Conference Theme: Annual Conference on Internal Audit 21-22, November 2014 Vivanta by Taj – Connemara, Chennai Organized by: The Institute of Internal Auditors India Madras Chapter Knowledge Partner: Associate Sponsors: Motto: PROGRESS THROUGH SHARING Gold Sponsor: eNoah iSolution Conference Background Business excellence involves improving performance based on customer focus and shareholder value through systematic use of quality management systems and tools such as Balanced Scorecard and Lean Conference Theme: Sigma. A system of internal audit if properly implemented will be the most important tool in the quality system tool kit. Internal audits serve as a continuous monitoring process of the organization's quality management system including identification of system ineffectiveness, corrective action resulting in continuous improvement. Lean Six Sigma tools are already in use during the fieldwork phase of an internal audit project to enhance audit effectiveness, provide deeper insight into business operations, and identify process streamlining opportunities. The Balanced Scorecard performance management system has become an essential framework for strategy execution throughout the world. IIA Research Foundation has published a book The Balanced Scorecard - Applications in Internal Auditing and Risk Management. Today internal auditors are increasingly using Balanced Scorecards as audit tools in their audit projects. This Conference provides an insight into how in addition to the traditional QMS Frameworks, Internal Audit is now emerging as a powerful tool in the hands of senior management to promote business excellence. Conference Highlights Inaugural Address: Padma Vibhushan Dr. C. Rangarajan, Former Governor, Reserve Bank of India Launching of IIA All India Membership Portal : Mr. Nagesh Pinge, President, IIA India and Chief Internal Auditor, Tata Motors Limited Special Address: Mr. C.K. Ranganathan, CMD, CavinKare Keynote Address on the Conference Theme: “BUSINESS EXCELLENCE AND INTERNAL AUDIT” Mr. P.R. Ramesh, Chairman, Deloitte Haskins & Sells LLP Special Address: Internal Audit: Global Trends - Opportunities & Pitfalls Mr. Hal Garyn, Vice President, Professional Practices, The Institute of Internal Auditors, Global Headquarters, USA Technical Sessions: 12 Technical Sessions in 3 parallel tracks addressed by senior audit professionals and managers and two Panel Discussions chaired by eminent professionals in the profession Inaugural Session - (21.11.2014, Friday) 09.30 am 09.35 am 09.40am 09.50 am 10.00 am 10.15 am 10.30 am 10.45 am 11.00 am 11.15 am 11.25 am Invocation - Ms. Anupama Welcome Address - Ms. Uma Prakash, President, IIA Madras Chapter & Director, Capri Accounting & Professional Services Pvt. Ltd Conference Chairman's Address - Mr. K. Vidyadharan, Vice President, IIA India; Managing Partner, Mountbattan & Co. Chartered Accountants Conference Overview - Mr. P.R. Loganathan, Formerly Region of India Director IIA & Managing Director, CISMA Consultants Pvt. Ltd. Keynote address - Mr. Hal Garyn, Vice President, Professional Practices, IIA Global Headquarters, USA Inaugural Address by Chief Guest Padma Vibhushan Dr. C. Rangarajan, Former Governor, Reserve Bank of India Special Address by Mr. C.K. Ranganathan, CMD, CavinKare Inauguration of IIA India Membership Portal Mr. Nagesh Pinge, President IIA India & Chief Internal Auditor, Tata Motors Ltd Knowledge Partner's Overview - PROTIVITI INDIA Vote of Thanks - Mr. Giridhar Janardhana, Chapter Vice President – IIA Madras Chapter & Partner, BlueRidge Consulting Services Networking break Keynote Session 11.45 am Keynote address: "Business Excellence and Internal Audit” – Mr. P.R. Ramesh, Chairman, Deloitte, Haskins & Sells LLP Vendor Product Presentation (1) 12.45 am 01.15 pm to 02.15 pm Lunch Break Technical Sessions - (21.11.2014, Friday) Time Theme Track A Fraud & Investigation – Changing Paradigm for Internal Audit Track B Track C Corporate Frauds & Whistle Governance , Risk & Blowing Control Solutions with GRC 02.15 pm - 3.30 pm Software Energising Speaker: Technical Session Internal Audit Speaker: Speaker: Mr. Nagesh Pinge 01 Ms. Vidya Raja Rao To be confirmed Chief Internal Auditor, Partner, Grant Thornton Tata Motors Ltd 03.30 pm-04.00 pm Networking break Core Competencies for Six Sigma Approach to The Balanced Score Card Internal Auditing – Applications in IA & Risk Today’s Internal Auditor Business 04.00 pm-05.15 pm Management Excellence Speaker: Speaker: Technical Session Model for Speaker : Mr. Gopal Mahadevan To be confirmed 02 Internal Audit Mr. Subrata Bagchi, CFO, Ashok Leyland Ltd Protiviti India Panel Discussion - 1 (22.11.2014, Saturday) 09.30 am-10.45 am 10.45 am-11.15 am 11.15 am–12.30 pm Technical Session 03 12.30 pm-01.00 pm 01.00 pm-02.00 pm 02.00 pm–03.15 pm Technical Session 04 03.15 pm-03.45 pm Panel Discussion – 1: Topic: Meeting Stakeholder Expectations Chairman: Mr. Sanjay Dhawan, Executive Director, Price Waterhouse & Coopers Speakers: 1. Mr. Subrata Bagchi, Protiviti India 2. Mr. M. Ramesh, CFO, eNoah iSolutions Pvt Ltd 3. Mr. Varadarajan, CFO, V Tech Wabag Ltd. Networking Break TECHNICAL SESSIONS Managing Transfer Pricing Demystifying BASEL - III Social Media Risks & the Risks - IA's Role Risks and Due Diligence role of Internal Audit by IA. Risk Speaker: Speaker: Perspectives Mr. P.K. Ranganathan Speaker: Mr. Rajan Ekambaram in Business Vice President - Internal Mr. Ashwin Narasimhan Partner, Ernst & Young MD, Global Corp. & Invest. Audit & Risk Management, Banking, Bank of America Ashok Leyland Ltd. VENDOR PRODUCT PRESENTATION (2) Lunch Break TECHNICAL SESSIONS Data Analytics and Mining Companies Act, 2013: The Controls &Auditing in Developing – Control & Audit Issues obscure RISK & IT Audit Cloud based environment an effective dimension Speaker: Internal Audit Speaker: Speaker: Dr. K. Rama Subramanian Sify Technologies Ltd Technology Mr. R. Vittal Raj Valiant Technologies Pvt. (to be confirmed) strategy Intl. VP & Director - Global Ltd, Chennai & Executive Director, Baker Tilly MKM, Board: ISACA and Partner, Kumar & Raj, CAs. Abu Dhabi Networking break Panel Discussion - 2 Panel Discussion – 2: Topic: Does the Internal Auditor have a seat at the table? Chairman: Mr. NG. Shankar, President, Corporate Audit, Aditya Birla Group Speakers: 03.45 pm-05.00 pm 1. Mr. MP Vijayakumar, CFO, Sify Technologies Ltd 2. Mr. JRS. Reddy, Vice President, Sutherland Global 3. To be Confirmed Valedictory Session 05.00 pm 05.10 pm 05.30 pm 05.45 pm Concluding Remarks by Conference Chair Mr. K. Vidyadharan - Vice President, IIA India; Governor, Madras Chapter & Managing Partner, Mountbattan & Co. Chartered Accountants Guest of Honour: To be confirmed Vote of thanks: Mr. Krishna Chaitanya D - Chapter Secretary and Director, Advisory, Grant Thornton India LLP Conference Concludes About IIA Established in 1941, The Institute of Internal Auditors (IIA) is an international professional association with global headquarters in Altamonte Springs, Florida, USA. The IIA is the internal audit profession's global voice, recognized authority, acknowledged leader, chief advocate, and principal educator. IIA has more than 185,000 members in 165 countries and territories around the world, including India. Generally, members work in internal auditing, risk management, governance, internal control, information technology audit, education, and security.India has SIX Chapters as part of The Institute of Internal Auditors India functioning at Bangalore, Chennai, Delhi, Hyderabad, Mumbai and Kolkata. IIA Madras Chapter was inaugurated on February 22, 1977. During the last 37 years, the Chapter has made a significant contribution to the growth of the Internal Auditing profession in this part of the country. The Chapter organizes Conferences, Seminars and Workshops on contemporary topics connected with internal auditing. The Chapter is in the process of organising a PG Diploma Course on Internal Auditing for the University of Madras. Recently the Chapter organized a 5-day Certificate Course on RBIA “Risk Based Internal Auditing”jointly with the Madras Management Association a premier Management professional body which is part of the All India Management Association. The Chapter is also providing technical support for the Post Graduate Diploma Course in internal Auditing organized by the University of Madras. The Chapter conducts a monthly Professional Development Meeting [PDM] where invited speakers make presentations on technical topics related to internal auditing. Participation Fee: Conference Venue (inclusive of service tax) Vivanta by Taj - Connemara, Chennai Rs. 4,500 for Members of IIA, ICMA, ISACA Rs. 5,000 for Non-Members No.2, Binny Road, Anna Salai, Chennai - 600 002 (next to Spencer Plaza) Earn CPE Credits Conference Committee Participants with CIA/CISA Certification are eligible for 16 hours CPE Credit. All participants will receive a certificate of participation Conference Registration Guidance Kindly send your letter of registration to the following address by Email/Post/Courier giving details of participant name, designation, organization, mailing address , contact phone numbers and email address. Mobile No. & Email ID must be given for every delegate. Mr. K. Vidyadharan Chairman-Conference Committee Institute of Internal Auditors India, Madras Chapter C/o. Mountbattan& Co. Flat No. 7, Kailash Apartments, 3rd floor New No.9, Thiruvengadam Street, West Mambalam, Chennai 600033 Email: [email protected] 1. 2. 3. 4. 5. 6. 7. 8. 9. Mr. K. Vidyadharan, Conference Chair Managing Partner, Mountbattan & Co., CAs ([email protected]) +91 9884716160 Mrs. Uma Prakash, Chapter President Director, Capri Accounting & Professional Services Pvt. Ltd. ([email protected]) +91 94440 28887 Mr. P.R. Loganathan, Conference Technical Chair MD, CISMA Consultants Pvt. Ltd. ([email protected]) +91 98404 49840 Mr. A.R. Parthasarathy, Immediate Past President Partner, RGN Price & Co, CAs. Mr. Giridhar Janardhana, Chapter Vice President Partner, Blue Ridge Consulting Mr. Krishna Chaitanya, Chapter Secretary Director, Advisory, Grant Thornton India LLP Mr. P.K. Ranganathan, Vice President - Internal Audit & Risk Management, Ashok Leyland Mr. K. Padmanabhan, IS Consultant Mr. R. Suresh, Chief Internal Auditor, Aban Offshore Ltd. 10. Mr. Manoj Kumar Jain, Partner, Yoganand & Ram, CAs 11. Mr. A. Raghavan, Associate VP: Global Finance Shared Payment may be made by cheques/DDs drawn in favour of: "The Institute of Internal Auditors – Madras Chapter" Service, Sutherland Global 12. Dr. Paul Jayakar, Director, IT & Risk Management, Brahmayya & Co., CAs