Briefing Regulatory Solicitors trying to do the best for their clients may

Briefing
Regulatory
October 2014
Solicitors trying to do the best for their clients may
get struck off if they mislead the Court
In-house solicitors need and want to do the best for their internal
his duty to that client, it ruled that he did have other options. Caught
clients. But this can conflict with their duties to the court in
between his duty to the court and his duty to the journalist, Brett
a dispute or prosecution. What happens if a solicitor obtains
should not have misled the court; rather, he should have sought the
potentially damaging privileged information but is asked to
journalist’s consent to waive the privilege. Alternatively he should
present a positive case for their internal client in court? If they give
have corrected any misleading impression given by the witness
misleading evidence – the answer is they may be struck off.
statement, making it clear that the process it showed was only a way
Alastair Brett was formerly legal manager at Times Newspapers
Ltd. The Leveson inquiry considered Mr Brett’s actions in
connection with a 2009 story in The Times which revealed the
author of an anonymous blog entitled ‘Nightjack’, chronicling the life
of a police officer. The article was based on information gained by a
in which the identity of ‘Nightjack’ could be discovered rather than
a definitive account of what actually occurred. If he could not obtain
the waiver of privilege then he should either have taken the position
that he was not prepared to tell the court how the author’s identity
was discovered or declined to act for the journalist.
reporter hacking the email account of the police officer who wrote
While the court concluded that Brett had not ‘knowingly allowed the
the blog. The journalist involved went to Brett before the story’s
court to be misled’, it did find that he had still breached rule 11.01 by
publication and admitted to the hacking. Brett advised him to work
recklessly allowing the court to have been misled, and by extension
back and see if the author’s identity could be pieced together using
had failed to act with integrity in accordance with rule 1.02.
publically available information.
Brett, subsequently, had to arrange witness statements in the legal
action brought by the police officer. In those statements there was
no mention of the hacking and Brett’s communications with the
officer’s lawyers also denied the hacking. He consequently allowed
the court to believe that the officer’s identity had been uncovered
by legitimate means. This was exposed by the Leveson inquiry
and the SRA referred Mr Brett to the Solicitors Disciplinary Tribunal
(SDT). The SDT found that he had breached the Solicitors’ Code
of Conduct, having knowingly allowed the court to be misled (rule
11.01), and having failed to act with integrity (rule 1.02).
The SDT suspended Brett for 6 months and ordered him to pay
costs of £30,000.
Brett v The Solicitors Regulation Authority
[2014] EWHC 2974 (Admin)
Brett appealed on the basis that the SDT had not had proper
regard for the legal privilege attached to the information he had
received from the journalist. All Brett’s knowledge had come from
privileged communications with his client – in such circumstances
Conclusions
This situation can be difficult for an in-house lawyer, especially
taking into account the obligation to act in the best interests of
each client. It is difficult to imagine a situation where a client’s case
is helped by declining to provide evidence on an important element
of that case. Generally, when lawyers are caught between a legal
privilege duty to a client and a duty not to mislead the court, they
are faced with a choice between obtaining a waiver of privilege from
the client or by declining to act for them further. Either way that can
be a difficult position.
Contacts
Tim Davies and Tim Pope are members of Burges Salmon’s
regulatory team.
Tim Pope
Legal Director
+44(0)117 939 2230
[email protected]
how could he pass that on to the court?
Tim Davies
Trainee Solicitor
On appeal, although the High Court agreed that Brett believed that
+44(0)117 307 6992
[email protected]
revealing his client’s admission to the court was incompatible with
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