil temperature, Surface pressure, Total cloud cover, Total column Ozone, Total column water vapour, Volumetric soil water layer. http://www.ecmwf.int/ ENVI-met Urban climate model ENVI-met is a three-dimensional microclimate model designed to simulate the surface-plant-air interactions in urban environment with a typical resolution of 0.5 to 10 m in space and 10 sec in time. Typical areas of application are Urban Climatology, Architecture, Building Design or Environmental Planning, etc. ENVI-met is a prognostic model based on the fundamental laws of fluid dynamics and thermo- dynamics. The model includes the simulation of: Flow around and between buildings, Exchange processes of heat and vapour at the ground surface and at walls, turbulence exchange at vegetation and vegetation parameters, bioclimatology particle dispersion. geometry, surface properties building information, and initial weather data Binary format which can be extracted by Leonardo or Xtract, graphs and isolines, or text files. It calculates wind speed, wind direction, air temperature, humidity, TKE, LAD, short wave radiation, long wave radiation, SVF, wall temperature, leaf temperature, temperature and vapor flux from vegetation, PMV, PPD, mean radiant temperature, gas/particle concentration, CO2, surface temperature, heat flux into the air, heat flux into the soil, water flux, mass deposed, and soil temperature http://www.envi-met.com/ IDRISI Urban climate model IDRISI is an integrated geographic information system (GIS) and remote sensing software for the analysis and display of digital geospatial information. IDRISI is a PC grid-based system that offers tools for researchers and scientists engaged in analyzing earth system dynamics for effective and responsible decision making for environmental management, sustainable resource development and equitable resource allocation. Key features of IDRISI include: a complete GIS analysis package for basic and advanced spatial analysis, including tools for surface and statistical analysis, decision support, land change and prediction, and image time series analysis; 180 a complete Image Processing system with extensive hard and soft classifiers, including machine learning classifiers such as neural networks and classification tree analysis, as well as image segmentation for classification; Integrated modeling environments including the Earth Trends Modeler for image time series of environmental trends and Land Change Modeler for land change analysis and prediction. Input Output Available at Landsat ETM, SPOT, GEOTIFF, HDFEOS,NETCDF, SDTS, DLG, RADARSAT BMPIDRIS, DXFIDRIS, JPGIDRIS http://clarklabs.org RayMan Scale Description Input Output Available at Scale Description Input Urban climate model RayMan is a freely available radiation and human bioclimate model. The model simulates the short- and long-wave radiation flux densities from the three-dimensional surroundings in simple and complex environments. It calculates radiation flux densities, sunshine duration, shadow spaces and thermo-physiologically relevant assessment indices using a limited number of meteorological and other input data. topography, obstacles, horizon limitation, personal data, clothing and activity data, current weather data, location Sun paths for each day; shadowing by urban and natural obstacles for each day of the year and for each specific period of the day; sunshine duration (with and without horizon limitations); hourly, daily and monthly averages of short-wave and long-wave radiation fluxes; thermal indices like PMV, PET and SET; assessment of the thermal bioclimate for different types of landscape or urban structure. http://www.urbanclimate.net/rayman/index.htm RegCM Regional climate model RegCM is a 3-dimensional, sigma-coordinate, primitive equation regional climate model. Terrain and ICBC, terrestrial variables (elevation, land use, sea surface temperature) and three-dimensional isobaric meteorological data (temperature, humidity, geopotential height, zonal and meridional wind, vertical velocity, surface pressure). 181 Output Available at Scale Description Scale Description Input Output Available at Scale Description List of output variables from atmosphere: wind speed, Temperature, Water vapor Mixing ratio, Cloud water mixing ratio, Surface pressure, Total precipitation, Lower soil layer temp, Total soil water, Base. List of output variables from surface model: Anemometer wind, Surface drag stress, temperature, Anemometer specific humidity, soil moisture, Total precipitation), Surface runoff, Snow water equivalent), Sensible heat, Net longwave, Net solar absorbed, Downward longwave, Solar incident, Convective precipitation, Surface pressure, PBL height. List of output variables from radiation model: Cloud fraction, Cld liquid H2O path, Solar heating rate, LW cooling rate, Surface abs solar, LW cooling of surface, Clear sky col abs sol, Clear sky surf abs sol, Clear sky net up flux, Clear sky LW surf cool, Instant incid solar, Column abs solar, Net up LW flux at TOA. List of output variables from tracer model: Tracer mixing ratio, aer mix, Column burden, Wet deposition large-scale and convective, Surface dry deposition, chem gas and aqu conv. , Surface emission , TOArad forcing av, SRFrad forcing av. http://users.ictp.it/RegCNET/model.html http://gforge.ictp.it/gf/ REMO Regional climate model Remo is coupled atmosphere-hydrology model system for climate modeling and weather forecast. It was developed based on the Europa model (EM) and the Global climate model Echam4. The model was successfully validated. The atmospheric model REMO is coupled to three different hydrology models and three ocean/sea-ice models. Horizontal resolutions between 1/10° and 1° are currently used for simulations covering time ranges from days to centuries with both parameterizations SkyHelios Urban climate model SkyHelios is a new tool for applied climatology, calculating continuous sky view factor and sunshine duration in high spatial and temporal resolution for each point in a complex area. Short computing and development time are the benefits of this model. Raster files, including: Tab delimited text files (*tab), csv files, text files, cera text files ond portable network graphics (*png). Vector Files: RayMan obstacle Files (*obs) and ShapeFiles (*shp). SVF, Sunpath and sunshine duration. http://www.urbanclimate.net/skyhelios/ SURFEX Urban climate model Surfex is a surface modeling platform developed by Meteo-France. It is composed of various physical models for natural land surface, urbanized areas, lakes and oceans. It further takes chemistry and aerosols surface processes into account. It can be either used stand alone or coupled to atmospheric or 182 hydrological models. Input Output Available at Scale Description Input Output Available at Scale Description Input Output Available at Physiographical input (topography, surface properties), Meteorological forcing (solar radiation, rainfall, temperature, wind speed and humidity) Heat and moisture budgets for different surface types, surface temperatures, moisture, snow, air temperature, humidity and wind speed at different altitudes http://www.cnrm.meteo.fr/surfex/ WRF Climate (CLWRF) Regional climate model, urban climate model The Weather Research and Forecasting (WRF) Model is a next-generation mesoscale numerical weather prediction system designed to serve both operational forecasting and atmospheric research needs. It features multiple dynamical cores, a 3-dimensional variational (3DVAR) data assimilation system, and a software architecture allowing for computational parallelism and system extensibility. WRF is suitable for a broad spectrum of applications across scales ranging from meters to thousands of kilometers. Initial and lateral boundary conditions, forecasts, 3dvar NetCDF, HDF, GriB, binary http://www.wrf-model.org/index.php ARPA-SIMC Global climate model, regional climate model ARPA-SIMC, conducts observational and forecast operating and research and development, meteorology, climatology, hydrology, agro-meteorology, radar meteorology and environmental meteorology. ARPA environmental controls and monitoring are performed through water control monitoring networks (surface water and groundwater), sea monitoring service (chemical and microbiological analysis), meteorological and atmospheric pollution monitoring networks, specific measurement surveys about environmental radioactivity and noise pollution. Wind speed, precipitation, cloud cover, Ultraviolet radiation etc. http://www.arpa.emr.it/sim/ 183
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