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Daily Fixed Income Offering
Selection
January 23, 2015
The Daily Fixed Income Offering Selection provides you with a sample of fixed income offerings currently available through TD
Ameritrade Institutional. For more information on these securities, or any fixed income product offerings available through TD
Ameritrade Institutional, please contact a Specialist on the Institutional
Fixed Income Desk at 800-355-2297 or visit Veo® at Trading>Fixed Income>Offerings.
New Issue CDs
CDs
FDIC Insured up to applicable account lim it, Survivor Option (Eligibility and/or allow able put back quantities w ill vary by account type)
Brokered CD's are subject to interest rate-driven secondary market fluctuations, meaning, the resale prices of it
Qty
Market
Description
Coupon
Min/Incr/MBR
Execution
Pay Freq.
CUSIP
Maturity
263
Primary
1//
PEOPLES UNITED BANK (CT)
71270QLN4
Non-callable, 3 month
0.2
Close Date
Trade Date
1/28/2015
4/28/2015
1/27/2015
SANTANDER BANK (DE)
0.3
1/28/2015
80280JDF5
4/28/2015
1/27/2015
SANTANDER BANK (DE)
0.4
1/28/2015
80280JDD0
7/28/2015
1/27/2015
BANK OF INDIA (NY)
0.4
1/30/2015
Temp
7/29/2015
1/29/2015
0.45
1/28/2015
Maturity
996
Primary
1//
Non-callable, 3 month
Maturity
1000
Primary
1//
Non-callable, 6 month
Maturity
833
Primary
1//
Non-callable, 6 month
Maturity
1394
Primary
1//
SANTANDER BANK (DE)
80280JDG3
Non-callable, 9 month
10/28/2015
1/27/2015
0.5
1/30/2015
Maturity
594
Primary
1//
BANK OF INDIA (NY)
Temp
Non-callable, 1 year
1/27/2016
1/29/2015
0.5
1/28/2015
Maturity
1086
Primary
1//
SANTANDER BANK (DE)
1/28/2016
1/27/2015
APPLE BANK (NY)
80280JDE8
Non-callable, 1 year
0.3
2/4/2015
03784JEU4
2/4/2016
2/3/2015
DISCOVER BANK (DE)
0.55
1/28/2015
254672FZ6
7/28/2016
1/27/2015
GOLDMAN SACHS BANK (NY)
0.6
1/28/2015
38148JJE2
7/28/2016
1/27/2015
0.9
1/28/2015
Maturity
970
Primary
1//
Non-callable, 1 year
Maturity
830
Primary
1//
Non-callable, 18 month
Semi-Annual
384
Primary
1//
Non-callable, 18 month
Semi-Annual
7
Primary
1//
DISCOVER BANK (DE)
254672GA0
Non-callable, 2 year
1/30/2017
1/27/2015
0.9
1/28/2015
Semi-Annual
339
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JJF9
Non-callable, 2 year
1/30/2017
1/27/2015
1.05
1/29/2015
Semi-Annual
933
Primary
1//
ALLY BANK (UT)
02006LNJ8
Non-callable, 30 month
7/31/2017
1/28/2015
1.25
1/29/2015
1/29/2018
1/28/2015
GOLDMAN SACHS BANK USA (NY)
1.35
1/28/2015
38148JJH5
1/29/2018
1/27/2015
GOLDMAN SACHS BANK USA (NY)
1.7
1/28/2015
38148JJJ1
1/28/2019
1/27/2015
2
1/28/2015
Semi-Annual
850
Primary
1//
ALLY BANK (UT)
02006LNF6
Non-callable, 3 year
Semi-Annual
208
Primary
1//
Non-callable, 3 year
Semi-Annual
145
Primary
1//
Non-callable, 4 year
Semi-Annual
655
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JJK8
Non-callable, 5 year
1/28/2020
1/27/2015
1.8
1/30/2015
Semi-Annual
14
Primary
1//
THE PRIVATEBANK AND TRUST (IL)
1/30/2020
1/29/2015
GOLDMAN SACHS BANK USA (NY)
74267GUW5
Non-callable, 5 year
2.4
1/28/2015
38148JJM4
1/28/2022
1/27/2015
FIRST NATIONAL BANK OF AMERICA (MI)
2.3
1/30/2015
32110YFP5
1/30/2024
1/29/2015
GOLDMAN SACHS BANK USA (NY)
2.9
1/28/2015
38148JJQ5
1/28/2025
1/27/2015
GOLDMAN SACHS BANK USA (NY)
3
2/11/2015
38148JJR3
2/11/2030
2/10/2015
Semi-Annual
309
Primary
1//
Non-callable, 7 year
Semi-Annual
709
Primary
1//
Callable, 9 year
Monthly
232
Primary
1//
Non-callable, 10 year
Semi-Annual
909
Primary
1//
Callable, 15 Year
Semi-Annual
Page 1 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
New Issue Corporate Offerings
New Issue Corporate Offerings
CUSIP
Rating
Outlook
Coupon
Term
Callable
Closing
Date
Survivors Option up to
applicable limits
Goldman Sachs Notes
38143C2V2
Baa1/A-
Negative
3.25%
14 Year
No Call
26-Jan
Yes
Goldman Sachs Notes
38143C2W0
Baa1/A-
Negative
3.75%
28 Year
No Call
26-Jan
Yes
Issuer
Secondary Corporate Offerings
Corporate Offerings
CUSIP
Qty
26138EAM1
65
29364GAG8
70
72447XAC1
93
460146CA9
30
959802AP4
25
36966R5F9
12
06406HCW7
50
913017BV0
15
88579YAF8
10
042735BC3
36966TGM8
12612WAB0
Issue
Ratings
DR PEPPER SNAPPLE GROUP INC Non
Callable, Make Whole Calls, Spec
Baa1/BBB+/--Redemp, NYBE, SUBSIDIARY
GUARANTORS
ENTERGY CORP NEW Callable, Next
Call 12-15-2016 @ 100.000, Make Whole
Baa3/BBB-/--Calls, NYBE
PITNEY BOWES INC GLBL MTN Non
Callable, Make Whole Calls, Spec
Baa2/BBB/BBBRedemp, NYBE PBI
INTL PAPER CO Non Callable, Make
Whole Calls, Spec Redemp, NYBE,
Baa2/BBB/--POISON PUT @ 101%; SUBJ TO
RATINGS TRIGG
WESTERN UN CO Non Callable, Make
Baa2/BBB/BBB+
Whole Calls, Spec Redemp, NYBE
GE CAPITAL INTERNOTES Non
A1/AA+/--Callable, Spec Redemp, NYBE
BANK NEW YORK MTN BK ENT Cont
A1/A+/AACallable, NYBE
UNITED TECHNOLOGIES CORP Non
A2/A/A
Callable, Make Whole Calls, NYBE
3M CO Non Callable, NYBE
ARROW ELECTRS INC Cont Callable,
50 Make Whole Calls, Spec Redemp,
NYBE
GENERAL ELECTRIC CAPITAL CORP
100 Callable, Next Call 09-17-2015 @
100.000, Spec Redemp, NYBE
CNF INC Non Callable, Make Whole
94
Calls, NYBE
Coupon Maturity Pay Frequency YTM YTW Price
2.9
1/15/2016
Semi-Annually
0.681 0.681 102.128
4.7
1/15/2017
Semi-Annually
1.637 1.509 105.896
5.75
9/15/2017
Semi-Annually
1.594 1.594 110.663
7.95
6/15/2018
Semi-Annually
2.141 2.141 118.844
3.65
8/22/2018
Semi-Annually
2.144 2.144 105.143
4.8
12/15/2018
Semi-Annually
1.982 1.982 110.473
2.3
9/11/2019
Semi-Annually
1.85
3.1
6/1/2022
Semi-Annually
2.434 2.434 104.449
Aa2/AA-/---
2
6/26/2022
Semi-Annually
1.906 1.906 100.649
Baa3/BBB-/BBB-
4.5
3/1/2023
Semi-Annually
3.58
A1/AA+/---
4
9/17/2032
Quarterly
3.955 3.087 100.572
Baa3/BBB-/BBB-
6.7
5/1/2034
Semi-Annually
5.383 5.383 115.653
1.843 101.981
3.556 106.411
Page 2 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
Municipal Offerings
Municipal Offerings
CUSIP
Qty Issue
Ratings
Insurer
Underlying
State
Coupon
Maturity
Pay Frequency
YTM
YTW
Price
---/---/---
OK
3.030
6/1/2016
Semi-Annually
0.717
0.717
103.082
67884E6H7
70
OKLAHOMA DEV FIN AUTH LEASE RE
LEASE REV BDS Ser 2010-B, Non
Callable, Subject to Income Tax
83768TAR5
15
SOUTH EL MONTE CALIF IMPT DIST
TAX ALLOC BDS Ser 2007 A, Callable,
Next Call 08-01-2017 @ 100.000, Subject
to Income Tax, Mandatory Sinking
Fund
---/A-/---
RADIA
---/A-/---
CA
5.750
8/1/2022
Semi-Annually
4.566
2.659
107.453
922252DQ1
265
VARNER CREEK UTIL DIST TEX ULT
TAX BDS Ser 2007, Callable, Next Call
08-15-2017 @ 100.000, Bank Qualified,
Mandatory Sinking Fund
A3/-/---
NATL
Baa1/---/---
TX
4.150
8/15/2022
Semi-Annually
3.109
1.364
106.951
645913BB9
50
NEW JERSEY ECONOMIC DEV AUTH S
REV BDS Ser 1997 B, Non Callable,
Subject to Income Tax
A2/AA/---
FSA
A2/A-/---
NJ
0.000
2/15/2023
At-Maturity
4.016
4.016
72.616
696735MC0
55
PALMDALE CALIF SCH DIST GO BDS
Ser B, Callable, Next Call 08-01-2023 @
100.000
A1/AA/---
BAM
A1/A+/---
CA
3.250
8/1/2025
Semi-Annually
2.647
2.528
105.497
29137RAM7
5
EMMAUS PA GEN AUTH SCH LEASE R
REV BDS CAREER INSTITUTE OF
TECHNOLOGY Ser A, Callable, Next
Call 11-15-2019 @ 100.000, Bank
Qualified
---/AA/---
BAM
---/A/---
PA
3.000
11/15/2025
Semi-Annually
2.626
2.227
103.497
424092GG3
90
HEMPSTEAD N Y UN FREE SCH DIST
CONSTR BDS Ser 2013, Non Callable,
Subject to Income Tax
---/A+/---
---/---/---
NY
5.250
7/15/2026
Semi-Annually
3.801
3.801
113.365
006116BH9
10
ADAMS CNTY PA INDL DEV AUTH RE
REV BDS GETTYSBURG COLLEGE Ser
2010, Callable, Next Call 08-15-2020 @
100.000
A2/A/---
A2/---/---
PA
5.000
8/15/2026
Semi-Annually
3.408
2.102
115.096
668844HM8
15
NORWALK CONN GO REF BDS Ser 2012
A, Callable, Next Call 07-15-2022 @
100.000
Aaa/AAA/---
Aaa/---/---
CT
3.000
7/15/2028
Semi-Annually
2.804
2.674
102.19
140861HS7
445
CARBON CNTY PA GO BDS Ser 2011A,
Callable, Next Call 12-01-2016 @
100.000, Bank Qualified
A2/AA/---
---/AA-/---
PA
3.625
12/1/2028
Semi-Annually
3.091
0.365
105.978
97710BDF6
30
WISCONSIN ST HEALTH & EDL FACS
REV BDS MEDICAL COLLEGE OF
WISCONSIN INC Ser 2008A, Callable,
Next Call 12-01-2018 @ 100.000,
Mandatory Sinking Fund
A1/A+/---
A1/---/---
WI
5.125
12/1/2028
Semi-Annually
3.947
1.755
112.465
515192HT2
40
LANE CNTY ORE FULL FAITH AND
CREDIT OBLIGATIONS Ser 2009A,
Callable, Next Call 11-01-2019 @
100.000, Bank Qualified
Aa3/-/---
Aa3/---/---
OR
4.375
11/1/2029
Semi-Annually
3.285
1.6
112.662
646039VJ3
235
NEW JERSEY ST GO BDS Callable,
Next Call 06-01-2025 @ 100.000
A1/A/A
A1/---/---
NJ
3.250
6/1/2030
Semi-Annually
3.261
3.261
99.86
8628112H8
10
STRATFORD CONN GO BDS Ser 2012,
Callable, Next Call 08-15-2017 @
100.000
A1/AA/---
A1/---/---
CT
3.000
8/15/2031
Semi-Annually
3.063
3.063
99.184
---/AA/AA
AGMC
Page 3 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
Municipal Offerings continued..
CUSIP
Qty Issue
Ratings
Insurer
Underlying
State
Coupon
Maturity
Pay Frequency
YTM
YTW
Price
---/---/---
LA
3.000
3/1/2032
Semi-Annually
3.072
3.072
99.05
689861ND0
50
OUACHITA PARISH LA EAST OUACHI
GO SCH BDS Ser 2015, Callable, Next
Call 03-01-2025 @ 100.000
---/AA-/---
732098FW3
215
POMONA CALIF UNI SCH DIST GO BDS
Ser F, Callable, Next Call 08-01-2024 @
100.000
A1/AA/---
BAM
A1/A/---
CA
3.125
8/1/2032
Semi-Annually
3.173
3.173
99.36
862488FE8
70
STOWE TWP PA GO REF BDS Ser 2012,
Callable, Next Call 08-01-2017 @
100.000, Bank Qualified, Mandatory
Sinking Fund
---/AA/---
AGMC
---/A+/---
PA
3.500
8/1/2032
Semi-Annually
3.357
2.718
101.883
732098FX1
165
POMONA CALIF UNI SCH DIST GO BDS
Ser F, Callable, Next Call 08-01-2024 @
100.000
A1/AA/---
BAM
A1/A/---
CA
3.125
8/1/2033
Semi-Annually
3.178
3.178
99.269
011415PH3
25
ALAMO TEX CMNTY COLLEGE DIST
LTD GO REF BDS Ser 2012, Callable,
Next Call 08-15-2022 @ 100.000
Aaa/---/---
TX
3.500
8/15/2033
Semi-Annually
3.291
3.068
102.888
95984RAW0
20
WESTERN VA REGL JAIL AUTH VA R
JAIL REV BDS Ser 2007, Callable, Next
Call 06-01-2017 @ 100.000, Mandatory
Sinking Fund
Aa3/-/---
Aa3/---/---
VA
4.250
6/1/2034
Semi-Annually
3.954
2.49
103.977
649902Y72
65
NEW YORK ST DORM AUTH ST PERS
REV BDS Ser 2010F, Callable, Next Call
02-15-2020 @ 100.000, Mandatory
Sinking Fund
Aa1/AAA/AA+
Aa1/---/---
NY
5.000
2/15/2035
Semi-Annually
3.855
1.703
115.881
64990EYW1
145
NEW YORK ST DORM AUTH ST PERS
REV BDS Ser 2015A, Callable, Next Call
03-15-2025 @ 100.000
---/AAA/AA+
---/---/---
NY
4.000
3/15/2035
Semi-Annually
3.333
2.887
109.716
39168ADP5
10
GREATER CLARK CNTY SCH BDLG CO
REF FIRST MTG BDS Ser 2014A,
Callable, Next Call 07-15-2024 @
100.000
---/AA+/---
---/---/---
IN
4.000
1/15/2037
Semi-Annually
3.53
3.123
107.139
847113BW6
50
SPARTANBURG S C REGL HEALTH SV
HOSP REF REV BDS Ser 2012 A,
Callable, Next Call 04-15-2022 @
100.000, Mandatory Sinking Fund
A1/A/A+
A1/---/---
SC
5.000
4/15/2037
Semi-Annually
4.093
2.962
113.143
Aa3/AA-/---
Aa3/---/---
WI
5.000
8/15/2037
Semi-Annually
4.355
2.284
109.204
A1/A+/---
AL
6.000
6/1/2039
Semi-Annually
4.861
2.09
116.145
Aa2/---/---
CO
5.250
11/15/2042
Semi-Annually
4.413
1.617
113.326
Baa2/BBB/---
TX
5.000
1/1/2043
Semi-Annually
4.219
3.168
112.748
WISCONSIN ST HEALTH & EDL FACS
REF REV BDS CHILDRENS HOSP OF
WISCONSIN INC Ser 2008A, Callable,
Next Call 08-15-2018 @ 100.000,
Mandatory Sinking Fund
BIRMINGHAM ALA SPL CARE FACS F
REV BDS CHILDRENS HOSP OF
ALABAMA Ser 2009, Callable, Next Call
06-01-2019 @ 100.000, Mandatory
Sinking Fund
Aaa/AA+/---
MBIA
97710BCN0
15
090929FV7
10
196632ET6
20
COLORADO SPRINGS COLO UTILS RE
UTILITY SYS IMPT RE Ser 2008-C,
Callable, Next Call 11-15-2018 @
100.000, Mandatory Sinking Fund
155498DD7
65
CENTRAL TEX REGL MOBILITY AUTH
REV REF BDS Ser 2013 A, Callable,
Next Call 01-01-2023 @ 100.000,
Mandatory Sinking Fund
196632EZ2
25
COLORADO SPRINGS COLO UTILS RE
UTILITY SYS IMPT RE Ser 2008-C,
Callable, Next Call 11-15-2018 @
100.000, Mandatory Sinking Fund
Aa2/AA/AA
Aa2/---/---
CO
5.500
11/15/2048
Semi-Annually
4.586
1.274
115.616
837151JG5
50
SOUTH CAROLINA ST PUB SVCS AUT
REV OBLIGS SANTEE COOPER Ser
2013E, Callable, Next Call 12-01-2023 @
100.000, Mandatory Sinking Fund
A1/AA-/A+
A1/---/---
SC
5.000
12/1/2048
Semi-Annually
4.226
3.188
113.864
A1/AA/---
AGC
Aa2/AA/AA
A2/AA/---
SAGMC
Page 4 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
Treasury Rates
TREASURIES
Term
Maturity
Today's Yield
1 mo. Bill
2/19/2015
0.005
3 mos. Bill
4/23/2015
0.015
6 mos. Bill
7/23/2015
0.066
12 mos. Bill
1/7/2016
0.152
2 Year
December 2016
0.495
5 Year
December 2019
1.324
10 Year
November 2024
1.813
30 Year
November 2044
2.380
TD AMERITRADE Cash Rates
Effective June 1, 2010. Subject to change without prior notice.
Interest Rate
Annual Percentage
Yield
<$1,999
0.00999%
0.01%
$2,000.00 - $9,999.99
0.00999%
0.01%
$10,000.00 - $24,999.99
0.00999%
0.01%
$25,000.00 - $99,999.99
0.00999%
0.01%
$100,000.00+
0.00999%
0.01%
Dollar Range
TD Ameritrade FDIC Insured Deposit Account (IDA12)*
Effective September 1, 2011. Subject to change without prior notice.
Interest Rate
Annual Percentage
Yield
$0.01-$4,999.99
0.00999%
0.01%
$5,000.00 - $24,999.99
0.00999%
0.01%
$25,000.00 - $99,999.99
0.00999%
0.01%
$100,000.00 - $199,999.99
0.00999%
0.01%
$200,000.00+
0.00999%
0.01%
Dollar Range
Page 5 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
TD Asset Management USA Funds*
Money Market Rate Table Effective Date: January 24, 2012
Portfolio
7-Day
Current
Yield
7-Day Effective Yield
Sweep Vehicles
TDAM Municipal Money
Market Portfolio – Class A
(ZTD79)
TDAM California Municipal
Money Market Portfolio –
Class A (ZTD87)
TDAM New York Municipal
Money Market Portfolio –
Class A (ZTD88)
0.01%
0.01%
0.01%
0.01%
0.01%
0.01%
Position Traded Funds
TDAM Money Market
Portfolio – Premium Class
(NPLXX)
0.01%
0.01%
$25k initial purchase minimum / $100k
minimum household equity
Please contact your service team for questions regarding Money Markets.
Mutual fund investors should consider a Fund's investment objectives, risks, and charges and expenses
carefully before investing. This, and other information regarding the Funds, is included in the prospectus,
which may be obtained by calling 800-431-3500, option 1 or writing to TD AMERITRADE, Inc., P.O. Box 2209,
Omaha, Nebraska 68103-2209. Please read the prospectus carefully prior to investing.
Page 6 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
Performance information represents past performance and does not guarantee future results. Current performance may be lower or
higher than the performance data quoted.
Although the Funds have no transaction fees, there are other fees and expenses that apply to an investment in a Fund and these
fees are described in the prospectus. The investment manager and its affiliates from time to time may waive certain of these fees or
assume certain of these expenses in an effort to maintain certain net yields for the Funds. Accordingly, any waiver or expense
reduction will have the effect of increasing yield to investors during the period of the expense reduction. Certain of each Fund’s fees
are currently being waived voluntarily in an effort to maintain certain net yields. The performance information shown above reflects
such voluntary fee waivers, which may be reduced or eliminated at any time.
An investment in the Funds is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government
agency. Although the Funds seek to preserve the value of your investment at $1.00 per share, it is possible to lose money by
investing in the Funds.
The TDAM California Municipal Money Market Portfolio and TDAM New York Municipal Money Market Portfolio are non-diversified
funds and there is no guarantee that their income will be exempt from federal or state income tax. Tax exempt portfolios may be
subject to the alternative minimum tax.
Prospective investors should consult their own professional advisers about the tax implications of making an investment in, or
holding or disposing of, shares of a Fund, and about the tax implications of distributions of income from a Fund.
Shares of the Funds are distributed by SEI Investments Distribution Co.
* Cash in the IDA is held at TD Bank, N.A., TD Bank USA, N.A., or both. Assets at each bank will be eligible for FDIC insurance of
up to $250,000 per depositor. Because there are two banks in the IDA program, IDA balances could be covered for up to $500,000
per depositor. TD Bank N.A. and TD Bank USA, N.A. are affiliates of TD Ameritrade.
Interest rates paid on balances in the IDA are based on tiers. The previous day's closing balance determines eligibility for a
particular tier each day. Simple interest is accrued daily based on the interest rate tier applicable to each day's balance, and is
credited to your account on the last business day of the month. In accordance with the Client Agreement, TD Ameritrade may
change the tiers and rates at its discretion and without notice and is not obligated to pay different rates between tiers. Rate changes
may vary by program, location or arrangement.
TD Bank, N.A. and TD Bank USA, N.A. (“the Banks”) use Insured Deposit Account balances to fund current and new investment
and lending activity. The Banks seek to make a profit by achieving a positive spread between their cost of funds (for example,
deposits) and the return on their assets, net of expenses. TD Ameritrade receives a fee from the Banks for marketing,
recordkeeping, and support services in connection with the Insured Deposit Accounts. In exchange for providing these services, the
Banks pay TD Ameritrade an aggregate marketing fee based on the weighted average yield earned on the client Insured Deposit
Account balances, less the actual interest paid to clients, a servicing fee to the Banks of 25 basis points (subject to adjustment), and
the cost of FDIC insurance premiums. TD Ameritrade has the right to waive all or part of this fee. The rate of the fee that TD
Ameritrade receives may exceed the interest rate or effective yield that you receive in your balances in the Insured Deposit
Accounts, and the payment of the fee reduces the yield that you receive. Other than the applicable fees charged on brokerage
accounts, there will be no charges, fees, or commissions imposed on your account for this cash sweep feature. The current Insured
Deposit Account interest rate will be disclosed on the TD Ameritrade website and may be changed without prior notice.
** Effective August 11, 2009. Subject to change without prior notice. Please call 800-431-3500, option 1 for current rates.
Please Note: Investors should carefully consider the investment objectives and policies, risk considerations, charges
and/or fees and ongoing expenses of any investment company security Unit Investment Trust or Structured Product
before investing. A prospectus contains this and other important information. To learn how to obtain a prospectus
containing this and other important information, please consult with our Fixed Income Trading Desk at 800-355-2297.
Please read the prospectus carefully before you invest. Additionally, investors should consult their accounting, legal
or tax advisor prior to investing.
For a complete list or terms and definitions, please visit www.investinginbonds.com
Diversification does not guarantee against loss.
Investors should keep in mind that investing in UITs is typically a long-term strategy and should consider the tax consequences of,
and their ability to pursue, investing in successive trusts. TD AMERITRADE does not provide tax advice. Please consult a qualified
tax advisor with regard to your personal circumstances. Investment return and principal value will fluctuate depending on market
conditions. When units are redeemed, they may be worth more or less than their original purchase price, depending on the value of
the underlying securities at that time.
Additionally, the trust may terminate earlier than the specified termination date as stated in the prospectus.
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Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
January 23, 2015
Structured Products are customizable, financially engineered investments designed, created and packaged together to provide a
specific risk-return profile. Structured Products can be issued in Note or CD form and linked to a variety of underlying assets
(equities, commodities, currencies, etc) with varying maturities and risks. Structured Products are pre-packaged investments and
generally contain a derivative or option component. Investors should thoroughly review the risks associated with a Structured
Product prior to making an investment. Structured Products are not suitable for all investors. Risks include but are not limited to a
potential loss of principal, lack of liquidity prior to maturity or the possibility that at expiration the investor will own the reference asset
at a cost basis above its current price. Before investing in a structured product, investors should carefully consider the product’s
objectives, return potential, risks and expenses. Investors should read the Offering Circular carefully before investing.
Structured investments can be used to enhance returns and provide various levels of principal protection. Structured Notes & CDs
are investments that have some features of bonds (which pay regular income and offer principal protection) and equities or other
assets which offer potential for greater returns than traditional fixed-income investments, but with a higher risk exposure.
The following risks should be considered prior to investing in a Structured Product: the potential loss of principal, the return potential,
a limited or potential lack of secondary market, a disparity between the price movement of the note and the value of the underlying
assets and the credit quality of the issuer.
For some products, while the redemption of principal is 100% protected at maturity, investors may realize a loss if the product is
redeemed prior to maturity.
TD Ameritrade does not provide tax advice. Tax consequences of Structured Products can be complex and depend on the holder’s
individual circumstances. Clients should consult with a tax advisor with regard to their specific tax circumstances.
Some Risk Factors of Structured Products:
Potential Loss of Principal: An investment in a Structured Product may result in a loss of the initial investment. Additionally,
principal protection only applies when the investment is held to maturity. Principal Protected Notes and CDs sold prior to maturity
may result in a loss to the investor.
No Dividends Payments or Voting Rights: Holders do not have voting rights and are not entitled to receive cash dividends or
other distributions of the underlying asset(s).
No guaranteed yield: An investor’s yield may be lower than the yield on other debt securities of comparable maturity.
Lack of Liquidity: There may be little to no secondary market prior to maturity. Structured Products are intended to be "buy and
hold" investments.
Market price is influenced by many unpredictable factors: Several factors may influence the price of the Structured Investment
in addition to the price movements of the underlying asset(s). These include economic, political, regulatory or judicial events and
creditworthiness of the issuer.
Credit of the Issuer: An investment in a Structured Product is subject to the credit risk of the issuer, and the issuer’s actual and
perceived creditworthiness may affect the market value of the investment and their ability to honor the financial obligations
associated with the investment.
For a more detailed description of Risk Factors, please refer to the product’s official offering documents.
Tax Considerations for principal protected notes
Tax consequences of Structured Products can be complex and depend on the holders individual circumstances. Clients should
consult with a tax advisor with regard to their specific tax circumstances.
Please read the appropriate Tax Disclosure section of the offering document and consult with your own tax advisor before
investing in any products.
Closed-End Funds: There is no guarantee that a closed-end fund will achieve its investment objective(s). Past performance does
not guarantee future results. The value of any closed-end fund will fluctuate with the value of the underlying securities and supply
and demand in the secondary market. Until the original listing of a closed-end fund on an exchange, no closed-end fund's shares
will have a history of public trading. Closed-end funds may trade at a premium or discount to their net asset value.
Preferred Securities: Preferred securities are subject to market value fluctuations, given changes in the level of interest rates. For
example, if interest rates rise, the value of these securities may decline. If preferred securities are sold prior to maturity, prices and
yields may vary. Adverse changes in the credit quality of the issuer can negatively affect the market value of the securities.
Preferred securities may include a call feature. If the security is called, holders of the securities may be forced to reinvest at a lower
rate. Preferred stocks are also subject to other risks, including illiquidity and certain special redemption provisions.
TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC/NFA. TD Ameritrade is a
trademark jointly owned by TD Ameritrade IP Company, Inc. and the Toronto-Dominion Bank. © 2015 TD
Ameritrade IP Company, Inc. All rights reserved. Used with permission.
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Please see the last page of this document for important disclosures