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Municipal Securities Rulemaking Board
and
Municipal Advisory Council of Texas
Education and Outreach Seminar
Thursday, March 5, 2015
Renaissance Hotel, Stemmons Ballroom
2222 North Stemmons Freeway
Dallas, TX 75207
AGENDA
2:00 p.m. – 2:10 p.m.
Welcome and Introductions
Ritta McLaughlin, Chief Education Officer, MSRB
2:10 p.m. – 2:30 p.m.
Opening Remarks
George Williford, Chair, Texas MAC and Managing Director,
First Southwest Company
Marcy Edwards, Vice Chair, MSRB
2:30 p.m. – 3:15 p.m.
MSRB Market Structure and Transparency Initiatives
Sharon Zackula, Associate General Counsel, MSRB
Justin Pica, Director of Product Management, MSRB
This session will cover MSRB rulemaking initiatives including best
execution, pricing reference information and the EMMA® Price
Discovery Tool.
3:15 p.m. – 3:30 p.m.
Break
3:30 p.m. – 4:45 p.m.
Municipal Advisor Rulemaking Update
Sharon Zackula, Associate General Counsel, MSRB
Michael Cowart, Assistant General Counsel, MSRB
This session will review the status of the MSRB municipal advisor
regulatory framework, including MSRB Rule G-42 on duties of nonsolicitor municipal advisors, MSRB Rule G-44 on supervisory and
compliance obligations of municipal advisors. Also, this session will
cover the upcoming municipal advisor professional qualifications
examination process.
4:45 p.m. – 5:00 p.m.
Closing Remarks and Comments
Ritta McLaughlin, Chief Education Officer, MSRB
Laura Slaughter, Executive Director, Texas MAC
5:00 p.m. – 6:30 p.m.
Reception