STRUCTURED SALES MATERIAL 100% Capital Protected Deposit – Global Large Cap 2 July 2013 For Professional Investors Only Investment linked to a global basket of large cap stocks, providing the opportunity for annual returns of up to 5.00% over the first 4 years and exposure to the performance of the underlying stocks at the end of year 5. The investment is 100% capital protected at the Account Closing Date. Key Features Product Summary Product Global Large Cap 2 - Deposit Deposit Taker Nomura Bank International plc (‘NBI’), rated as A- by S&P The Nomura Global Large Cap 2 (“the Deposit”) is linked to a basket of global large cap stocks The Deposit provides investors with the potential for returns of 5.00% for each of the first 4 years, combined with participation in the performance of the underlying stocks at the Final Valuation Date. The Deposit taker is Nomura Bank International plc (“the Deposit Taker”), which is rated by S&P as A-, at the time of a publication The Deposit is available in USD, GBP and has an investment term of 5 years, and is intended to be held for the entire period. The 100% Capital Protection only applies at Maturity (the Account Closing Date) Investment Term 5 years Currency Available in USD and GBP Underlying Assets Novartis AG (NOVN VX Equity) GlaxoSmithKline (GSK LN Equity) Kellogg Co (K UN Equity) Unilever Plc (UNA NA Equity) Swisscom (SCMN VX Equity) Key Dates Initial Valuation Date: 12 August 2013 Deposit Date: 26 August 2013 Final Valuation Date: 13 August 2018 Account Closing Date (Maturity): 27 August 2018 Investment Description A 5 year investment linked to the performance of the stocks of Novartis AG, Swisscom AG, Unilever plc, Kellogg Co. and GlaxoSmithKline. Conditional 5.00% Coupon Amount Following each Conditional Coupon Observation Date, if the price of each underlying is greater than or equal to 105% of its Initial Valuation Level the Deposit will pay a coupon of 5.00% Conditional Coupon Your initial investment is made at a price of 100%, and there is potential following each of the 4 annual Conditional Coupon Observation Dates to receive a 5% coupon 100% + Performance of the Worst Performing Asset (subject to minimum value of 100%) Redemption Value Capital Risk 100% Capital Protected at the Account Closing Date. The Value of the deposit may be more or less than 100% prior to the Account Closing Date In addition to the potential for income, at the end of year 5, the investor will participate in the performance of the Worst Performing Asset. For example if Novartis AG has returned +20% over the 5 year period and is the Worst Performing Asset, the investor will receive back 120% of their invested capital In the worst case scenario at maturity, if all of the Underlying Assets have performed negatively. The investor will have 100% of capital invested returned at the 5 year Account Closing Date Initial Valuation The level or price of each Underlying Asset at the Level close of the Initial Valuation Date Final Valuation Level The level or price of each Underlying Asset at the close of the Final Valuation Date Conditional Coupon Observation Dates 12 August 12 August 12 August 14 August Worst Performing Asset The Underlying Asset with the lowest Performance at the scheduled closing time on each Conditional Coupon Observation Date and the Final Valuation Date Performance (Final Valuation Level / Initial Valuation Level) - 1 Product Reference Global Large Cap 2 USD Deposit Global Large Cap 2 GBP Deposit 2014, 2015, 2016, 2017 Investor Returns at Account Closing Date Performance of Worst Performing Underlying at Maturity (Final / Initial Level) 140% 120% 100% 80% 60% 40% 20% 0% Redemption Amount at Maturity 140% 120% 100% 100% 100% 100% 100% 100% 100% Capital Protected Deposit – Global Large Cap 2 July 2013 The Underlying Assets Novartis AG 5 Year Performance Novartis AG manufactures pharmaceutical and consumer healthcare products. The Company produces pharmaceuticals for cardiovascular, respiratory and infectious diseases; oncology, neuroscience, transplantation, dermatology, gastrointestinal and urinary conditions, and arthritis; vaccines and diagnostics; vision, and animal health products. Swisscom AG 5 Year Performance Swisscom AG operates public telecommunications networks and offers network application services. The Company provides local, long-distance, and mobile telephone services, integrated voice and data digital services, network solutions to national and international telecommunications operators, and Internet access services, and owns and operates pay telephones. GlaxoSmithKline Plc GlaxoSmithKline PLC is a research-based pharmaceutical company. The Company develops, manufactures, and markets vaccines, prescription, and over-the-counter medicines, as well as health-related consumer products. GlaxoSmithKline provides products for infections, depression, skin conditions, asthma, heart & circulatory disease, and cancer. Kellogg Co 5 Year Performance Kellogg Company manufactures and markets ready-to-eat cereal and other convenience foods. The Company's products include cereals, cookies, crackers, toaster pastries, cereal bars, fruit snacks, frozen waffles and veggie foods. Kellogg markets its products in the United States, Canada, and other countries throughout the world. Unilever NV 5 Year Performance 5 Year Performance Unilever NV manufactures branded and packaged consumer goods, including food, detergents, fragrances, home and personal care products. Source for company descriptions and historical prices, Bloomberg, as of July 2013. Charts are indexed at 100 starting on 11 July 2008 Past performance is no indication of future performance This publication has been issued by the Sales/Trading departments of Nomura International plc, in order to promote investment services and is provided without compensation. This document should not be considered an offer to buy or sell investments. We are not your designated investment adviser and this information is therefore provided on the basis that you have such knowledge and experience to evaluate its merits and risks, and are capable of undertaking your own objective analysis of the investment and its suitability to meet your requirements. The information is based on sources we believe to be reliable, but we do not represent that it is accurate or complete. Any valuations contained herein are subject to change without notice. Nomura International plc and/or connected persons do not accept any liability whatsoever for any direct, incorrect or inconsequential loss arising from any use of the information or its content. Nomura International plc is authorised and regulated by the Financial Conduct Authority. 100% Capital Protected Deposit – Global Large Cap 2 Annual Observation Dates and the Final Valuation Date Month 12: Are all Underlying Assets at, or above 105% of their Initial Valuation Level? Deposit Returns 5.00% Coupon Yes No Month 24: Are all Underlying Assets at, or above 105% of their Initial Valuation Level? 5.00% Coupon Yes No Full Product Term is 5 years At Maturity, Month 60: This check is performed every 12 months for first 4 years Are all Underlying Assets at, or above 100% of their Initial Valuation Level? Yes Deposit redeems at: 100% + Performance of Worst Performing Asset No Deposit redeems at 100% of initial investment. i.e. the deposit is 100% Capital Protected at Maturity Nomura – Global Reach Nomura Bank International plc is part of the Nomura Group. The ultimate parent company is Nomura Holdings, Inc. (“Nomura”) Nomura is a leading global investment bank: Full range of products supported by a global network of more than 34,000 employees in over 30 countries; Nomura maintains a robust financial position and a healthy balance sheet. As at the end of September 2012, Nomura’s Tier 1 ratio was 15.1%, and shareholders’ equity of 2.1 trillion yen. Listed on Tokyo, New York, and Singapore stock exchanges. Stable and well diversified revenues across regions The Deposit is accepted by Nomura Bank International plc, and are NOT guaranteed by Nomura Holdings, Inc. or any other group company. Overview: Q2 2012/13 Net Revenue by Division Wholesale Banking JPY 137.1bn Retail JPY 80.8bn Asset Mgmt JPY 15.4bn Source: News Release: Nomura Reports First Quarter Financial Results, Nomura website: www.nomura.com as of July 2013. Structured Sales Contacts Tel: Fax: Email: Web: +44 (0) 207 103 5773 +44 (0) 207 521 1561 [email protected] www.nomura.com Nomura International plc One Angel Lane London EC4R 3AB This publication has been issued by the Sales/Trading departments of Nomura International plc, in order to promote investment services and is provided without compensation. This document should not be considered an offer to buy or sell investments. We are not your designated investment adviser and this information is therefore provided on the basis that you have such knowledge and experience to evaluate its merits and risks, and are capable of undertaking your own objective analysis of the investment and its suitability to meet your requirements. The information is based on sources we believe to be reliable, but we do not represent that it is accurate or complete. Any valuations contained herein are subject to change without notice. Nomura International plc and/or connected persons do not accept any liability whatsoever for any direct, incorrect or inconsequential loss arising from any use of the information or its content. Nomura International plc is authorised and regulated by the Financial Conduct Authority.. 100% Capital Protected Deposit – Global Large Cap 2 July 2013 Disclaimer : This information has been issued by the Sales/Trading departments of Nomura International plc ("NIplc") and is made available to you by NIplc and/or its affiliates (collectively, "Nomura"), in order to promote investment services and is provided without compensation. This is not investment research as defined by the UK Financial Conduct Authority. (“FCA"), nor is it research under the rules of the U.S. Self Regulatory Organizations of which Nomura is a member or under applicable rules in Hong Kong. Information contained herein is provided for informational purposes only, is intended solely for your use and may not be quoted, circulated or otherwise referred to without our express consent. This material contains indicative terms only, and should not be considered as an offer to buy or sell securities or other products discussed herein. Any prices, yields and opinions expressed are subject to change without notice. The information is based on sources we believe to be reliable, but we do not represent that it is accurate or complete. We are not your designated investment adviser and this information is therefore provided on the basis that you have such knowledge and experience to evaluate its merits and risks, and are capable of undertaking your own objective analysis of the investment and its suitability to meet your requirements. It does not constitute a personal recommendation as defined by the FCA, or take into account the particular investment objectives, financial situations or needs of individual investors. Nomura and/or connected persons do not accept any liability whatsoever for any direct, indirect or consequential loss arising from any use of the information or its content. Nomura also may have acted as an underwriter of such securities or other products discussed in this material, and may currently be providing investment banking services to the issuers of such securities or products. Nomura and/or its officers, directors and employees, including persons, without limitation, involved in the preparation or issuance of this material may, from time to time, have long or short positions in, and buy or sell, the securities, or derivatives (including options) thereof, of companies mentioned herein, or related securities or derivatives. This material has been approved for distribution in the United Kingdom and European Union by NIplc, which is authorised and regulated by the Financial Conduct Authority. and is a member of the London Stock Exchange. It is not intended for retail clients. It is intended only for investors who are "eligible market counterparties" or "professional clients " as defined by the FCA, and may not, therefore, be redistributed to other classes of investors. Any securities described herein may not have been registered under the U.S. Securities Act of 1933, and, in such case, may not be offered or sold to U.S. investors unless they have been registered or sold in an exempted transaction. Nomura is the global marketing name of Nomura Holdings, Inc. (Tokyo) and its direct and indirect subsidiaries worldwide including Nomura International (Hong Kong) Limited, licensed and regulated by the Hong Kong Securities and Futures Commission, Nomura Securities International, Inc (New York), a member of FINRA, NYSE and SIPC and Nomura International plc (London), authorised and regulated by the Financial Conduct Authority. (“FCA”) and member of the London Stock Exchange. Nomura manages conflicts identified through the following: their Chinese Wall, confidentiality and independence policies, maintenance of a Stop List and a Watch List, personal account dealing rules, policies and procedures for managing conflicts of interest arising from the allocation and pricing of securities and impartial investment research and disclosure to clients via client documentation. Disclosure information is available at http://www.nomura.com/research/. This factsheet is for information only and use by professional financial advisors only, and should not be considered a financial promotion. This information alone should not be relied on for making investment or purchasing decisions. Who Can Invest in the Deposit? The Deposit is available within the UK and offshore for the following three investor categories: Qualified Professional Investors Offshore Life Companies investing as principal Corporate and Institutional clients investing as principal Minimum Initial Investment per counterparty is GBP 50,000 or USD 50,000 Key Dates Initial Valuation Date 12 August 2013 Deposit Date 26 August 2013 Final Valuation Date 13 August 2018 Account Closing Date 27 August 2018 Risks Please bear in mind that investors are exposed to the credit risk of the Deposit taker. Any secondary market provided by Nomura International plc is subject to change and may be stopped without notice and investors may therefore be unable to redeem the Deposit until its maturity. If the Deposit is redeemed early it may be redeemed at a level less than the amount originally invested. Structured Sales Contacts Tel: Fax: Email: Web: +44 (0) 207 103 5773 +44 (0) 207 521 1561 [email protected] www.nomura.com Nomura International plc One Angel Lane London EC4R 3AB
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