WHO CAN WHO SHALL, WHO MAY? YOUNG PEOPLE’S OPINIONS ABOUT SUFFRAGE CRITERIA PAPER TO BE PRESENTED AT THE ECPR GENERAL CONFERENCE, REYKJAVIK, 25-27 AUG, 2011 Work in progress – please do not quote or circulate without permission! Florian Walter, Aleksandra Ptaszyńska1 Department of Political Science, University of Vienna, 1010 Vienna Abstract This paper presents the results of a study conducted in three Austrian cities among 16 to 18-year-olds in 2010. Using both quantitative (face-to-face survey) and qualitative (focus groups) methods of data collection the study aimed at adopting a new approach to the examination of young people’s political attitudes. Instead of asking about their degree of interest or trust in political parties, politicians, and institutions, 374 adolescents were interviewed about their opinions concerning a specific political issue, namely the distribution of voting rights. Additionally 13 focus groups were conducted, where opinions concerning criteria for the distribution of voting rights were discussed in detail. Our findings suggest that, when deciding who should have the right to vote and who should not, young people independent of their social status do not only follow the legal status quo that draws mainly on citizenship and maturity as preconditions for the suffrage. Instead they set up rules according to criteria regarding both community-based (citizenship, residence, language) as well as competence-based (knowledge, ability) criteria. Additionally, however, the data reveal highly divergent opinions between groups from different social backgrounds concerning the question who should have the right to cast a ballot. Especially when it comes to more restrictive community-based criteria like sharing a common culture and descent, education, ethnicity and regional provenance have proven to be relevant explanatory factors: apprentices, native Austrians and youngsters from rural areas argue far more exclusive than students, immigrants and the urban or small-town youth. Introduction The study of young people’s political socialization traces back to a long tradition in political science (Hyman 1959; Greenstein 1960, 1965; Merelman 1969; Marsh 1971; Sears 1975; Niemi/Sobieszek 1977; Stacey 1978). If we look at the history of political socialization research, investigations of “the process of interaction through which an individual … acquires the [political] norms, values, beliefs, attitudes, and languages characteristic of his or her group” 1 E-mail addresses: [email protected]; [email protected] 1 (Gecas 2001: 2855) have long been dominated by a focus on the stability of political systems inspired by Almond and Verba’s Civic Culture study (Almond/Verba 1963) as well as Easton’s work on the role of public support (Easton 1965; Easton/Dennis 1969). As Meyer (2003) argues, there is obviously a nexus between the literature on political socialization and research about political culture and public opinion. Recently, however, political socialization studies have focused on other issues than system stability: Scholars increasingly take into account the process of socialization and scrutinize where and how young people develop attitudes (Hooghe 2004; Torney-Purta 2004) – an approach that has long been more common in social psychology than political science (Sears 1975: 95). In this paper we follow a different approach to studying the political socialization of young people: we are not interested in adolescents’ attitudes towards democratic institutions and elites – as we have mentioned above, a substantial amount of research has been dedicated to this topic during the past decades – but in their attitudes towards certain policies2, more precisely “democracy policy”. Therefore we do not investigate the question whether young people support democracy and democratic values or the polity enough to guarantee system stability. Instead we analyze their opinions relating to a phenomenon called the “problem of inclusion” (Dahl 1989), the “boundary problem” (Whelan 1983) or the “problem of constituting the demos” (Goodin 2007), i.e. the question who should legitimately be part of the people and therefore be granted political rights and, conversely, who should not. Specifically we will examine the features of young people’s attitudes about the distribution of voting rights, look for similar patterns among adolescents and try to find differences between youth subgroups concerning their opinions about suffrage criteria. By taking this approach to the study of political socialization we hope to find out whether (a) there is a discrepancy between public opinion and existing law when it comes to suffrage criteria and it is therefore potentially possible for political parties to mobilize young people as voters referring to the “boundary problem” (Do young people think differently about the question who should be entitled to vote than lawmakers? Can the question who should be entitled to vote be used as a campaign issue?) as well as (b) whether there are differences in the mobilizing potential of different youth subgroups in terms of class, gender, ethnicity, and 2 Almond differentiates between system culture (attitudes towards institutions and the regime), process-culture (attitudes towards political agents’ activities) and policy-culture (attitudes towards political outputs) (Almond 1987; see also Gabriel 2008). 2 regional provenance (Which attitudes are “universal” among youngsters? Which are specific?). Both aspects provide insights in both the role core democratic issues (like the distribution of political rights) play in young people’s life worlds and the potential for democratic reform hidden in public opinion. The findings of this paper therefore contribute to fundamental aspects of political socialization research. This paper proceeds as follows: In the following section we elaborate our approach to the data in both descriptive and analytical terms. Then we introduce the data we use for the empirical analysis as well as our approach to analyzing it. The presentation of our results builds the main section of this paper before, in a concluding section, we interpret these results. When adolescents evaluate suffrage criteria: descriptive and analytical issues Before we turn towards the empirical investigation of young people’s opinions about suffrage criteria, it seems useful to set up a research framework that helps us fulfill this requirement. We therefore base this section’s discussion on different strands of literature located within both empirical and theoretical traditions and pragmatically pick out the respective classifications and rationale that help us meet our analytical purposes. As the topic we have focused on has not yet been investigated in former studies, our deeper concern in this paper is twofold: First, our aim is to understand the opinions expressed by the young, learn which ones they consider more or less important and by compare the investigated opinions with the effective set of franchise laws in Austria in order to assess whether the legal situation is challenged by young people’s orientations (descriptive task). Additionally, we also want to give explanations3 for the opinions of youngsters in general and youth subgroups defined along social characteristics like gender, class, and ethnicity. To this end we give a cursory overview of what the existing literature can tell us about attitudinal and behavioral (dis)similarities between “the youths” and discuss both the axes of difference along which we expect variation and the theoretical assumptions about why this variation occurs (analytical task). Though discussed consecutively within the theoretical remarks of this section, both tasks will not be treated separately in different chapters but have to be considered as two aspects of the same concern throughout the presentation and discussion of the empirical results of our study. 3 For the differentiation between evaluative and explanatory research purposes cf. Beckman 2007: 40. 3 Types of suffrage criteria As we have elaborated comprehensively in an earlier version of this paper (Ptaszyńska/Walter 2011) various efforts have been made to classify the different criteria along which voting rights can be distributed. Referring to Katz (1997) – Andre Blais and his colleagues distinguish two major types of empirical restrictions to the franchise: those based on competence and those based on community (Blais et al. 2001). 1. Competence can be seen as a necessary precondition for the franchise as it permits voters to make an informed decision at the ballots. Regarding competence, three subcategories of widely-used restrictions to the franchise arise. Every democracy in the world has enacted an age-limit for elections, the “universal” suffrage in established democracies is thus a universal suffrage for adults (Rosenberger/Seeber 2008). Age-limits exist in order to assure that only informed decisions enter the electoral decision-making process. The age-limit therefore acts as a proxy for a criterion that can best be labeled maturity. Alongside age-related restrictions exclusions from the vote based on mental deficiency are common and accepted in many democracies worldwide. We label this form of limitation the criterion of ability. However, in contrast to age-related restrictions that are temporary and the boundaries established through age-limits are usually crossed automatically, restrictions related to mental deficiency are in most instances permanent. Another set of restrictions is related to literacy or, more generally, knowledge. Katz (1997: 231) mentions the option of testing people’s skills in reading, writing and communicating in the official language as a legitimate way to guarantee compliance with the competence criterion. 2. Besides competence, restrictions based on community are equally common in democratic polities. According to Blais et al. (2001: 42), discussing suffrage criteria based on community “raises the question of whether only those who have formal citizenship should have the right to vote and whether one should have resided and should still be residing in the political community in order to be qualified to vote”. Blais and his colleagues point to the fact that with respect to community-based suffrage criteria one can distinguish approaches emphasizing the role of citizenship for the distribution of voting rights from those that repudiate its importance for the franchise. The former can be further differentiated into ethnoculturalist (community based on ‘blood’; ius sanguinis) and civic republican approaches 4 (community based on ‘fate’; ius soli); the latter comprise – most prominently – the coercion or all subjected principle (eligibility for residents who are subject to the law) and the all affected interests principle (eligibility to all those whose life chances are affected, also nonresidents).4 Figure 1: Criteria for the franchise set up by young people Source: own illustration (following Katz 1997, Blais et al. 2001) How can we systematize different (empirically and theoretically important) criteria for the distribution of voting rights? Can these criteria be classified as distinct types of criteria? Figure 1 summarizes the discussions of this section and notes down two major types of criteria: those related to competence ant those related to criteria. With respect to competence we identified three subtypes of criteria, namely maturity (as measured by age) and ability (in terms of mental health). For community we defined two subtypes of criteria: those that define citizenship as a prerequisite of political rights and can further be differentiated in ethnic-nationalist (or ethnocultural) arguments highlighting the role of culture and descent as a condition for citizenship and civic republican arguments emphasizing political rather than national belonging as a condition for citizenship; and those that repudiate the role of citizenship and can be again differentiated in approaches considering all residents who are subject to the law and fulfill their legal duties as eligible to vote and approaches who think that everybody whose life chances are considerably affected by a decision should be able to participate in the decision in question. Additionally, the dotted line indicates that language cannot only be interpreted functionally (as a pathway to making an informed voting decision) but also culturally (as a pathway to integration into a community). In the following, this theoretically informed framework shall help us understand and systematize young people’s opinions about suffrage criteria. To this end it will be confronted with both our quantitative and qualitative data. If the theoretical classification proves to be 4 For further elaboration please refer to the abovementioned paper by Ptaszyńska and Walter (2011). 5 empirically sound, we can further use the differentiation between competence- and communitybased criteria in order to find explanations for adolescents’ attitudes. Our theoretically informed expectations in terms of these explanations are presented in the following section. Political socialization and adolescent opinion formation What form does political socialization, defined as the acquisition of political values, beliefs, and attitudes (cf. Greiffenhagen 2002), take? Or, put differently, where do political opinions of adolescents originate from? Many studies about the political attitudes and participation of young people build on the implicit assumption that some abstract idea of at least partly homogenous “adolescent” opinions and behavior exist and are empirically accessible (Henn et al. 2002; Forbrig 2005; Fahmy 2006; Harris et al. 2010; Albert et al. 2010). Critical (political) socialization research, however, suggests that an abstract conception of “youth” neglects the impact of social factors on young people’s attitudes and actions (e.g. Tamke 2008, Bauer 2010, Tillmann 2010). Both considerations, those stating attitudinal commonalities and those emphasizing differences, are well grounded in the literature and will therefore be considered in this paper. In the following we thus want to cursorily outline the theoretical basis of our approach to analyzing young people’s opinions about suffrage criteria. Political socialization research offers different pathways to answering this question. One is to differentiate between various “agents” (Wunder 2011) of political socialization that have an effect on juvenile opinion formation: As primary agents the literature refers to the family and friends (peer-groups) who are said to be the first ones to influence political socialization in early childhood. School and the workplace are commonly labeled secondary agents of socialization. Under tertiary agents of socialization both meso-level institutions like parties, unions, and churches as well as macro-level institutions like the legal and economic system and the mass media are subsumed. While socialization effects of the family and meso-level institutions seem to decline in times when the whole concept of family is floating (detraditionalization) and young people are decreasingly involved in parties, unions and churches (Fahmy 2006), the mass media are considered to develop into an increasingly important agent of socialization (Schorb et al. 2002; Muzzatti 2011) while the impact of law an economy remains unchallenged even in modern societies. 6 This classification into three types of agents must not be interpreted as any kind of chronological or hierarchical order. As Meyer (2003: 522) argues, the agents are rather to be seen as interactive as well as interdependent (see also Grundmann 2006: 45f.). Therefore the agents and their mutual interactions have to be considered when formulating presuppositions concerning the development of young people’s opinions about who should be entitled to vote and who should not. Two seemingly contradictive presuppositions regarding adolescents’ attitudes about the adequate prerequisites for the distribution of voting rights can be formulated in reference to these cursory remarks on theoretical literature: (1) Young people’s opinions about suffrage criteria mainly reflect the legal status quo independent of their social status. Homogenous orientations can only exist when all adolescents underlie the same source of attitudes to the same extent. This is the case if attitudes (understood as policy-preferences) are shaped by institutions which in a similar way exert validity for the lives of all people in a polity. In these terms, the legal system – or, more specifically, effective electoral law – as a tertiary agent of socialization narrows down the options for preference formation and makes it most likely that people prefer the option that already exists. In political science the mechanism underlying this form of preference formation is described in the literature about the so called “new institutionalism” (March/Olsen 1984; Peters 2005). Its protagonists argue along different strands: Scholars committed to rational choice theory emphasize the reduction of transaction costs as the explanatory basis of preference formation (and the strategic behavior resulting from it). In their view it is the “cheapest” solution for the (benefit maximizing) individual to stick to the existing institutional framework. Others who align with a more sociologically inspired strand of the theory argue that institutions influence the processes of preference formation not (mainly) by reducing the costs of decisions but by adding meaning and providing orientation to individuals. Attitudes endorsing the idea of established institutions are considered appropriate as they meet societal role expectations and can therefore rely on extensive acceptance. (cf. Hall/Taylor 1996) Independent of the specific mechanism underlying the effect that institutions have on the development of political attitudes (policy preferences), 7 however, the logic of the institutional argument seems clear: reinterpreting a well-known legal concept introduced by Georg Jellinek, we build on the assumption that the “actual” (effective law) exerts its “normative power” on the attitudes of young people. According to these considerations, it would be reasonable to hypothesize that the youngsters’ opinions about which criteria are important for the distribution of voting rights and which are not are basically identical with the existing legal situation and that there are no differences between subgroups. We should assume that young people in Austria consider those criteria as decisive for the franchise, that are also established in Austrian constitutional law, i.e. citizenship, maturity (as measured by age5), and some basic amount of law-abidance. As the acquisition6 of formal citizenship in Austria is also linked to meeting certain demands (10 years of permanent residence, legal integrity, secure income, German language skills, basic knowledge of the political system and history, affirmative attitudes towards the state, etc.), we also have to consider these factors in our analysis. (2) There are differences in the opinions of youth subgroups according to their social status. While the legal system (as a tertiary agent of socialization) might be equally valid for all adolescents in Austria, it seems reasonable that primary and secondary agents (family, peers; school, workplace) which are closer to the life-worlds of young people can have a very differential socializing impact depending on individual factors. Is it really probable that a 16year-old female high school student of Austrian descent living in a rural environment has the same political attitudes like a coeval male apprentice with immigrant background in a metropolitan area? Drawing on a recently booming body of literature resurrecting the socalled “stratum-specific” or “inequality-oriented” strand of socialization research (Bauer 2010) we argue that socio-demographic, socio-economic, and socio-cultural factors affect the development of adolescents’ opinions and attitudes. Especially the works of Pierre Bourdieu (1977, 1984) and his concept of the habitus help us understand the interrelation between social structure and political opinion formation through socialization. Bourdieu defines the habitus as a 5 voting age in Austria is 16!! In Austria two major pathways two citizenship exist: acquisition by descent (at least one parent is an Austrian citizen ; ius sanguinis) and as acquisition by award (naturalization according to the abovementioned criteria). (cf. Austrian Citizenship Law, BGBl. Nr. 311/1985 idF BGBl. I Nr. 4/2008) 6 8 “system of durable, transposable dispositions, structured structures predisposed to function as structuring structures, that is, as principles of the generation and structuring of practices and representations.... [T]he practices produced by the habitus [are] the strategy-generating principle enabling agents to cope with unforeseen and ever-changing situations.” (Bourdieu 1977: 72) Two important features are part of this definition: First, Bourdieu defines the habitus as a “system of dispositions”, a “structuring structure” that comprises three analytically distinct aspects: schemes of perception (the “sensual aspect of practical cognition”; Schwingel 2005: 62, own translation), schemes of thought (patterns of classification and norms), and schemes of action (the basis of individual and collective practices of actors). Together these schemes form the “generative principle” (Bourdieu 1984: 170) of social practices, i.e. the foundation of people’s political opinions, attitudes and actions. Second, the definition of the habitus as “structured structure” refers to the formation of these schemes. Bourdieu suggests that the habitus develops through socialization, more precisely through the internalization of external, material and cultural, terms of being, and is therefore significantly predetermined by social structure (Krais/Gebauer 2008: 37). What does this imply for group differences in opinions about suffrage criteria? Bourdieu links the development of attitudes and actions to influences of material inequality. In his view, the opportunity of individuals to freely choose between different courses of action is fundamentally restricted by the individual’s habitus which again is structured by its social background (family, class, gender, etc.). While a person’s options to act are not determined in Bourdieu’s theory (in terms of being restricted to one single option) the scope of action for a person is delimited by the habitus (in terms of being restricted to a certain set of options) (Schwingel 2005: 69). Based on Bourdieus concept of the habitus, we expect structural factors like gender, class, ethnicity, and regional provenance to exert significant impact on young people’s opinions about suffrage criteria. In the following we want to approach these two presuppositions and examine whether we can find proof for either (or even both) of them. Before we enter the empirical analysis, however, let us briefly go into some crucial data and measurement issues. 9 Data and Methods The study at hand draws on a mixed method/triangulation approach to analyzing young people’s opinions and attitudes towards politics using both quantitative and qualitative methods of data collection and analysis (cf. Denzin 1970; Tashakkori/Teddlie 2010; Flick 2011). The research underlying this study was carried out in three Austrian cities selected due to their geographical locations and population: Vienna represents urban surroundings in a large city in the east of Austria; Wels (Upper Austria) stands for a medium-sized town in central Austria; Telfs in Tyrol exemplifies a small village in Western Austria, a mostly rural and conservative environment. All three locations are considerably shaped by immigration.7 On the quantitative side, a peer-survey was conducted among 16 to 18-year-olds. Peer-surveys are characterized by the face that young people not only appear as objects but also as subjects of research: in our study teenagers interviewed teenagers. This approach is also methodologically grounded. When grown-ups interview teenagers, an often distant and impersonal as well as mostly hierarchical relationship emerges between interviewer and interviewee. As shown in recent studies, this can have a major effect on response behavior (cf. Bourdieu 2005). In our survey we decided to reduce the hierarchy between interviewers and interviewees by involving young people and – after proper interview training – letting them conduct the interviews. Due to time and organizational constraints associated with other sampling methods, quota sampling was used. Each interviewer was required to interview six peers – three of them needed to be still attending some form of high school and three of them were supposed to be outside of the higher educational system (apprenticeship, working, unemployed, etc.). There was also a quota concerning gender (three female, three male). The given quotas were mostly achieved resulting in a sample of 376 respondents as described in table 1. Besides the main question concerning young people’s criteria for the distribution of voting rights, a number of other questions were contained in the questionnaire. Those included questions on political behavior (information, participation), friends and peer group, perceptions of the future, (local, national, European, other) identities and social status. 7 Foreign population in Austria (non-citizens, 2011/01/01): 11%;Foreign population in our cities: Telfs 13.6%; Wels 17.7%; Vienna 21.5% (Source: Statistics Austria; www.statistik.at). 10 Table 1: Composition of Peer-Survey Sample GENDER Female Male n % 196 180 47,9 52,1 REGIONAL PROVENANCE Telfs Wels Wien 118 136 122 31,4 36,2 32,4 236 91 48 62,8 24,2 12,8 OCCUPATION Student Apprentice Other IMMIGRANT BACKGROUND Born Austrians Immigrants 287 89 76,3 23,7 376 100 TOTAL Source: GLO-PART Survey 2010, own illustration The qualitative analyses carried out in our study are based on focus groups carried out between April and June 2010. As with the survey, the focus groups were also carried out in the three Austrian cities – four focus groups were conducted in Wels and Vienna, five in Telfs, summing up to a total of 13. Great attention was paid to the selection of participants, where theoretical or purposive sampling rather than probabilistic sampling was applied (Morgan/Scannell 2003, Krueger/Casey 2008). We aimed at ensuring diversity not only with regard to regional provenance, but also with regard to gender, class, and ethnicity. Groups were composed of young people from similar social backgrounds in order to be able to assess their common lifeworlds (or “conjunctive experiences”; Mannheim 1982). All focus group participants were aged between 14 and 21 years8, each of the groups was composed of 5 to 8 discussants and altogether 95 young people were involved in the focus groups. Depending on the size of the group and their volubility, the discussions lasted between 27 and 70 minutes (for details see table 2 below). 8 As with the survey our aim when recruiting focus group participants was to reach young people aged 16 to 18. Whenever it seemed more difficult to find people fitting into our scheme we loosened these criteria and accepted also younger and older participants. The final “sample” comprises 5 people older than 18 (four 19, one 21), and 20 people younger than 16 (eighteen 15, two 14). 70 of 95 participants (about 73%) are 16 to 18 years old. 11 Table 2: Details of focus group composition Vienna BAKIP No. of Participants 8 Duration (min.) 70 Girls (%) 75 Current occupation school Students (%) 100 Immigrants (%) 12,5 Vienna BSIT1 8 34 12,5 apprentice 0 25 Vienna BSIT2 Vienna IFS 8 8 58 39 12,5 87,5 apprentice school 0 100 100 100 Wels YC 6 44 0 mix 16,7 100 Wels BS1 Wels BS2 7 7 27 38 100 0 apprentice apprentice 0 0 14,3 14,3 Wels HBLA 5 39 100 school 100 0 Telfs POLY Telfs PUITE 7 7 46 44 57,1 28,6 school mix 100 57,1 14,3 28,6 Telfs YC1 8 32 100 mix 75 100 FG Name 8 36 0 mix 37,5 100 Telfs YC2 8 43 75 mix 87,5 0 Telfs WIDUM Legend: BAKIP = College for the Training of Nursery School Teachers, BSIT1, BSIT2 = Vocational School for Information Technology, IFS = Islamic Vocational School for Care Professions, YC, YC1, YC2 = youth clubs, BS1 = Vocational School for Hairdressing, BS2 = Vocational School for Glazier, HBLA = College for Business Administration, POLY = Pre-vocational Training, PUITE = deprived residential area in Telfs/Tyrol, WIDUM = parsonage. Source: GLO-PART Focus Groups 2010, own illustration When discussing the criteria young people set up for the distribution of voting rights it was important for us to leave the question which criteria were going to be formulated as open as possible. In contrast to surveys, qualitative methods like narrative interviews or focus groups allow for respondents to co-determine the issues being discussed (Lamnek 2005; Flick 2009). Though researchers have a set of questions which they can draw on, it is mostly the arguments given by participants that shape the course of discussion. To make it easier for the participating young people to talk about criteria for voting rights and to be able to focus on the research questions we wanted to answer, we worked with vignettes9 showing eight fictitious characters with different attributes (see table 3). Some of them were Austrian citizens, some were not, and they varied with respect to factors such as age, gender, language skills, country of residence, political attitudes or cognitive skills. The participants were free to refer to the characteristics the fictitious people had or define new characteristics that were not mentioned on the vignettes – which they often did. 9 For the use of vignettes in focus groups cf. O’Toole et al. 2003, Marsh et al. 2007 or, more generally, Bauer/Gaskell 2000, Wilks 2004. 12 Table 3: Vignettes containing fictitious characters used in focus groups (in order of discussion in focus groups) JENNY (15), Austrian citizen, first year as an apprentice as a hairdresser MICHAEL (67), Austrian citizen, Professor at Oxford University, living in England for more than 30 years AYSE (48), Turkish citizen, manages a company in Austria with 75 employees MIKA (39), Finnish citizen, computer specialist, living in Austria for four years, does not speak German RENATE (36), Austrian citizen, mentally disabled, works at a sheltered workshop BASCHIR (31), Chechen citizen, asylum seeker with university degree MAGDA (51), Polish citizen, has been coming to Austria each spring as a seasonal farm worker for 20 years KURT (28), Austrian citizen, unemployed, rejects democratic values Source: GLO-PART Focus Groups 2010, own illustration In our focus groups, young people discussed whether these people should be allowed to vote in Austrian regional and national elections, as well as elections to the European Parliament. For each of them, the discussants decided whether he or she should be allowed to vote and if not, what he or she should change in order to gain the franchise. As our intentions were to find out which criteria are central and which are negligible to young people – a comparatively “closed” approach in qualitative terms –, we decided to use a rather focused method of analysis. Before the analysis was conducted, the focus groups were transcribed and coded, beginning with key issues and proceeding with subcodes. Reliability was guaranteed by reference to “consensual coding” (konsensuelles Kodieren), where discussions within the research team about the used codes and an iterative process of re-analyzing the data according to the thereby developed “code manual” (Kodierleitfaden) ensures the quality of analysis (for details cf. Hopf et al. 1995). In order to extract the orientations present within each group, we followed both Philipp Mayring’s (2003, 2010) content analysis and Christiane Schmidt’s (2003, 2007) material-related analysis. We decided on Mayring’s and Schmidt’s approaches because they both provide strategies to cut down the material to a manageable amount and they both combine theory-based and inductive elements in their analytical strategies.10 The first core results of these analyses are presented in the following section. 10 We decided to go without a more detailed description of our method here. An exhaustive discussion of the single analytical steps and methodological background of Mayring’s and Schmidt’s approaches can be found in the cited literature. 13 Results Before we turn to the results related to the presuppositions guiding our empirical analyses, we first have to reconsider some conceptual issues. Put differently, let us see how our data fit into the classification of suffrage criteria elaborated above. In accordance to Andre Blais and his colleagues (Blais et al. 2001) we distinguished two major types of restrictions to the franchise: community-based and competence-based. Based on these considerations, we used the items “be intellectually able to understand political processes” and “be informed about politics” to measure competence-based criteria. “Speak German well” can be placed between community and competence – as shown in the focus group results, language skills not only represent interest in the country and its residents (community), but also are a means of gathering information necessary to make a well-grounded voting decision (competence). Community based criteria included in the survey were “be an Austrian citizen”, “have a permanent residence in Austria”, “live in Austria for at least 5 years”, and “be born in Austria” as well as “pay taxes in Austria”, “make a contribution to society” and “approve democracy”11. Table 4: Factor analysis of suffrage criteria (Principal Components, Varimax Rotation) FACTOR 1 FACTOR 2 speak German well pay taxes in Austria ,735 ,706 ,219 live in Austria for at least 5 years ,700 be born in Austria have a permanent residence in Austria ,608 ,585 be an Austria citizen ,536 be informed about politics be able to understand political processes ,770 ,667 make a contribution to society ,647 approve democracy ,644 variance explained by a factor (% of total variance) Note: Factor loadings < .200 omitted Source: GLO-PART survey 2010 25,59 19,68 11 “Pay taxes in Austria” as a criterion for the franchise was included referring to the claim “no taxation without representation” raised by the inhabitants of the American colonies against the government in London during the US War of Independence in their struggle for political participation. “Make a contribution to society” was included as a general measure standing for a duty-oriented (as opposed to rights-oriented; cf. Kalicki 2009), community-based approach to suffrage. “Approve democracy” measures compliance with basic values of the community. 14 In order to assess the empirical structure underlying the suffrage criteria included in the survey we conducted an exploratory factor analysis. The detailed results of this analysis (PCA, varimax rotation) are presented in Table 4. Corresponding to our theory-based assumptions, the items “understand political processes” and “informed about politics” load highly on the same factor while the items “speak German well”, “pay taxes”, “5 years”, “born in Austria”, “permanent residence” and “Austrian citizen” load on the other. However, two results of the empirical classification demand deeper examination: First, the language item loads highly on the first factor comprising the community-based criteria but also shows a marginal loading on factor 2. This mainly conforms to the theoretical considerations outlined above. Nevertheless the context that this item was placed in (the item was preceded by items related to community) has the effect that its community-part is definitely stronger than its competence-part. Therefore in the analysis of the survey-data we classify it as a community-based suffrage criterion. Secondly, the items “make a contribution to society” as well as “approve democracy” load on the second factor although based on our theoretical considerations we would have expected the contrary. This is probably the case because factor 2 empirically does not exclusively cover the competence-aspect of suffrage criteria (maturity and ability) but also political attitudes and behavior. What do these findings imply for the further empirical analysis? We decided to stick to our theoretical considerations and exclude the items “approve democracy” and “make a contribution to society” in the further calculations and interpretations. The language criterion “Speak German well” is combined with the other community-based criteria under the initial term. Young people’s suffrage criteria - a reflection of the legal status? As described earlier in this paper, we assume that young people in Austria consider those criteria as decisive for the franchise that are defined in Austrian electoral law, particularly Austrian citizenship and maturity (age). In the survey we proposed a list of criteria that should be met by a person to be eligible to vote in Austria. Numerous community- and competence-based criteria were rated by the respondents. Table 5 gives an overview of the responses. 15 Table 5: Who wants to be eligible to vote in Austria, has to…12 be an Austrian citizen pay taxes in Austria be able to understand political processes have a permanent residence in Austria speak German well be informed about politics live in Austria for at least 5 years be born in Austria n= 376, in percent Source: GLO-PART Survey 2010 not important (1) 5 2 5 4 3 7 5 22 2 3 4 5 5 6 6 13 11 13 25 10 16 14 16 20 18 22 26 18 21 23 27 24 27 28 10 very important (5) 62 53 50 46 39 34 29 15 d.k./n. a. 1 3 2 1 1 3 4 2 What appears the most important prerequisite for voting is Austrian citizenship. Almost two thirds of the respondents rate it as very important for voting rights. In this respect, our presupposition is confirmed by the data. However, as we will see in the focus group results, when going deeper into this criterion and discussing alternatives to it, it loses a big part of its importance. Also, when we examine the rest of the table, it shows that the criteria are not ranked according to the existing law. Even criteria that are not at all set in electoral law – such as approval for democracy or being informed about politics – are ranked important or very important by more than half of the respondents, which clearly contradicts our hypothesis. What is surprising is the importance placed on the competence-based criteria ability and information-based political knowledge, given that these are not included in Austrian electoral law at all. 73% of the respondents place importance on the intellectual ability to understand political processes (answer categories 4 and 5 summed up) and 51% say that it is important to be informed about politics in order to be entitled to vote. When looking at community-based criteria, those that are relatively easy to fulfill rank highest, while the most unchangeable criterion – being born in Austria – is rated as the most unimportant by the respondents. To sum up the quantitative results, so far our hypothesis can only partly be corroborated: although citizenship is rated as most important among adolescents in Austria, thus reflecting the legal status quo, many other criteria that are not at all set by law rank high as well. Not only 12 Full question wording: “In your opinion, which requirements should a person comply with to be allowed to vote in Austria? Please do not think of the actual legal situation in Austria, but tell us your personal opinion. I will read out some statements. Please rate them on a scale from 1 “not important at all” to 5 “very important”, you can gradate using the numbers in between. Who wants to be eligible to vote in Austria, has to…” 16 community-based criteria but also competence-based criteria play an important role for young people. But let us take a closer look at the qualitative results, before we conclude. In a quantitative survey not every possible prerequisite for voting can be included. In addition to the survey we therefore conducted focus groups where prerequisites for voting were discussed more openly. By this means, we left more room for the teenagers’ own suffrage criteria. Based on our focus group results, we can say that, first of all, community- and competence-based criteria are not alternative but rather complementary preconditions for granting suffrage. And citizenship may not be as important as it seems in the quantitative data. Figure 2 below illustrates the complex relationship between criteria named by our young discussants. Figure 2: Criteria for the franchise set up by young people Source: own illustration The focus groups showed that permanent residence is very important for young people with regard to the distribution of voting rights. Being a permanent resident does not only mean that a person resides somewhere currently for a limited period of time. It also involves certain duration of residence (at least 5 to 10 years) and the intent to remain there permanently. Residents, in these terms, fulfill three important criteria that qualify them for the franchise: a) They bear the positive and negative consequences of an election (subject to decisions); therefore they do not decide carelessly whom they will vote for. 17 b) They experience the situation in a country first-hand, so they know what is really going on in a country. c) Being a permanent resident means that you are interested in the country itself as well as in its politics. Language skills are important insofar as they not only represent interest in the country and its residents (cultural aspect), language is also a means of gathering information necessary to make a well-grounded voting decision (functional aspect). A certain voting age implies being mature on the one hand (developmental aspect), which young people in Austria associate with a growing interest in politics and the ability to understand politics at all. On the other hand, having reached voting age is connected to being informed about politics (educational aspect), because young people enjoy civic and citizenship education at school after reaching a certain age. These factors contribute to having a formed opinion and thus being less susceptible to manipulation by parents, peers and politicians. As evident from the figure above, pro-democratic attitudes (as well as a broader idea of contributing to society) are not seen as an absolute precondition for the franchise by our discussants. If an Austrian citizen rejects the basic principles of democracy, she still does not lose the right to vote – if she has anti-democratic attitudes, she will not cast a ballot anyway. Further, the discussants argued that one should never exclude someone based on his or her personal beliefs. Only some discussants say that anti-democratic attitudes should lead to disenfranchisement, but the main argument basically stays the same: the anti-democrat would not vote anyway, so she does not “need” to be disentitled. Is citizenship really as important as it seems in the survey data? Some say yes, citizenship combines a bundle of other prerequisites such as permanent residence, information and language skills. In these terms citizenship is deemed necessary in a civic republican rather than a ethnic nationalist conception. For others citizenship is dispensable for voting rights. It enfranchises nonresidents citizens and excludes non-citizen residents. In the view of many youngsters participating in our discussions, if other criteria such as permanent residence apply, a person should have voting rights even as a foreign citizen. This notion of granting voting rights is oriented towards the so called “all subjected principle” (Näsström 2011) that grants voting rights to everybody who has to live with the consequences of political decisions and is therefore subject to the law. 18 Different groups – different opinions? The second assumption presented in the theoretical introduction stated that there are differences in the opinions of youth subgroups according to their social status. To be more precise, we assume that gender, class, ethnicity, and regional provenance have an impact on young people’s opinions about suffrage criteria. We will start this section with analyses by examining selected criteria – one community-based and one competence-based – and try to find out how the opinions of youth subgroups differ on a bivariate level. At first, let us take a look on the most restrictive prerequisite – “be born in Austria”. In total, only 15% of the respondents say that this is very important in order to be allowed to vote in Austria. But are there differences in the subgroups? Table 6 6 presents the ratings of being born in Austria as a precondition to voting rights for youth subgroups (gender, educational level13, ethnicity, and regional provenance). Interestingly there is hardly any difference with regard to gender – the results do not differ for male and female teenagers. Large differences appear when looking at the educational level of young people: while only one out of ten students says that being born in Austria is very important for the franchise, it is almost a fourth of the apprentices that says so. Vice versa, 28% of the students claim that it is not important at all and only 10% of the apprentices share this opinion. So, educational background has an effect on young people’s opinion on suffrage criteria. Large differences can also be found when assessing the differences between young people with immigrant background14 and those without migration in their family’s recent history. While only 3% of does with migrant background say that being born in Austria is very important, even 19% of those without migration history say that it is very important. At the same time, the converse picture is to be found at the other side of the scale: 30% of those without and 20% of those with immigrant background say that being born in Austria is not important at all. With regard to regional provenance, it is rather those from a rural area that place high importance on the country of birth: 28% say that it is very important for suffrage, while only 10% in the surveyed provincial town and 9% in the metropolitan area say so. To sum it up: being born 13 We use education as a proxy for measuring class, which is common in youth studies (e.g. Tamke 2008). Immigrant background was assigned if the respondent herself/himself or at least one parent was not born in Austria. 14 19 in Austria is a more important prerequisite for franchise for apprentices rather than students, for born Austrians rather than immigrants, and for those in rural areas rather than in provincial or urban ones. Gender does not have an effect on young people’s opinions on the distribution of voting rights. Table 6: Importance of being born in Austria, differences between subgroups not important (1) 2 3 4 very important (5) d.k./n.a . GENDER male female 22 22 22 28 26 25 11 10 18 13 2 2 OCCUPATION student apprentice 28 10 28 20 23 33 9 11 11 23 1 3 IMMIGRANT BACKGROUND native 20 immigrant 30 21 38 27 20 11 6 19 3 1 2 21 24 30 25 24 29 24 26 14 7 9 10 28 10 9 15 2 2 1 2 REGIONAL PROVENANCE rural area 11 provincial town 28 metropolitan area 27 Total 22 n= 376, in percent Source: GLO-PART Survey 2010 Are those differences between subgroups a very item-specific phenomenon or can they be observed in other items as well? Table 7 shows the results for “speaking German well” as a suffrage criterion. Here, again, gender does not show a significant effect. All the other group differences, nonetheless, can be found again: Apprentices place a higher importance on Germanskills than students; native youngsters emphasize language skills explicitly stronger than teenagers with immigrant background; and young people in the selected rural area place a higher importance on speaking German well than those who live in more urban areas. The importance of language skills was also highly contested in our focus groups: Many discussants from immigrant focus groups argued that one must differentiate between different levels of language skills – if someone did not speak a language actively, it did not mean that he or she would not understand anything. A basic passive understanding would be precondition enough to enfranchise someone. Others argued that even when someone did not understand the language 20 at all, family and friends could help out and translate all relevant information. Some went even further, stating that language skills were not necessary at all because residents could see what was happening around them or if there were any problems and form their opinion about the government independent of their command of language. In the focus groups our assumption that being a first or second generation immigrant significantly influences your views became obvious. This is especially the case if the discussants are “affected” by the topic discussed: for immigrant youth language skills are clearly less relevant as a precondition for voting rights than they are for natives. Table 7: Importance of speaking German well, differences between subgroups not important (1) 2 3 4 very important (5) d.k./n.a . GENDER male female 3 3 13 13 18 21 26 23 38 39 1 1 OCCUPATION student apprentice 3 2 14 10 21 21 27 23 34 44 2 0 IMMIGRANT BACKGROUND native 2 immigrant 7 11 18 17 29 26 20 44 22 0 3 7 10 21 13 13 21 26 20 21 31 20 24 56 36 25 39 1 1 2 1 REGIONAL PROVENANCE rural area provincial town metropolitan area Total n= 376, in percent Source: GLO-PART Survey 2010 3 1 6 3 So far we presented group differences for two community-based criteria, so let us now turn to a competence-based criterion. Table 8 shows that there is a difference between male and female respondents when it comes to competence-based criteria – female respondents place a higher importance on being informed about politics as a prerequisite for voting rights. When examining the differences between students and apprentices, no big discrepancy can be found between groups when looking at the two end points of the scale – but there is a major difference in the category not important (2) and important (4). Students value being informed highly, while apprentices do not rate is as that important as students. It is interesting that in the focus groups we 21 conducted, the importance of being informed as a criterion for franchise was definitely not something that groups with different levels of education strongly differed in – as one would expect because of their own very different experiences at school. In fact, there is no clear pattern of who underlines the importance of knowledge from information and who does not. In every group one can find discussants that put a strong emphasis on information. In one way or the other, being informed about politics is important for every group. The only difference can be found when narrowing it down to civic and citizenship education at school. The importance of this subject at school is only used in groups where it is part of their academic environment. Those who did not encounter civic and citizenship education in their school career do not point out its importance. Table 8: Importance of being informed about politics, differences between subgroups not important (1) 2 3 4 very important (5) d.k./n.a . GENDER male female 10 5 13 9 17 19 27 28 31 37 3 2 OCCUPATION student apprentice 8 9 6 23 18 18 31 16 35 33 2 1 IMMIGRANT BACKGROUND native 7 immigrant 9 10 12 16 22 28 26 36 28 3 2 13 10 11 11 25 13 16 18 19 29 33 27 32 40 30 34 1 1 2 1 REGIONAL PROVENANCE rural area provincial town metropolitan area Total n= 376, in percent Source: GLO-PART Survey 2010 9 6 7 7 There is also a difference with regard to immigrant background when it comes to the question whether one should be informed about politics before being entitled to vote. Native teenagers tend to say that it is very important to be informed about politics slightly more often. When looking at the differences with regard to regional provenance, it shows that this time youngsters from the rural area place the least importance on this criterion, while it is the provincial town that rates it the most important. 22 As yet, we can conclude: community-based criteria are more important for apprentices, natives and teenagers in rural areas; competence-based criteria on the other hand are more important for girls, students, natives and respondents in urban areas. But do the differences remain when we examine multivariate relationships? Table 9: Different opinions of different groups - multivariate analysis COMMUNITY B (SE) Beta -,025 -,013 (,104) COMPETENCE B (SE) Beta -,042 -,021 (,117) IMMIGRANT BACKGROUND -,434 (,127) -,188 -,245 (,143) -,102 EDUCATION (student) -,420 (,116) -,194 ,234 (,131) ,104 REGION (rural area) ,698 (,131) ,334 -,198 (,147) -,092 REGION (provincial town) ,039 (,130) ,019 ,116 (,146) ,056 (CONSTANT) ,161 (,150) GENDER (male) -,053 (,168) R2 0,188 0,041 298 298 n Note: OLS regression, dependent variables: factor scores (community/competence) Coefficients printed bold are highly significant (p < .01) Source: GLO-PART Survey 2010 The multivariate analysis (see 9) confirms many of the group differences observed in the bivariate tables. The regression model for community-based criteria has high explanatory power (R²=0,188) and three coefficients turn out to be significant: native youth place higher importance on these criteria, so do apprentices rather than students and respondents in rural areas. Our analysis shows that young people’s opinions towards community-based criteria can to a considerable extent be explained by three socio-demographic variables. A more detailed analysis of particular community-based criteria reveals that we can observe sharper contrasts between groups regarding the more exclusionary preconditions like country of birth (descent) and language skills (culture) than regarding the more inclusive criteria like permanent residence and taxpaying. 23 The model for competence-based criteria does not explain a lot of variance (R²=0,041) and only one of the coefficients (provincial provenance) is slightly significant. This does not imply that competence-based criteria are considered negligible by young people – we have seen that , for example, more than two thirds deem the cognitive ability to understand political processes an essential precondition for the franchise. What the multiple regression model shows is that opinions towards competence-based criteria for voting do not depend on whether one is male or female, a student or an apprentice, an immigrant or a native, a country kid or a city slicker. Concluding Remarks In the study this paper is based on we have tried to examine young people’s political attitudes by asking for their opinions about relevant criteria for the distribution of voting rights. The reasons why we chose this approach were - to understand whether young people can be mobilized as voters around issues concerning the “problem of constituting the demos” and - to find out which of the attitudes around which mobilization efforts can be made are “universal” among youngsters and where there are differences between youth subgroups. In order to structure our analysis we set up two presuppositions that have been scrutinized using data from a quantitative peer survey as well as qualitative focus group discussions in three Austrian cities. Drawing on theories of neo-institutionalism, we assumed that young people’s attitudes mainly replicate the legal status quo and there is little space for democratic renewal. And referring to theories stemming from an inequality-sensitive branch of political socialization research, we assumed that there would be major attitudinal differences between youth subgroups differentiated by gender, class, ethnicity, and regional provenance. Both hypotheses have to be reformulated according to the findings: Our analysis shows that young people do not only replicate the legal status quo in their attitudes but that they reflect the existing law thoroughly and combine it with their own experiences and opinions. Therefore they appreciate citizenship and the ability to understand political processes as suffrage criteria. On the other hand they also see that residence provides people with a nexus to 24 the community (they have to bear the consequences of their decisions and contribute financially by paying taxes) as well as a certain kind of knowledge necessary to make an informed voting decision that cannot be acquired otherwise. This clearly contradicts the existing law that enfranchises expatriates of Austrian descent. Additionally language skills are deemed relevant because they also express a nexus to the community (cultural aspect) and provide the indispensable precondition for gathering the knowledge that is necessary in order to make an informed voting decision (functional aspect). When being discussed in the context of community and competence – obviously these two aspects are covered by all relevant criteria – also the importance of citizenship is put into perspective: to some it can act as a proxy for the criteria relevant to acquire suffrage; to others it seems more like an exclusionary mechanism that prevents those from casting a ballot that should actually be entitled to vote. Not all young people consider all criteria equally (un)important. While we find no difference between youth subgroups in terms of competence-based criteria, criteria relating to community and belonging, especially the more restrictive ones related to origin and culture, are rated differently by different youths. Students, immigrants and youngsters from rural areas consider them more important than apprentices, natives and the small-town or urban youth. Based on the data we have collected we can merely speculate about the deeper causal explanations for these relationships: Earlier research shows that education, which is mostly connected with parents’ socio-economic status and thereby socialization within the family, has a strong effect on the development of (extreme) right-wing and anti-immigrant attitudes among young people (Oepke 2005; Bevelander/Otterbeck 2010). Given the resemblance of the topics we assume that similar causal effects could be at work when it comes to exclusionary attitudes regarding the distribution of voting rights to foreigners. The more inclusive attitudes of immigrants when it comes to community-based suffrage criteria are comprehensible referring to them being affected directly or indirectly (family members) by the topic. In our focus groups often private examples were put forth in order to illustrate the perceived unfairness of existing rules by teenagers with immigrant background. Finally, the fact that the urban youth think more inclusive about expanding the franchise to resident aliens than youngsters from the countryside could be explained referring to the adolescents’ ideological self-image: youngsters from rural areas place themselves far more right on a left-right-scale than the small town or urban youth. The assumption that ideological self-image explains the effect of regional provenance on exclusionary attitudes regarding 25 community-based suffrage criteria is supported by the fact that, when self-image is included in the multivariate model, the effect of regional provenance diminishes. obviously it is not the local surroundings itself but the ideology that exerts influence here. Acknowledgments The research underlying this paper was carried out within the research programme Sparkling Science funded by the Austrian Ministry for Science and Research (BMWF) as part of the project “GLO-PART. Young Participation in Glo-cal Politics. Adolescent Perceptions of and Interventions in Europeanized and Globalized Politics.” Sparkling Science aims at the promotion of science among young people and thus makes it possible for scientists to include young people as scientists in research projects. We especially want to thank the project leader Sieglinde Rosenberger for her scientific guidance and illuminative comments on our research. The project also benefited from the collaboration, insights and advice of Boris Schuld (WISUS) and Gilg U.H. Seeber (University of Innsbruck). Thanks as well to all student researchers, survey respondents and focus group discussants. References Albert, Mathias / Klaus Hurrelmann / Gudrun Quenzel (2010) (eds.): 16. Shell Jugendstudie. 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